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Coded Modulation for Orthogonal
Transmit Diversity
Mohammad Jaber Borran, Mahsa Memarzadeh,
and Behnaam Aazhang
June 29, 2001
Motivation
Wireless Communication Environment
Noise
Multipath
Fading
MAI
Demands
Multimedia applications High rate
Data communication
Reliability
Challenges
Problems
Low achievable rates if single transmit and
receive antenna systems are used
Less reliability due to low SNR and fading
Some Possible Solutions
Use more bandwidth (limited resource!)
Use strong codes (computational complexity!)
Use multiple antennas (hardware complexity!)
Multiple-Antenna Systems
Data
Channel
Encoder
..
Channel
Decoder
Recovered
Data
Capacity min(nT, nR) Higher rate
[I. E. Telatar]
Potential spatial diversity More reliability
Space-Time Coding
Space
Space-Time
Code matrix
Data Space-Time
Encoder
Time
..
Space-Time Recovered
Data
Decoder
Slowly fading
Spatial diversity and coding gain
Fast fading
Spatial and temporal diversity, and coding gain
Space-Time Code Design
Previous approaches
Jointly maximizing spatial and temporal
diversity and coding gain
No systematic code design method, difficult
Suggested approach
Decouples the problem into simpler ones
Simplifies code design procedure
Provides systematic code construction method
Performs better than existing codes
System Model
Decouples the problems of maximizing
Spatial diversity
Temporal diversity and/or coding gain
Orthogonal Transmit Diversity
[S. Alamouti]
c2*
c2
c1
OTD
Transmitter
Alamouti
Encoder
c1
TX antenna 1
c1*
c2
RX antenna
TX antenna 2
Achieves full diversity (2)
Provides full rate (R = 1)
c1
c
No capacity loss
c2
Simple ML decoder
-c*2
*
c1
Slowly Fading Channels
Upper bound for pairwise error probability
2 Es
P(c e) cl el
4 N 0
l 1
L
coding gain
No temporal diversity
2
spatial
diversity
Design Criteria
Maximization of coding gain
L
d e (c, e) cl el
2
l 1
(Standard Euclidean distance)
Same as design criterion for single antenna
systems in AWGN channels
Codes designed for optimum performance in
AWGN channels are optimum outer codes
Simulation Results (1)
R = 2 b/s/Hz
0
10
1, 3, 5, 7
2, 0, 6, 4
3, 1, 7, 5
4-state TCM outer code
optimum for AWGN
Frame Error Probability
0, 2, 4, 6
1 dB gain
-1
10
-2
10
-3
10
9
AT&T 4-state space-time trellis code
Concatenated orthogonal space-time trellis code
Outage Probability
10
11
12
13
14
15
16
17
18
SNR (dB)
Better performance with same complexity
Simulation Results (2)
R = 2 b/s/Hz
0
0, 2, 4, 6
10
2, 0, 6, 4
3, 1, 7, 5
4, 6, 0, 2
5, 7, 1, 3
6, 4, 2, 0
Frame Error Probability
1, 3, 5, 7
2 dB gain
-1
10
-2
10
AT&T 8-state space-time trellis code
Concatenated orthogonal space-time trellis code
Outage Probability
7, 5, 3, 1
-3
10
8-state TCM outer code
optimum for AWGN
9
10
11
12
13
14
15
16
17
18
SNR (dB)
Better performance with same complexity
Fast Fading Channels
Upper bound for pairwise error probability
spatial
diversity
temporal
diversity
2
P(c e)
c
e
2 k 1 2 k 1 c2 k e2 k
k ;( c2 k 1 ,c2 k ) ( e2 k 1 ,e2 k )
coding gain
component
2
Es
4 N 0
2
Design Criteria (1)
Maximization of
Hamming distance
Product distance
between pairs of consecutive symbols:
(c2k-1, c2k) , (e2k-1, e2k)
Design for an Expanded Constellation
Constellation Expansion (1)
In dimension
c2k-1
c2k
(2D coordinate 2)
c2k-1
In size
Ck=(c2k-1, c2k)
Ck=(c2k-1, c2k)
(4D point)
(2D coordinate 1)
c2k
Original M-ary
constellation
Expanded M2-ary
constellation
Design Criteria (2)
Design for expanded constellation based on
maximizing
• Symbol Hamming distance
• Product of squared distances
Same as design criteria for single antenna
systems in fast fading channels [D. Divsalar]
Expanded
constellation
Ck
c*2k c2k 1
c2k c2k-1
OTD
Transmitter
c*2k 1 c2k
Simulation Results (1)
Comparison with AT&T smart-greedy code
R = 1 b/s/Hz
10
10
10
0
10
Frame Error Probability
Symbol Error Probability
10
-1
-2
Diversity 3
-3
Diversity 4
10
10
-4
AT&T smart-greedy space-time trellis code
Concatenated orthogonal space-time code
-5
-2
10
10
2
4
6
8
10
12
SNR per Bit (dB)
Fast fading channel
14
16
-1
-2
AT&T smart-greedy space-time trellis code
Concatenated orthogonal space-time code
10
0
0
-3
0
2
4
6
8
10
12
14
16
18
SNR per Bit (dB)
Slowly fading channel
Better performance with same complexity
20
Simulation Results (2)
Comparison of simple OTD with concatenated ST code
(Outer code: 4-dimensional MLC)
-1
10
Uncoded Orthogonal Transmission (R = 3 bits/s/Hz)
MLC for Orthogonal Transmission (R = 3 bits/s/Hz)
-2
Symbol Error Probability
10
Diversity 2
-3
10
Diversity 4
-4
10
-5
10
8
10
12
14
SNR per Bit
16
18
20
Generalized OTD
OTD systems with nT>2 and nR1
Achieve maximum diversity order (nTnR)
Not full rate (R < 1)
Full rate, full diversity, complex orthogonal
designs exist only if nT=2
Slowly Fading Channels
Upper bound for pairwise error probability
2 Es
P(c e) cl el
4 N 0
l 1
RL
nT nR
spatial
diversity
coding gain
Design criteria
Maximization of free Euclidean distance
Fast Fading Channels
Upper bound for pairwise error probability
temporal diversity
P(c e)
c( k 1) RQ q e( k 1) RQ q
k ;( c( k 1) RQ 1 ,...,ckRQ ) ( e( k 1) RQ 1 ,...,ekRQ )
q 1
RQ
Design criteria
2
Es
4 N
0
coding gain
component
Maximizing Hamming and product distances
in expanded constellation
Point in expanded
constellation
Concatenation of RQ points
in original signal set
Ck = (c(k-1)RQ+1, …, ckRQ)
nT nR
Simulation Results
R = 1.5 b/s/Hz
10
0
3 & 4 transmit,
1 receive
-1
10
-2
10
-3
10
3 & 4 transmit,
2 receives
-4
10
2
4
6
8
10
12
14
SNR per Bit (dB)
16
Symbol Error Probability
Frame Error Probability
10
10
10
10
10
10
R = 1 b/s/Hz
-1
-2
-3
3 transmit,
Diversity 6
-4
4 transmit,
Diversity 8
-5
-6
6
7
8
9
10
11
12
SNR per Bit (dB)
Slowly fading channel
Fast fading channel
8-state TCM outer code
optimum for AWGN
MTCM outer code
13
14
Summary
Concatenated orthogonal space-time code
Decouples the problems of maximizing spatial
diversity, temporal diversity and/or coding gain
Simplifies code design procedure and provides
a systematic method for code construction
Has better performance compared to existing
space-time codes
Contact Information
[email protected]
[email protected]
[email protected]
http://www.ece.rice.edu/~mohammad