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Prioritizing Pandemic Influenza Vaccination: Public Values and Public Policy Benjamin Schwartz, M.D. National Vaccine Program Office, DHHS Why prioritize pandemic vaccine? • Everyone will be susceptible • Current minimum of ~20 weeks to first pandemic vaccine availability • U.S.-based production capacity currently is not sufficient to make vaccine rapidly for the entire population • Targeting groups for earlier or later vaccination will best support pandemic response goals to reduce health, societal, and economic impacts Initiatives to increase pandemic influenza vaccine availability “Preparedness now decreases the need for allocation decisions later” Kathy Kinlaw, MDiv, Emory Univ. CDC Ethics Subcommittee • HHS has invested over $1 billion to: – Increase vaccine production capacity – Develop and license new vaccine production technologies (e.g., cell culture, recombinants) that will increase surge capacity and reduce time to availability – Evaluate adjuvanted vaccine formulations Pandemic vaccine prioritization 2005: ACIP/NVAC • Joint work of HHS vaccine advisory committees • Process included consideration of – Vaccine supply and efficacy – Impacts of past pandemics by age and risk group – Potential impacts on critical infrastructures – especially healthcare – Ethical concerns • Recommendations included in the 2005 HHS pandemic plan – As guidance for State/local planning – To promote further discussions ACIP/NVAC priority groups Tier and population groups 1A. Health care involved in direct patient contact + essential support Vaccine and antiviral drug manufacturing personnel Personnel ( 1,000’s) 9,000 Cumulative total (1,000’s) 9,000 40 9,040 1B. Highest risk groups 25,840 34,880 1C. Household contacts of children <6 mo, severely immune compromised, and pregnant women 10,700 45,580 151 45,731 59,100 8,500 104,831 113,331 500 113,831 1D. Key government leaders + critical public health pandemic responders 2. Rest of high risk Most CI and other PH emergency responders 3. Other key government health decision makers + mortuary services 4. Healthy 2-64 years not in other groups 179,260 293,091 Rationale for reconsideration of pandemic vaccine prioritization • Evolving planning assumptions – More severe pandemic; increased absenteeism • Results from public engagement meetings – Preserving essential services ranked as top goal over protecting high-risk individuals • Additional analysis of critical infrastructures (CI) – National Infrastructure Advisory Council study of CI sectors and vaccination priority groups Interagency pandemic vaccine prioritization working group process • Presentation and discussion of: – Prior ACIP/NVAC recommendations – Scientific & public health issues – Analysis & recommendations on critical infrastructure by the National Infrastructure Advisory Council – National & homeland security issues • Consideration of ethical issues • Public engagement & stakeholder meeting • Decision analysis National Infrastructure Advisory Council analysis of critical infrastructure (CI) for a U.S. pandemic • Issues considered – Essential functions of CI and key resource (KR) sectors (e.g., maintain national & homeland security; ensure economic survival; maintain health & welfare) – Interdependencies between sectors – Workforces needed to maintain critical functions • Process – Survey of CI/KR operators; review of existing data and plans; interviews of subject matter experts www.dhs.gov/niac Identifying critical employee groups: all sectors, tier 1 only Employees: Tier 1 Only Banking & Finance: 417,000 Chemical: 161,309 Commercial Facilities: 42,000 Communications: 396,097 Electricity: 50,000 Emergency Services: 1,997,583 Food and Agriculture: 500,000 Healthcare: 6,999,725 Information Technology: 692,800 Nuclear: 86,000 Oil and Natural Gas: 223,934 Postal and Shipping: 115,344 Transportation: 100,185 Water and Wastewater: 608,000 Tier 1 Statistics Banking & Finance Chemical Commercial Facilities Communications Electricity Emergency Services Food and Agriculture Healthcare Information Technology Nuclear Oil and Natural Gas Postal and Shipping Transportation Water and Wastewater TOTAL: 12,389,977 Notes: a. Numbers include Tier 1 “essential” employees only. b. State and local government numbers removed from gross and priority workforce numbers. http://www.dhs.gov/xlibrary/assets/niac/niac-pandemic-wg_v8-011707.pdf Ethics Considerations by the Interagency Working Group • Process issues – Transparency, inclusiveness, reasonableness • Content issues – Preserving society – consider before protecting individuals – Fairness – value all equally; treat all in a priority group the same – Reciprocity – protect those who assume occupational risk – Flexibility – reconsider strategy periodically and at the time of a pandemic Public engagement and stakeholder meetings: Rationale • For a rationing strategy to be successful, it must reflect societal values and preferences • There are conflicting frameworks for deciding who to protect first during a pandemic • Prevent the most deaths • Prevent the most years of potential life lost • Protect adolescents & young adults (“life cycle” approach) • Protect well-being of society • There is uncertainty around the impact of different choices • Need for vaccination to preserve essential services Public engagement and stakeholder meetings • Objective: Consider the potential goals of pandemic vaccination and assign values to each • Approach • Background presentations • Group discussions • Electronic voting • Participants • Las Cruces, NM – 108 persons; culturally diverse • Nassau Co., NY – 130 persons; many older adults • DC – ~90 persons from government, CI sectors, community organizations Value of pandemic vaccination goals: public (Las Cruces, Nassau Co.) and stakeholder (DC) meeting results (7-point scale) Las Cruces Nassau County D.C. People working to fight pandemic & provide care 6.7 6.0 6.8 People providing essential community services 5.9 5.7 6.5 People most vulnerable due to jobs 5.8 5.6 5.9 Children 5.9 5.7 4.9 People most likely to spread virus to unprotected 5.3 5.3 4.6 People protecting homeland security 4.6 5.2 4.7 People most likely to get sick or die 4.5 4.8 4.8 People most likely to be protected by the vaccine 4.5 5.1 4.0 People keeping pandemic out of the U.S. 4.3 5.3 3.3 People providing essential economic services 3.0 4.2 4.5 Vaccination goal: To protect… Decision analysis: Approach • Consider 57 groups Vaccination goal: To protect… defined by job, age, People working to fight pandemic & provide care and health status People providing essential community services People most vulnerable due to jobs • Interagency group rated Children (0 – 3) extent to which each People most likely to spread virus to unprotected People protecting homeland security group met occupational People most likely to get sick or die objectives People most likely to be protected by the vaccine People keeping pandemic out of the U.S. • CDC and external experts People providing essential economic services rated extent to which each group met “science based” objectives – Vaccine effectiveness, risk of severe illness and death, and likelihood to transmit infection • Weights applied based on public and stakeholder values – Sx = O1w1 + O2w2 + … + O10w10 Score 6.5 6.0 5.8 5.5 5.1 4.8 4.7 4.5 4.3 3.9 Decision analysis: Selected results Group (1 – 10) Score Group (11 – 20) Score Pub. health responders 90 Medical care aides 72 Medical practitioners 90 Border protection 72 Emerg. med. services 89 Pharmacists 71 Police 84 Diplomats 71 Relief orgs. (Red Cross) 80 Community orgs. 69 National Guard 76 Nursing home staff 68 Fire protection & rescue 75 Government 65 Emergency mgt. 75 Transportation 64 Military 74 Communications 63 Vaccine manufacturer 73 Energy 60 General population: Infants & toddlers (30); young children (29); older children (24); pregnant women (20); elderly (18) Decision analysis: Stratified results Healthcare & Community Suppt Critical infrastructure Pub. health responders Emergency medical services Healthcare providers Police & Law enforcement Relief & community support orgs. Fire protection Pharmacists Vaccine manufacturers Other healthcare personnel Energy, water, communications Homeland & National Security General Population Deployed military Infants and toddlers Essential support personnel Pregnant women Border protection Children National guard High risk adults Other military Elderly The Pandemic Severity Index (PSI) • Severity of 20th century pandemics differed • Threats to essential services and security differ by severity • PSI offers a way to characterize pandemics based on their casefatality rate Key issues in building the pandemic vaccine prioritization strategy • Multiple important objectives to achieve – Public values of preserving healthcare & essential services, and protecting persons at occupational risk & children • Maintaining essential services requires targeting only a portion of the critical infrastructure workforce • Need to target workers varies with pandemic severity • The timing and rate of vaccine availability relative to the pandemic wave is unknown • Draft guidance developed and vetted in additional public & stakeholder meetings and in a web dialogue Vaccination tiers for a severe pandemic 300 M 123 million 74 million 64 million 16 million 23 million Tier 1 Tier 2 Tier 3 Vaccination tiers Tier 4 Tier 5 Category Vaccine Prioritization Tiers and Target Groups Homeland and national security Healthcare and community support services Tier 1 Tier 2 Tier 3 Critical infrastructure Tier 4 Tier 5 Not targeted (Vaccinated in General pop.) General population Target group Estimated number* Deployed and mission critical pers. 700,000 Essential support & sustainment pers. Intelligence services Border protection personnel National Guard personnel Other domestic national security 650,000 150,000 100,000 500,000 50,000 Other active duty & essential suppt. 1,500,000 Public health personnel Inpatient health care providers Outpatient and home health providers Health care providers in LTCFs 300,000 3,200,000 2,500,000 1,600,000 Community suppt. & emergency mgt. Pharmacists Mortuary services personnel 600,000 150,000 50,000 Other important health care personnel 300,000 Emergency services sector pers. (EMS, law enforce .& fire services) Mfrs of pandemic vaccine & antivirals 2,000,000 Communications/IT, Electricity, Nuclear, Oil & Gas, and Water sector personnel Financial clearing & settlement pers. Critical operational & regulatory government personnel 1,750,000 Banking & Finance, Chemical, Food & Agriculture, Pharmaceutical, Postal & Shipping, and Transportation sector personnel Other critical government personnel 3,000,000 Pregnant women Infants & toddlers 6–35 mo old Household contacts of infants < 6 mo Children 3–18 yrs with high risk cond. 50,000 400,000 400,000 3,100,000 10,300,000 4,300,000 6,500,000 Children 3–18 yrs without high risk 58,500,000 Persons 19–64 with high risk cond. 36,000,000 Persons >65 yrs old 38,000,000 Healthy adults 19–64 yrs old 123,350,000 Severe Moderate Less severe Critical Infrastructure Tiers and Target Groups Target group Est. # • Emergency services 2,000,000 • Mfrs of pandemic vaccine 50,000 & antivirals • Communications/IT, 1,750,000 Electricity, Nuclear, Oil & Gas, Water • Financial clearing & 20,000 settlement • Critical operational & 400,000 regulatory government • Banking & Finance, 3,000,000 Chemical, Food & Ag, Pharma, Postal & Shipping, Transportation • Other critical govt 400,000 Severe Moderate Less severe Critical Infrastructure Influenza Vaccine Prioritization for a Severe Pandemic Tier Infrastructures Allocation Rationale 1 Healthcare Emergency services ~60% 90% 2 Communications/IT Electricity & Nuclear Oil & Gas, Water 25% 3 Banking & Finance Chemical Food & Agriculture Pharmaceutical Postal & Shipping Transportation 7.5% • High risk exposures • Increased burden • Products/services essential to all sectors • Products cannot be stored • Little fungibility • Products may be stored • Demand may decrease • Greater fungibility Steps in pandemic vaccine implementation Prioritization • Ongoing planning to address each step in the process Production • Challenges in identifying and vaccinating target groups Allocation Distribution Administration Monitoring – Businesses must identify targeted workers & priority status must be validated at vaccination site – Persons in families will be vaccinated at different times in different tiers Conclusions: Public values and public policy “This guidance is the result of a deliberative democratic process. All interested parties took part in the dialogue. We are confident that this document represents the best of shared responsibility and decision-making.” HHS Secretary Mike Leavitt