Transcript Slide 1
Lecture 15 February 8, 2010 Ionic bonding and oxide crystals Nature of the Chemical Bond with applications to catalysis, materials science, nanotechnology, surface science, bioinorganic chemistry, and energy William A. Goddard, III, [email protected] 316 Beckman Institute, x3093 Charles and Mary Ferkel Professor of Chemistry, Materials Science, and Applied Physics, California Institute of Technology Teaching Assistants: Wei-Guang Liu <[email protected]> Ted Yu <[email protected]> Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 1 Course schedule Monday Feb. 8, 2pm L14 TODAY(caught up) Midterm was given out on Friday. Feb. 5, due on Wed. Feb. 10 It is five hour continuous take home with 0.5 hour break, open notes for any material distributed in the course or on the course web site but closed book otherwise No collaboration Friday Feb. 12, postpone lecture from 2pm to 3pm Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 2 Last time Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 3 Ring ozone Form 3 OO sigma bonds, but pp pairs overlap Analog: cis HOOH bond is 51.1-7.6=43.5 kcal/mol. Get total bond of 3*43.5=130.5 which is 11.5 more stable than O2. Correct for strain due to 60º bond angles = 26 kcal/mol from cyclopropane. Expect ring O3 to be unstable with respect to O2 + O by ~14 kcal/mol But if formed it might be rather stable with respect various chemical reactions. Ab Initio Theoretical Results on the Stability of Cyclic Ozone L. B. Harding and W. A. Goddard III J. Chem. Phys. 67, 2377 (1977) CN 5599 Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 4 GVB orbitals of N2 VB view MO view Re=1.10A R=1.50A R=2.10A Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 5 The configuration for C2 Si2 has this configuration 1 1 2 4 4 0 1 2 4 3 2 2 2 From 1930-1962 the 3Pu was thought to be the ground state 2 2 1S + is ground state Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved Now 6 Ground state of C2 MO configuration Have two strong p bonds, but sigma system looks just like Be2 which leads to a bond of ~ 1 kcal/mol The lobe pair on each Be is activated to form the sigma bond. The net result is no net contribution to bond from sigma electrons. It is as if we started with HCCH and cut off the Hs Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 7 Low-lying states of C2 Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 8 VB view MO view Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 9 The VB interference or resonance energy for H2+ The VB wavefunctions for H2+ Φg = (хL + хR) and Φu = (хL - хR) lead to eg = (hLL + 1/R) + t/(1+S) ≡ ecl + Egx eu = (hLL + 1/R) - t/(1-S) ≡ ecl + Eux where t = (hLR - ShLL) is the VB interference or resonance energy and ecl = (hLL + 1/R) is the classical energy As shown here the t dominates the bonding and antibonding of these states Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 10 Analysis of classical and interference energies egx = t/(1+S) while eux = -t/(1-S) Consider first very long R, where S~0 Then egx = t while eux = -t so that the bonding and antibonding effects are similar. Now consider a distance R=2.5 bohr = 1.32 A near equilibrium Here S= 0.4583 t= -0.0542 hartree leading to egx = -0.0372 hartree while eux = + 0.10470 hartree ecl = 0.00472 hartree Where the 1-S term in the denominator makes the u state 3 times as antibonding as the g ©state is2010 bonding. Ch120a-Goddard-L15 copyright William A. Goddard III, all rights reserved 11 Contragradience The above discussions show that the interference or exchange part of KE dominates the bonding, tKE=KELR –S KELL This decrease in the KE due to overlapping orbitals is dominated by tx = ½ [< (хL). ((хR)> - S [< (хL)2> Dot product is хL large and negative in the shaded region between atoms, where the L and R orbitals have opposite slope (congragradience) Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved хR 12 The VB exchange energies for H2 For H2, the classical energy is slightly attractive, but again the difference between bonding (g) and anti bonding (u) is essentially all due to the exchange term. -Ex/(1 - S2) +Ex/(1 + S2) Ch120a-Goddard-L15 1E g 3E u = Ecl + Egx = Ecl + Eux Each energy is referenced to the value at R=∞, which is -1 for Ecl, Eu, Eg 0 for Exu and Exg © copyright 2010 William A. Goddard III, all rights reserved 13 Analysis of the VB exchange energy, Ex where Ex = {(hab + hba) S + Kab –EclS2} = T1 + T2 Here T1 = {(hab + hba) S –(haa + hbb)S2} = 2St Where t = (hab – Shaa) contains the 1e part T2 = {Kab –S2Jab} contains the 2e part Clearly the Ex is dominated by T1 and clearly T1 is dominated by the kinetic part, TKE. Thus we can understand bonding by analyzing just the KE part if Ex Ch120a-Goddard-L15 T2 T1 Ex TKE © copyright 2010 William A. Goddard III, all rights reserved 14 Analysis of the exchange energies The one electron exchange for H2 leads to Eg1x ~ +2St /(1 + S2) Eu1x ~ -2St /(1 - S2) which can be compared to the H2+ case egx ~ +t/(1 + S) eux ~ -t/(1 - S) For R=1.6bohr (near Re), S=0.7 Eg1x ~ 0.94t vs. egx ~ 0.67t Eu1x ~ -2.75t vs. eux ~ -3.33t For R=4 bohr, S=0.1 Eg1x ~ 0.20t vs. egx ~ 0.91t Eu1x ~ -0.20t vs. eux ~ -1.11t E(hartree) Eu1x Consider a very small R with S=1. Then Eg1x ~ 2t vs. egx ~ t/2 so that the 2e bond is twice as strong as the 1e bond 1x E g but at long R, the 1e bond is R(bohr) 15 stronger than the 2e bond Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved Noble gas dimers No bonding at the VB or MO level Only simultaneous electron correlation (London attraction) or van der Waals attraction, -C/R6 s Ar2 Re De Ch120a-Goddard-L15 LJ 12-6 Force Field E=A/R12 –B/R6 = De[r-12 – 2r-6] = 4 De[t-12 – t-6] r= R/Re t= R/s where s = Re(1/2)1/6 =0.89 Re © copyright 2010 William A. Goddard III, all rights reserved 16 London Dispersion The weak binding in He2 and other noble gas dimers was explained in terms of QM by Fritz London in 1930 The idea is that even for a spherically symmetric atoms such as He the QM description will have instantaneous fluctuations in the electron positions that will lead to fluctuating dipole moments that average out to zero. The field due to a dipole falls off as 1/R3 , but since the average dipole is zero the first nonzero contribution is from 2nd order perturbation theory, which scales like -C/R6 (with higher order terms like 1/R8 and 1/R10) Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 17 London Dispersion The weak binding in He2 and other nobel gas dimers was explained in terms of QM by Fritz London in 1930 The idea is that even for a spherically symmetric atoms such as He the QM description will have instantaneous fluctuations in the electron positions that will lead to fluctuating dipole moments that average out to zero. The field due to a dipole falls off as 1/R3 , but since the average dipole is zero the first nonzero contribution is from 2nd order perturbation theory, which scales like -C/R6 (with higher order terms like 1/R8 and 1/R10) Consequently it is common to fit the interaction potentials to functional forms with a long range 1/R6 attraction to account for London dispersion (usually referred to as van der Waals attraction) plus a short range repulsive term to account for short Range Pauli Repulsion) Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 18 Some New and old material Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 19 MO and VB view of He dimer, He2 MO view ΨMO(He2) = A[(sga)(sgb)(sua)(sub)]= (sg)2(su)2 Net BO=0 VB view ΨVB(He2) = A[(La)(Lb)(Ra)(Rb)]= (L)2(R)2 Substitute sg = R + L and sg = R - L Get ΨMO(He2) ≡ ΨMO(He2) Ch120a-Goddard-L15 Pauli orthog of R to L repulsive © copyright 2010 William A. Goddard III, all rights reserved 20 Remove an electron from He2 to get He2+ MO view Ψ(He2) = A[(sga)(sgb)(sua)(sub)]= (sg)2(su)2 Two bonding and two antibonding BO= 0 Ψ(He2+) = A[(sga)(sgb)(sua)]= (sg)2(su) BO = ½ Get 2Su+ symmetry. Bond energy and bond distance similar to H2+, also BO = ½ Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 21 Remove an electron from He2 to get He2+ MO view Ψ(He2) = A[(sga)(sgb)(sua)(sub)]= (sg)2(su)2 Two bonding and two antibonding BO= 0 Ψ(He2+) = A[(sga)(sgb)(sua)]= (sg)2(su) BO = ½ Get 2Su+ symmetry. Bond energy and bond distance similar to H2+, also BO = ½ VB view Substitute sg = R + L and sg = L - R Get ΨVB(He2) ≡ A[(La)(Lb)(Ra)] - A[(La)(Rb)(Ra)] = (L)2(R) - (R)2(L) - Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 22 He2+ + 2S + g (sg)1(su)2 2S + u (sg )2(s u) BO=0.5 MO good for discuss spectroscopy, VB good for discuss chemistry Check H2 and H2+ numbers Ch120a-Goddard-L15 He2 Re=3.03A De=0.02 kcal/mol No bond H2 Re=0.74xA De=110.x kcal/mol BO = 1.0 H2+ Re=1.06x A De=60.x kcal/mol BO = 0.5 © copyright 2010 William A. Goddard III, all rights reserved 23 New material Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 24 Ionic bonding (chapter 9) Consider the covalent bond of Na to Cl. There Is very little contragradience, leading to an extremely weak bond. Alternatively, consider transferring the charge from Na to Cl to form Na+ and ClCh120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 25 The ionic limit At R=∞ the cost of forming Na+ and Clis IP(Na) = 5.139 eV minus EA(Cl) = 3.615 eV = 1.524 eV But as R is decreased the electrostatic energy drops as DE(eV) = - 14.4/R(A) or DE (kcal/mol) = -332.06/R(A) Thus this ionic curve crosses the covalent curve at R=14.4/1.524=9.45 A Using the bond distance of NaCl=2.42A leads to a coulomb energy of 6.1eV leading to a bond of 6.1-1.5=4.6 eV The exper De = 4.23 eV Showing that ionic character dominates Ch120a-Goddard-L15 E(eV) © copyright 2010 William A. Goddard III, all rights reserved R(A) 26 GVB orbitals of NaCl Dipole moment = 9.001 Debye Pure ionic 11.34 Debye Thus Dq=0.79 e Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 27 electronegativity To provide a measure to estimate polarity in bonds, Linus Pauling developed a scale of electronegativity () where the atom that gains charge is more electronegative and the one that loses is more electropositive He arbitrarily assigned =4 for F, 3.5 for O, 3.0 for N, 2.5 for C, 2.0 for B, 1.5 for Be, and 1.0 for Li and then used various experiments to estimate other cases . Current values are on the next slide Mulliken formulated an alternative scale such that M= (IP+EA)/5.2 Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 28 Electronegativity Based on M++ Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 29 Comparison of Mulliken and Pauling electronegativities Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 30 Ionic crystals Starting with two NaCl monomer, it is downhill by 2.10 eV (at 0K) for form the dimer Because of repulsion between like charges the bond lengths, increase by 0.26A. A purely electrostatic calculation would have led to a bond energy of 1.68 eV Similarly, two dimers can combine to form a strongly bonded tetramer with a nearly cubic structure Continuing, combining 4x1018 such dimers leads to a grain of salt in which each Na has 6 Cl neighbors and each Cl hasCh120a-Goddard-L15 6 Na neighbors © copyright 2010 William A. Goddard III, all rights reserved 31 The NaCl or B1 crystal All alkali halides have this structure except CsCl, CsBr, CsI (they have the B2 structure) Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 32 The CsCl or B2 crystal There is not yet a good understanding of the fundamental reasons why particular compound prefer particular structures. But for ionic crystals the consideration of ionic radii has proved useful Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 33 Ionic radii, main group Fitted to various crystals. Assumes O2- is 1.40A NaCl R=1.02+1.81 = 2.84, exper is 2.84 From R. D. Shannon, Acta©Cryst. 751 (1976) Ch120a-Goddard-L15 copyrightA32, 2010 William A. Goddard III, all rights reserved 34 Ionic radii, transition metals Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 35 Ionic radii Lanthanides and Actinide Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 36 Role of ionic sizes in determining crystal structures Assume that the anions are large and packed so that they contact, so that 2RA < L, where L is the distance between anions Assume that the anion and cation are in contact. Calculate the smallest cation consistent with 2RA < L. RA+RC = L/√2 > √2 RA RA+RC = (√3)L/2 > (√3) RA Thus RC/RA > 0.414 Thus RC/RA > 0.732 Thus for 0.414 < (RC/RA ) < 0.732 we expect B1 For (RC/RA ) > 0.732 either is ok. ForCh120a-Goddard-L15 (RC/RA ) < 0.414 must be2010 some structure © copyright William other A. Goddard III, all rights reserved 37 Radius Ratios of Alkali Halides and Noble metal halices Rules work ok B1: 0.35 to 1.26 B2: 0.76 to 0.92 Based on R. W. G. Wyckoff, Crystal Structures, 2nd edition. Volume 1 (1963) Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 38 Wurtzite or B4 structure Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 39 Sphalerite or Zincblende or B3 structure GaAs Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 40 Radius rations B3, B4 The height of the tetrahedron is (2/3)√3 a where a is the side of the circumscribed cube The midpoint of the tetrahedron (also the midpoint of the cube) is (1/2)√3 a from the vertex. Hence (RC + RA)/L = (½) √3 a / √2 a = √(3/8) = 0.612 Thus 2RA < L = √(8/3) (RC + RA) = 1.633 (RC + RA) Thus 1.225 RA < (RC + RA) or RC/RA > 0.225 Thus B3,B4 should be the stable structures for 0.225 < (RC/RA) < 0. 414 Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 41 Structures for II-VI compounds B3 for 0.20 < (RC/RA) < 0.55 B1 for 0.36 < (RC/RA) < 0.96 Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 42 CaF2 or fluorite structure Like GaAs but now have F at all tetrahedral sites Or like CsCl but with half the Cs missing Find for RC/RA > 0.71 Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 43 Rutile (TiO2) or Cassiterite (SnO2) structure Related to NaCl with half the cations missing Find for RC/RA < 0.67 Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 44 CaF2 rutile CaF2 rutile Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 45 Electrostatic Balance Postulate For an ionic crystal the charges transferred from all cations must add up to the extra charges on all the anions. We can do this bond by bond, but in many systems the environments of the anions are all the same as are the environments of the cations. In this case the bond polarity (S) of each cation-anion pair is the same and we write S = zC/nC where zC is the net charge on the cation and nC is the coordination number Then zA = Si SI = Si zCi /ni Example1 : SiO2. in most phases each Si is in a tetrahedron of O2- leading to S=4/4=1. Thus each O2- must have just two Si neighbors Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 46 a-quartz structure of SiO2 Each Si bonds to 4 O, OSiO = 109.5° each O bonds to 2 Si Si-O-Si = 155.x ° Helical chains single crystals optically active; α-quartz converts to β-quartz at 573 °C From wikipedia Ch120a-Goddard-L15 rhombohedral (trigonal) hP9, P3121 No.152[10] © copyright 2010 William A. Goddard III, all rights reserved 47 Example 2 of electrostatic balance: stishovite phase of SiO2 The stishovite phase of SiO2 has six coordinate Si, S=2/3. Thus each O must have 3 Si neighbors Rutile-like structure, with 6coordinate Si; high pressure form densest of the SiO2 polymorphs From wikipedia Ch120a-Goddard-L15 tetragonal tP6, P42/mnm, No.136[17] © copyright 2010 William A. Goddard III, all rights reserved 48 TiO2, example 3 electrostatic balance Example 3: the rutile, anatase, and brookite phases of TiO2 all have octahedral Ti. Thus S= 2/3 and each O must be coordinated to 3 Ti. top anatase phase TiO2 front Ch120a-Goddard-L15 right © copyright 2010 William A. Goddard III, all rights reserved 49 Corundum (a-Al2O3). Example 4 electrostatic balance Each Al3+ is in a distorted octahedron, leading to S=1/2. Thus each O2- must be coordinated to 4 Al Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 50 Olivine. Mg2SiO4. example 5 electrostatic balance Each Si has four O2- (S=1) and each Mg has six O2- (S=1/3). Thus each O2- must be coordinated to 1 Si and 3 Mg neighbors O = Blue atoms (closest packed) Si = magenta (4 coord) cap voids in zigzag chains of Mg Mg = yellow (6 coord) Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 51 Illustration, BaTiO3 A number of important oxides have the perovskite structure (CaTiO3) including BaTiO3, KNbO3, PbTiO3. Lets try to predict the structure without looking it up Based on the TiO2 structures , we expect the Ti to be in an octahedron of O2-, STiO = 2/3. How many Ti neighbors will each O have? Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 52 Illustration, BaTiO3 A number of important oxides have the perovskite structure (CaTiO3) including BaTiO3, KNbO3, PbTiO3. Lets try to predict the structure without looking it up Based on the TiO2 structures , we expect the Ti to be in an octahedron of O2-, STiO = 2/3. How many Ti neighbors will each O have? It cannot be 3 since there would be no place for the Ba. Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 53 Illustration, BaTiO3 A number of important oxides have the perovskite structure (CaTiO3) including BaTiO3, KNbO3, PbTiO3. Lets try to predict the structure without looking it up Based on the TiO2 structures , we expect the Ti to be in an octahedron of O2-, STiO = 2/3. How many Ti neighbors will each O have? It cannot be 3 since there would be no place for the Ba. It is likely not one since Ti does not make oxo bonds. Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 54 Illustration, BaTiO3 A number of important oxides have the perovskite structure (CaTiO3) including BaTiO3, KNbO3, PbTiO3. Lets try to predict the structure without looking it up Based on the TiO2 structures , we expect the Ti to be in an octahedron of O2-, STiO = 2/3. How many Ti neighbors will each O have? It cannot be 3 since there would be no place for the Ba. It is likely not one since Ti does not make oxo bonds. Thus we expect each O to have two Ti neighbors, probably at 180º. This accounts for 2*(2/3)= 4/3 charge. Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 55 Illustration, BaTiO3 A number of important oxides have the perovskite structure (CaTiO3) including BaTiO3, KNbO3, PbTiO3. Lets try to predict the structure without looking it up Based on the TiO2 structures , we expect the Ti to be in an octahedron of O2-, STiO = 2/3. How many Ti neighbors will each O have? It cannot be 3 since there would be no place for the Ba. It is likely not one since Ti does not make oxo bonds. Thus we expect each O to have two Ti neighbors, probably at 180º. This accounts for 2*(2/3)= 4/3 charge. Now we must consider how many O are around each Ba, nBa, leading to SBa = 2/nBa, and how many Ba around each O, nOBa. Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 56 Illustration, BaTiO3 A number of important oxides have the perovskite structure (CaTiO3) including BaTiO3, KNbO3, PbTiO3. Lets try to predict the structure without looking it up Based on the TiO2 structures , we expect the Ti to be in an octahedron of O2-, STiO = 2/3. How many Ti neighbors will each O have? It cannot be 3 since there would be no place for the Ba. It is likely not one since Ti does not make oxo bonds. Thus we expect each O to have two Ti neighbors, probably at 180º. This accounts for 2*(2/3)= 4/3 charge. Now we must consider how many O are around each Ba, nBa, leading to SBa = 2/nBa, and how many Ba around each O, nOBa. Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 57 Prediction of BaTiO3 structure : Ba coordination Since nOBa* SBa = 2/3, the missing charge for the O, we have only a few possibilities: nBa= 3 leading to SBa = 2/nBa=2/3 leading to nOBa = 1 nBa= 6 leading to SBa = 2/nBa=1/3 leading to nOBa = 2 nBa= 9 leading to SBa = 2/nBa=2/9 leading to nOBa = 3 nBa= 12 leading to SBa = 2/nBa=1/6 leading to nOBa = 4 Each of these might lead to a possible structure. The last case is the correct one for BaTiO3 as shown. Each O has a Ti in the +z and –z directions plus four Ba forming a square in the xy plane The Each of these Ba sees 4 O in the xy plane, 4 in the xz plane and 4 in the yz plane. Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 58 BaTiO3 structure (Perovskite) Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 59 How estimate charges? We saw that even for a material as ionic as NaCl diatomic, the dipole moment a net charge of +0.8 e on the Na and -0.8 e on the Cl. We need a method to estimate such charges in order to calculate properties of materials. First a bit more about units. In QM calculations the unit of charge is the magnitude of the charge on an electron and the unit of length is the bohr (a0) Thus QM calculations of dipole moment are in units of ea0 which we refer to as au. However the international standard for quoting dipole moment is the Debye = 10-10 esu A Where m(D) = 2.5418 m(au) Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 60 Fractional ionic character of diatomic molecules Obtained from the experimental dipole moment in Debye, m(D), and bond distance R(A) by dq = m(au)/R(a0) = C m(D)/R(A) where C=0.743470. Postive 61 © copyright 2010 William A. Goddard III, all rights reserved thatCh120a-Goddard-L15 head of column is negative Charge Equilibration First consider how the energy of an atom depends on the net charge on the atom, E(Q) Including terms through 2nd order leads to Charge Equilibration for Molecular Dynamics Simulations; A. K. Rappé and W. A. Goddard III; J. Phys. Chem. 95, 3358 (1991) (2) Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved (3) 62 Charge dependence of the energy (eV) of an atom E=12.967 Harmonic fit E=0 E=-3.615 Cl+ Q=+1 Cl Q=0 Ch120a-Goddard-L15 ClQ=-1 = 8.291 Get minimum at Q=-0.887 Emin = -3.676 = 9.352 © copyright 2010 William A. Goddard III, all rights reserved 63 QEq parameters Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 64 Interpretation of J, the hardness Define an atomic radius as RA0 Re(A2) Bond distance of homonuclear H 0.84 0.74 diatomic C 1.42 1.23 N 1.22 1.10 O 1.08 1.21 Si 2.20 2.35 S 1.60 1.63 Li 3.01 3.08 Thus J is related to the coulomb energy of a charge the size of the 65 Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved atom The total energy of a molecular complex Consider now a distribution of charges over the atoms of a complex: QA, QB, etc Letting JAB(R) = the Coulomb potential of unit charges on the atoms, we can write Taking the derivative with respect to charge leads to the chemical potential, which is a function of the charges or The definition of equilibrium is for all chemical potentials to be equal. This leads to © copyright 2010 William A. Goddard III, all rights reserved Ch120a-Goddard-L15 66 The QEq equations Adding to the N-1 conditions The condition that the total charged is fixed (say at 0) leads to the condition Leads to a set of N linear equations for the N variables QA. AQ=X, where the NxN matrix A and the N dimensional vector A are known. This is solved for the N unknowns, Q. We place some conditions on this. The harmonic fit of charge to the energy of an atom is assumed to be valid only for filling the valence shell. Thus we restrict Q(Cl) to lie between +7 and -1 and Q(C) to be between +4 and -4 Similarly Q(H) is between +1 and -1 Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 67 The QEq Coulomb potential law We need now to choose a form for JAB(R) A plausible form is JAB(R) = 14.4/R, which is valid when the charge distributions for atom A and B do not overlap Clearly this form as the problem that JAB(R) ∞ as R 0 In fact the overlap of the orbitals leads to shielding The plot shows the shielding for C atoms using various Slater orbitals And l = 0.5 Ch120a-Goddard-L15 Using RC=0.759a0 © copyright 2010 William A. Goddard III, all rights reserved 68 QEq results for alkali halides Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 69 QEq for Ala-His-Ala Amber charges in parentheses Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 70 QEq for deoxy adenosine Amber charges in parentheses Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 71 QEq for polymers Nylon 66 PEEK Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 72 Perovskites Perovskite (CaTiO3) first described in the 1830s by the geologist Gustav Rose, who named it after the famous Russian mineralogist Count Lev Aleksevich von Perovski crystal lattice appears cubic, but it is actually orthorhombic in symmetry due to a slight distortion of the structure. Characteristic chemical formula of a perovskite ceramic: ABO3, A atom has +2 charge. 12 coordinate at the corners of a cube. B atom has +4 charge. Octahedron of O ions on the faces of that cube centered on a B ions at the center of the cube. Together A and B form an FCC structure Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 73 The stability of the perovskite structure depends on the relative ionic radii: Ferroelectrics if the cations are too small for close packing with the oxygens, they may displace slightly. Since these ions carry electrical charges, such displacements can result in a net electric dipole moment (opposite charges separated by a small distance). The material is said to be a ferroelectric by analogy with a ferromagnet which contains magnetic dipoles. At high temperature, the small green B-cations can "rattle around" in the larger holes between oxygen, maintaining cubic symmetry. A static displacement occurs when the structure is cooled below the transition temperature. Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 74 Phases of BaTiO3 <111> polarized rhombohedral <110> polarized orthorhombic -90oC <100> polarized tetragonal 120oC 5oC Non-polar cubic Temperature Different phases of BaTiO3 Ba2+/Pb2+ c Ti4+ O2- a Non-polar cubic above Tc Six variants at room temperature c = 1.01 ~ 1.06 a <100> tetragonal below Tc Domains separated by domain walls Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 75 Nature of the phase transitions Displacive model Assume that the atoms prefer to distort toward a face or edge or vertex of the octahedron Increasing Temperature Different phases of BaTiO3 <111> polarized rhombohedral <110> polarized orthorhombic -90oC face <100> polarized tetragonal 120oC 5oC edge Non-polar cubic vertex Temperature center 1960 Cochran Soft Mode Theory(Displacive Model) Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 76 Nature of the phase transitions Displacive model Assume that the atoms prefer to distort toward a face or edge or vertex of the octahedron 1960 Cochran Increasing Temperature Soft Mode Theory(Displacive Model) Order-disorder 1966 Bersuker Eight Site Model 1968 Comes Order-Disorder Model (Diffuse X-ray Scattering) Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 77 Comparison to experiment Displacive small latent heat This agrees with experiment R O: T= 183K, DS = 0.17±0.04 J/mol O T: T= 278K, DS = 0.32±0.06 J/mol T C: T= 393K, DS = 0.52±0.05 J/mol Diffuse xray scattering Expect some disorder, agrees with experiment Cubic Tetra. Ortho. Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved Rhomb. 78 Problem displacive model: EXAFS & Raman observations d (001) EXAFS of Tetragonal Phase[1] •Ti distorted from the center of oxygen octahedral in tetragonal phase. α (111) •The angle between the displacement vector and (111) is α= 11.7°. Raman Spectroscopy of Cubic Phase[2] A strong Raman spectrum in cubic phase is found in experiments. But displacive model atoms at center of octahedron: no Raman 1. B. Ravel et al, Ferroelectrics, 206, 407 (1998) 2. A. M. Quittet et al, Solid State Comm., 12, 1053 (1973) III, all rights reserved Ch120a-Goddard-L15 © copyright 2010 William A. Goddard 79 79 QM calculations The ferroelectric and cubic phases in BaTiO3 ferroelectrics are also antiferroelectric Zhang QS, Cagin T, Goddard WA Proc. Nat. Acad. Sci. USA, 103 (40): 14695-14700 (2006) Even for the cubic phase, it is lower energy for the Ti to distort toward the face of each octahedron. How do we get cubic symmetry? Combine 8 cells together into a 2x2x2 new unit cell, each has displacement toward one of the 8 faces, but they alternate in the x, y, and z directions to get an overall cubic symmetry Microscopic Polarization Ti atom distortions Cubic I-43m Ch120a-Goddard-L15 z = Pz Py Px + Macroscopic Polarization + © copyright 2010 William A. Goddard III, all rights reserved = 80 QM results explain EXAFS & Raman observations d (001) EXAFS of Tetragonal Phase[1] •Ti distorted from the center of oxygen octahedral in tetragonal phase. α (111) •The angle between the displacement vector and (111) is α= 11.7°. PQEq with FE/AFE model gives α=5.63° Raman Spectroscopy of Cubic Phase[2] A strong Raman spectrum in cubic phase is found in experiments. 1. Model Inversion symmetry in Cubic Phase Raman Active Displacive Yes No FE/AFE No Yes B. Ravel et al, Ferroelectrics, 206, 407 (1998) 2. A. M. Quittet et al, Solid State Comm., 12, 1053 (1973) III, all rights reserved Ch120a-Goddard-L15 © copyright 2010 William A. Goddard 81 81 Ti atom distortions and polarizations determined from QM calculations. Ti distortions are shown in the FE-AFE fundamental unit cells. Yellow and red strips represent individual Ti-O chains with positive and negative polarizations, respectively. Low temperature R phase has FE coupling in all three directions, leading to a polarization along <111> direction. It undergoes a series of FE to AFE transitions with increasing temperature, leading to a total polarization that switches from <111> to <011> to <001> and then vanishes. Microscopic Polarization Ti atom distortions Cubic I-43m = + z o x Pz Py Px Macroscopic Polarization = + FE / AFE y Tetragonal I4cm + = + = FE / AFE = Teperature Orthorhombic Pmn21 + = + + = FE / AFE Rhombohedral R3m Ch120a-Goddard-L15 + = © copyright 2010 William A. Goddard III, all rights reserved 82 Phase Transition at 0 GPa Thermodynamic Functions ZPE = Transition Temperatures and Entropy Change FE-AFE 1 (q, v) 2 q ,v (q, v) 1 E = Eo + (q, v) coth 2 q ,v 2 k BT Phas e (q, v) F = Eo + k BT ln 2 sinh q ,v 2 k BT R 0 22.78106 0 O 0.06508 22.73829 0.02231 T 0.13068 22.70065 0.05023 C 0.19308 22.66848 0.08050 (q, v) ( q , v ) coth q ,v 2 k BT (q, v) - k B ln 2 sinh q ,v 2 k BT S= 1 2T Eo (kJ/mol) ZPE (kJ/mol) Eo+ZPE (kJ/mol) Vibrations important to include Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 83 Polarizable QEq Proper description of Electrostatics is critical E = E Coulomb + E vdW Allow each atom to have two charges: A fixed core charge (+4 for Ti) with a Gaussian shape A variable shell charge with a Gaussian shape but subject to displacement and charge transfer Electrostatic interactions between all charges, including the core and shell on same atom, includes Shielding as charges overlap Allow Shell to move with respect to core, to describe atomic polarizability Self-consistent charge equilibration (QEq) c 2 ic 3 2 c c r (r ) = ( p ) Qi exp(-i | r - ri | ) s 2 is 3 2 s s s ri (r ) = ( p ) Qi exp(-i | r - ri | ) c i Four universal parameters for each element: Get from QM io , J io , Ric , Ris & qic Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 84 Validation Phase Properties EXP QMd P-QEq Cubic (Pm3m) a=b=c (A) B(GPa) εo 4.012a 4.007 167.64 4.0002 159 4.83 a=b(A) c(A) Pz(uC/cm2) B(GPa) 3.99c 4.03c 15 to 26b 3.9759 4.1722 3.9997 4.0469 17.15 135 a=b(A) c(A) γ(degree) Px=Py(uC/cm2) B(Gpa) 4.02c 3.98c 89.82c 15 to 31b 4.0791 3.9703 89.61 a=b=c(A) α=β=γ(degree) Px=Py=Pz(uC/cm2) B(GPa) 4.00c 89.84c 14 to 33b 4.0421 89.77 Tetra. (P4mm) Ortho. (Amm2) Rhomb. (R3m) 6.05e 98.60 97.54 97.54 4.0363 3.9988 89.42 14.66 120 4.0286 89.56 12.97 120 a. H. F. Kay and P. Vousden, Philosophical Magazine 40, 1019 (1949) b. H. F. Kay and P. Vousden, Philosophical Magazine 40, 1019 (1949) ;W. J. Merz, Phys. Rev. 76, 1221 (1949); W. J. Merz, Phys. Rev. 91, 513 (1955); H. H. Wieder, Phys. Rev. 99,1161 (1955) c. G.H. Kwei, A. C. Lawson, S. J. L. Billinge, and S.-W. Cheong, J. Phys. Chem. 97,2368 Ch120a-Goddard-L15 © copyright William A. Society Goddard III, all rights d. M. Uludogan, T. Cagin, and W. A. Goddard, 2010 Materials Research Proceedings (2002),reserved vol. 718, p. D10.11. 85 QM Phase Transitions at 0 GPa, FE-AFE R Experiment [1] Transition O T C This Study T(K) ΔS (J/mol) T(K) ΔS (J/mol) R to O 183 0.17±0.04 228 0.132 O to T 278 0.32±0.06 280 0.138 T to C 393 0.52±0.05 301 0.145 1. G. Shirane and A. Takeda, J. Phys.2010 Soc.William Jpn., 7(1):1, 1952 III, all rights reserved Ch120a-Goddard-L15 © copyright A. Goddard 86 Free energies for Phase Transitions Common Alternative free energy from Vibrational states at 0K We use 2PT-VAC: free energy from MD at 300K Velocity Auto-Correlation Function C vv = V (0) V (t ) c = dV (0) V (t ) r () U ({ri , i = 1...3 N }) = U o ( ri o , i = 1...3 N ) 1 3 N 2U + 2 i , j =1 ri r j v Dri Dr j Rio , r jo Velocity Spectrum ~ C vv (v) = - dte2pivt C vv (t ) 3N ~ S (v) = 2 b m j C vv (v) j =1 System Partition Function Q= dvS (v) ln Q(v) 0 Thermodynamic Functions: Energy, Entropy, Enthalpy, Free Energy Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 87 Free energies predicted for BaTiO3 FE-AFE phase structures. AFE coupling has higher energy and larger entropy than FE coupling. Get a series of phase transitions with transition temperatures and entropies Theory (based on low temperature structure) 233 K and 0.677 J/mol (R to O) 378 K and 0.592 J/mol (O to T) 778 K and 0.496 J/mol (T to C) Free Energy (J/mol) Experiment (actual structures at each T) 183 K and 0.17 J/mol (R to O) 278 K and 0.32 J/mol (O to T) 393 K and 0.52 J/mol (T to C) Ch120a-Goddard-L15 Temperature (K) © copyright 2010 William A. Goddard III, all rights reserved 88 Nature of the phase transitions Displacive 1960 Cochran Soft Mode Theory(Displacive Model) Order-disorder 1966 Bersuker Eight Site Model 1968 Comes Order-Disorder Model (Diffuse X-ray Scattering) Develop model to explain all the following experiments (FE-AFE) EXP Displacive Order-Disorder FE-AFE (new) Small Latent Heat Yes No Yes Diffuse X-ray diffraction Yes Yes Yes Distorted structure in No EXAFS Yes Yes Intense Raman in Cubic Phase Yes Yes Ch120a-Goddard-L15 No © copyright 2010 William A. Goddard III, all rights reserved 89 Space Group & Phonon DOS Phase Displacive Model FE/AFE Model (This Study) Symmetry 1 atoms Symmetry 2 atoms C Pm3m 5 I-43m 40 T P4mm 5 I4cm 40 O Amm2 5 Pmn21 10 R R3m 5 R3m 5 Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 90 Frozen Phonon Structure-Pm3m(C) Phase - Displacive Pm3m Phase Frozen Phonon of BaTiO3 Pm3m phase Brillouin Zone Ch120a-Goddard-L15 Γ (0,0,0) X1 (1/2, 0, 0) X2 (0, 1/2, 0) X3 (0, 0, 1/2) M1 (0,1/2,1/2) M2 (1/2,0,1/2) M3 (1/2,1/2,0) R (1/2,1/2,1/2) 15 Phonon Braches (labeled at T from X3): TO(8) LO(4) TA(2) LA(1) PROBLEM: Unstable TO phonons at BZ edge centers: M1(1), M2(1), M3(1) © copyright 2010 William A. Goddard III, all rights reserved 91 Frozen Phonon Structure – Displacive model P4mm (T) Phase Unstable TO phonons: M1(1), M2(1) Ch120a-Goddard-L15 Amm2 (O) Phase Unstable TO phonons: M3(1) R3m (R) Phase NO UNSTABLE PHONONS © copyright 2010 William A. Goddard III, all rights reserved 92 Next Challenge: Explain X-Ray Diffuse Scattering Cubic Tetra. Ortho. Rhomb. Diffuse X diffraction of BaTiO3 and KNbO3, R. Comes et al, Acta Crystal. A., 26, 244, 1970 Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 93 X-Ray Diffuse Scattering Photon K’ Phonon Q Photon K Cross Section Scattering function Dynamic structure factor Debye-Waller factor Ch120a-Goddard-L15 s 1 K' =N S1 (Q) K 1 (n(Q, v) + ) 2 F (Q, v) 2 S1 (Q) = 1 (Q, v) v F1 (Q, v) = i fi exp- Wi Q + iQ ri Q e*i Q, v Mi 1 2 n(q, v) + Q ei (q, v) 2 Wi (Q) = 2MN m q ,v (q, v) © copyright 2010 William A. Goddard III, all rights reserved 94 Diffuse X-ray diffraction predicted for the BaTiO3 FE-AFE phases. Qx Qx -4 -3 -2 -1 0 1 2 4 -5 5 5 3 3 2 2 1 1 Qz 4 4 0 -4 -3 -2 -1 -1 -2 -2 -3 -3 -4 -4 -5 -5 -4 -3 -2 -1 0 1 2 3 4 5 3 4 5 1.0 0.9 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0.0 T (350K) Qx -5 5 0 0 -1 Qx 1 2 3 4 5 -5 5 4 3 3 2 2 1 1 Qz 4 0 -4 -3 -2 -1 0 1 2 0 -1 -1 -2 -2 -3 -3 -4 -4 -5 -5 O (250K) Ch120a-Goddard-L15 3 C (450K) Qz The partial differential cross sections (arbitrary unit) of X-ray thermal scattering were calculated in the reciprocal plane with polarization vector along [001] for T, [110] for O and [111] for R. The AFE Soft phonon modes cause strong inelastic diffraction, leading to diffuse lines in the pattern (vertical and horizontal for C, vertical for T, horizontal for O, and none for R), in excellent agreement with experiment (25). Qz -5 5 R (150K) © copyright 2010 William A. Goddard III, all rights reserved 95 Summary Phase Structures and Transitions •Phonon structures •FE/AFE transition Agree with experiment? EXP Displacive Order-Disorder FE/AFE(This Study) Small Latent Heat Yes No Yes Diffuse X-ray diffraction Yes Yes Yes Distorted structure in EXAFS No Yes Yes Intense Raman in Cubic Phase No Yes Yes Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 96 96 Domain Walls Tetragonal Phase of BaTiO3 Consider 3 cases experimental Polarized light optical micrographs of domain patterns in barium titanate (E. Burscu, 2001) CASE I CASE II +++++++++++++++ CASE III ++++ ---- ++++ P P P P P ----------------- +++++++++++++++ E=0 ---- P - - - - +++ + - - - ++++ ---- ++++ ++++ ---- E ----------------- - - - - +++ + - - - - ++++ •Open-circuit •Short-circuit •Open-circuit •Surface charge not neutralized Charge and •Surface charge neutralized •Surface charge not neutralized •Domain stucture cs Epolarization = E el + E vdw E cs = E el + E vdw E cs = E el + E vdw distributions at the 97 Ch120a-Goddard-L15 © copyright 2010 William-A.PGoddard 97 E III, all rights reserved+ E dw + E surface 180° Domain Wall of BaTiO3 – Energy vs length (001) z (001) o Ly y Type I Type II Type III Ch120a-Goddard-L15 Type I L>64a(256Å) Type II 4a(16Å)<L<32a(128Å) Type III L=2a(8Å) © copyright 2010 William A. Goddard III, all rights reserved 98 98 180° Domain Wall – Type I, developed Displacement dY (001) (001) Ly = 2048 Å =204.8 nm z C o Zoom out A A D B A B C Displacement dZ Displacement reduced near domain wall A B C Ch120a-Goddard-L15 Displace away from domain wall D Zoom out Wall center y Transition layer D Domain structure © copyright 2010 William A. Goddard III, all rights reserved 99 99 180° Domain Wall – Type I, developed (001) z L = 2048 Å Polarization P (001) Free charge ρf o y Wall center: expansion, polarization switch, positively charged Transition layer: contraction, polarization relaxed, negatively charged Domain structure: constant lattice spacing, polarization and charge density Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 100 100 180° Domain Wall – Type II, underdeveloped (001) (001) z L = 128 Å A C Displacement dY B A B Displacement dZ Free charge ρf D C o y Polarization P D Wall center: expanded, polarization switches, positively charged Transition layer: contracted, polarization relaxes, negatively charged Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 101 101 180° Domain Wall – Type III, antiferroelectric (001) (001) z L= 8 Å o Polarization P Displacement dZ y Wall center: polarization switch Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 102 102 180° Domain Wall of BaTiO3 – Energy vs length (001) z (001) o Ly y Type I Type II Type III Ch120a-Goddard-L15 Type I L>64a(256Å) Type II 4a(16Å)<L<32a(128Å) Type III L=2a(8Å) © copyright 2010 William A. Goddard III, all rights reserved 103 103 90° Domain Wall of BaTiO3 (010) (0 0 1) L z 2 2N 2 2 o y L=724 Å (N=128) •Wall energy is 0.68 erg/cm2 •Stable only for L362 Å (N64) Wall center Transition Layer Domain Structure Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 104 104 (010) 90° Domain Wall of BaTiO3 (0 0 1) L L=724 Å (N=128) Displacement dY Displacement dZ z o y Free Charge Density Wall center: Orthorhombic phase, Neutral Transition Layer: Opposite charged Domain Structure Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 105 90° Wall – Connection to Continuum Model 3-D Poisson’s Equation r 2 U = eo r = r p + r f r p = - P 1-D Poisson’s Equation d 2U r = 2 eo dy r = r p + r f r = - dPy p dy y 1 y Solution U ( y) = Py d - r f dd + c y 0 eo o C is determined by the periodic boundary condition: U (0) = U ( 2L) Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 106 90° Domain Wall of BaTiO3 (010) L=724 Å (N=128) Polarization Charge Density Electric Field Ch120a-Goddard-L15 (0 0 1) L Free Charge Density z o y Electric Potential © copyright 2010 William A. Goddard III, all rights reserved 107 Summary III (Domain Walls) 180° domain wall •Three types – developed, underdeveloped and AFE •Polarization switches abruptly across the wall •Slightly charged symmetrically 90° domain wall •Only stable for L36 nm •Three layers – Center, Transition & Domain •Center layer is like orthorhombic phase •Strong charged – Bipolar structure – Point Defects and Carrier injection Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 108 108 Mystery: Origin of Oxygen Vacancy Trees! 0.1μm Oxgen deficient dendrites in LiTaO3 (Bursill et al, Ferroelectrics, 70:191, 1986) Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 109 stop Ch120a-Goddard-L15 © copyright 2010 William A. Goddard III, all rights reserved 110