Establishing the Research Design
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Transcript Establishing the Research Design
Writing a Research Protocol
Michael Aronica MD
Program Director
Internal Medicine-Pediatrics
Assumptions
You already have a research question or
problem
Have already searched, read and critically
appraised the literature
Research Protocol Outline
Title
Purpose
Introduction
Hypothesis
Setting(s)
Subjects
External Validity
Design
Dependent Variable
Independent Variables
Operational
Hypothesis
Data Collection
Sample Size
Data Analysis
Time Table
Budget
PICO
Patients
Intervention
Comparison
Outcome(s)
Title
Accurate
Relevant
Succinct
Use your PICO framing to make specific
Purpose
A general statement of the purpose of the research
A series of specific aims
– To describe….
– To compare…
– To determine to effect of…
Introduction
Briefly justify the study in terms of existing information
and the importance of the question.
3 paragraphs
– Why is topic important?
» Why should I care; hook
– What are the gaps in the literature?
» Transition: the gap you will address
– What is your study purpose?
» Can include hypotheses or questions
Hypothesis
Rephrase the purpose of the study in terms of the existing
information and the importance of the question.
– Specific “If-Then statement.
A statement about the relationship between two variables
that is designed to answer a research question. Identify the
direction of the relationship using terms such as greater
than, less than, positively, or negatively.
– The strength of a person’s spiritual convictions is positively related
to their health
The second feature of a research hypothesis is that it must
be testable. Essentially, hypotheses testing the relationship
between variables requires observation, measurement, and
analysis.
– Valid indicators would be needed for measuring spiritual
convictions and health.
Outline for a Research Protocol
Settings
– Where will the research be done?
Subjects
– Who will be in the study?
– Inclusion Criteria: characteristics of potential subjects
that contribute to the success of a study.
– Exclusion Criteria: characteristics of potential subjects
that may confuse, confound or invalidate results. By
eliminating these subjects, the researcher can control
some of the variability.
External Validity
To whom will your findings be generalizable?
The degree to which your sample’s findings will
hold true to which population.
Design
Study design you have chosen to use
–
–
–
–
–
Experimental
Cohort
Cross-sectional
Case-control study
Include some discussion to show that this is the
preferred design for your purpose.
Dependent Variable
Usually the health outcome(s) that you are
studying
What type of variable
– Continuous
– Catagorical/dichotomous
Independent Variables
Risk factors, casual factors, experimental treatment, and
other relevant factors
Potential confounders
– Age
– Gender
– Race
– SES
– Severity of Illness
Determined by literature search or experts
Operational Hypothesis
Rephrase the purpose of the study as a
series of comparative questions
Usually a statistical hypothesis
– Eg. The mean bone density loss is greater in
adolescents on Depo-Provera that those on
BCP’s
– ‘Mean loss’ operationalizes decreased bone
density
Different from the null hypothesis
Data Collection
How and by whom?
Prepare detailed protocol so that every step
can be easily replicated by someone else.
– Physiological or Biological Measurement
– Observational Methods
– Interviews and Questionnaires
» scripts for structured interviews
» formally constructed questionnaires
– Records or available data
Data Collection
Include sample questionnaires or other data collection
forms (instruments)
For Quantitative studies:
– the measures should be objective
– approach should be systematic
» same questions or data in the same order
Two properties of instruments are important
– Validity: how well do the data reflect reality?
– Reliability: how well do results compare if the instrument
is applied more than once?
Sample Size
Calculations and the assumptions on which they are made.
– Alpha: the probability of a Type I error.
» Usually set at .05
» Alpha errors are like false alarms: you think you’re on to something,
but you’re really not. your result is a false positive
– Beta: the probability of a Type II error.
» Usually set at .2
» Beta errors are false negatives; there really is an effect in the real
world, but the study missed it.
Also need to know the baseline characteristic of your
sample (eg prevalence) and the clinically significant
change you are trying to measure
Online power calculators
Data Analysis
Outline a strategy for analysis
A detailed list of statistical procedures is not necessary.
– Parametric vs non-parametric
– Continuous outcomes vs dichotomous outcomes
– Continuous variables va categorical variables
Your strategy should indicate how you will test each
operational hypothesis.
Discuss confounding and any other means for controlling
bias.
– Stratifying
– Regression
Time Table
Plan for accomplishing each step of the
study
Help to organize the structure of a research
program
Can assist in keeping on schedule and
avoiding “costly” delays
Are especially important in residency-based
research due to deadlines
Present in table format
Time Table
Task
Recruitment of Participants
Demographic Data, Consents
Revision of Surveillance Protocols
Programming Zoomerang Protocols
Surveillance Protocol #1
Surveillance Protocol #2
Obtain WISCP participation data
Combined Data Analysis
Organize Post-hoc Surveillance Meeting
Meeting to Discuss Surveillance
Writing Final Report
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F M A M
J
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Budget
Not necessary for IRB submissions
Will be needed for institutional or other grants
Know what the award is for and what are the
constraints.