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Communication and Conflict Management in Special Education DoDEA Center for Early Dispute Resolution Vicenza, Italy September 28-29, 2010 Anita Engiles, Dispute Resolution Specialist, CADRE Leila Peterson, Executive Director, SchoolTalk 1 CADRE Priorities • Promote problem solving and agreement reaching skills • Implement effective dispute resolution processes • Enhance state agency and parent center collaboration • Assist states to implement dispute resolution provisions of IDEA • Support improved state system performance • Compile information and data on state systems • Disseminate knowledge about dispute resolution 2 Major Activities CADRE Website Over 900 individual resources CADRE Continuum of Process & Practices Over 70 individual state/local ADR examples RAISE DataBase Over 240 abstracted research/practice articles Symposia Gallery ~ All presentations materials from 2005 National Conference on IEP Facilitation & 2006 National Symposium on Dispute Resolution in Special Education Español 9 translated resources, primarily directed at family members Rich Media Flash videos on CADRE, Listening Skills (English & Spanish), Understanding Interests (English & Spanish), Tale of Two Conversations and Study Guide 3 Major Activities (cont.) Developing Community, Creating Partnerships & Leveraging Resources NPTAC/RPTAC/State PTIs/CPRCs NASDSE/IDEA Partnerships/Project FORUM NICHCY – National Dissemination Center RRCs/Dispute Resolution Workgroup COP Listservs: Mediation/ADR, State Written Complaints, Due Process Hearings National Symposia First National Symposium on Dispute Resolution (2000) Beyond Mediation: The Second National Symposium on Dispute Resolution (2002) Moving Upstream: The Third National Symposium on Dispute Resolution (2004) National Symposium on IEP Facilitation (2005) On the Road to Agreement ~ IDEA ’04 & More: The Fourth National Symposium on Dispute Resolution (2006) 4 Major Activities (cont.) Data SPP/APR Analysis "Longitudinal DR Database" - Table 4 and Table 7 summaries online (5 years of data online) State-Specific Work Dispute Resolution System Integration and Performance Enhancement (DR SIPE) Looking To The Future Exemplar Work 5 CADRE Activities Result in… • Earlier dispute resolution • Vibrant communities of practice • State dispute resolution system improvement • Compilation of research and evaluative data • Information on national dispute resolution use and outcomes • Improved collaboration and dispute resolution skills • Reduced use of adversarial dispute resolution processes 6 Workshop Objectives Participants will gain an awareness of: • the sources and dynamics of conflict. • different styles for approaching or managing conflict. • ‘listening to understand’ as an essential relationship and communication skill. • the difference between ‘positions’ and ‘interests.’ 7 Workshop Objectives (cont.) Participants will become: • familiar with the continuum of special education dispute resolution options, including innovative approaches to prevention and early resolution. • aware of skills required to promote positive parentprofessional relationships and increase productive communication. • familiar with CADRE, The National Center on Dispute Resolution in Special Education. 8 Assumptions… • Conflict is a healthy reflection of a diverse and changing society • Most parent/school relationships are or can be positive and mutually respectful • Skills can be acquired and strategies implemented that facilitate productive relationships • Culture influences an individual’s perspective on conflict and how it’s most appropriately approached • Workshop participants are already skilled at communicating, negotiating and problem-solving 9 CONFLICT What does the word “conflict” bring to mind? 10 Two Definitions of Conflict Any situation in which people have apparently incompatible interests, goals, principles, or feelings . . . ~~~ Expressed or repressed struggle Two or more people Interdependent relationship Strong emotion Perceived blockage of needs and/or values 11 Sources of Conflict Structure Data Relationships Values Interests 12 Costs of Conflict • Financial costs • Educational costs: takes energy away from instruction, can interfere with needed consistency • Human costs: stress, burnout, marital discord • Relationships: hurts relationships among people who have to work together • Societal costs: parents, families, schools divided; bad press for special education; missed opportunities 13 Types of Conflict Relationship Conflicts • Occur because of repetitive negative interactions, misperceptions and stereotypes • Often fuel disputes and lead to escalating spiral of conflict • Often worsened by poor communication Types of Conflict Data Conflicts • Occur because of disagreements related to data collection, interpretation or evaluation lack of information misinformation disagreement on which data is relevant how to interpret competing assessment procedures 15 Types of Conflict Interest Conflicts • Occur when a person believes that in order to satisfy his or her needs, the needs and interests of another must be sacrificed Interest-based conflicts may occur over substantive issues (such as money, physical resources, time, etc.) procedural issues (the way the dispute is to be resolved); and/or psychological issues (perceptions of trust, fairness, desire for participation, respect, etc.) 16 Types of Conflict Structural Conflicts • Caused by forces external to the people limited physical resources authority geographic constraints time organizational changes, etc. 17 Types of Conflict Value Conflicts • Occur when people attempt to force one set of values on others or lay claim to exclusive value systems that do not allow for different beliefs • Occur when belief systems are perceived to be incompatible • Often create the most intractable conflicts 18 The Five Conflict Handling Modes Personal Goals Controlling Collaborating Compromising Avoiding Accommodating Relationship Goals 19 Source: Thomas- Killman Conflict Mode Instrument Avoiding Personal Goals • What is it: •What – is Sidestep, it: postpone, or withdraw Sidestep, frompostpone, the issue or forwithdraw the present from the issue for the present • When •When to useto it?use it? – When potential outweighs When potential harm harm outweighs benefits to resolve benefits to resolve When time istime needed to collect – When is needed to collect information or coolordown information cool down Relationship Goals 20 Personal Goals Accommodating • What is it? – Sacrifice your own personal goals to satisfy the concerns of the other(s) – Yield to another point of view • When to use it? – When relationships are most important – Reach a quick, temporary solution Relationship Goals 21 Personal Goals Controlling • What is it? Pursue own ends without agreement of others Achieving one’s goals is paramount • When to use it? When unpopular actions must be implemented When dire consequences will be the result of inaction Relationship Goals 22 Personal Goals Compromising • What is it? – Quick, mutually acceptable alternatives – Both parties give up something • When to use it? – When two parties of equal power are strongly committed to mutually exclusive goals – To achieve temporary solutions to complex issues Relationship Goals 23 Personal Goals Collaborating • What is it? – Identifying concerns of each person and finding alternatives that meet both sets of needs – Finding a solution that fully satisfies needs and concerns of both people • When to use it? – When relationships & issues are both important – To gain commitment and acceptance for a high-quality decision Relationship Goals 24 The Five Conflict Handling Modes Collaborating Controlling Personal Goals Compromising Avoiding Accommodating Relationship Goals 25 Source: Thomas-Killman Conflict Mode Instrument What are Your Values? Achievement Advancement/Promotion Adventure Affiliation Balance Challenging Problems Change/Variety Close Relationships Community Competence Competition Cooperation Creativity Decisiveness Economic security Effectiveness Efficiency Ethical practice Excellence Excitement Fame Family Fast Pace Flexibility Freedom Friendship Fun Growth Health Helping Others High Earnings Integrity Independence Involvement/participation Job Tranquility Knowledge Loyalty Meaningful work Money Order (stability) Physical Challenge Personal Development Precision Work Pressure Power/Authority Quality Recognition Respect Reputation Security Spirituality Stability Status Time Freedom Tradition Trust Work Alone Work w/Others _____________ _____________ Shared Values What are your personal values? (Practiced) Put your 5 values in ranked order List two behaviors that exhibit each value 1. ________________ _______________________________ _______________________________ 2. ________________ _______________________________ _______________________________ 3. ________________ _______________________________ _______________________________ 4. ________________ _______________________________ _______________________________ 5. ________________ _______________________________ _______________________________ Cultural Competence & Diversity • Recognize that many people communicate and process information differently • Check-in with yourself, monitor behavior • Allow time for reflection, don’t always fill silent spaces • Engage community leaders and cultural liaisons • Actions and words don’t always have impact we intend 28 Cultural Awareness Cultures have different ways of responding to conflict. Culture shapes status, relationships and social behaviors with regard to conflict resolution. Recognize that many people communicate and process information differently. 29 Cultural Competence Strategies to address cultural competency range from the policy to the program to the personal level. Cultural competency is a process, not an outcome. 30 Moving from Cultural Competence to Cultural Reciprocity Do unto others as they would have you do unto them. You can only practice cultural reciprocity if you listen with the heart…for the heart…and share your heart. 31 Listening 32 “Seek first to understand, then to be understood.” Stephen Covey, “Habit 5” Seven Habits of Highly Effective People 33 High Risk Responses 1. 2. 3. 4. 5. 6. Ordering Threatening Moralizing Advice Logical Argument Questions 7. Judging 8. Praising 9. Name-Calling 10. Diagnosing 11. Reassuring 12. Diverting 34 Certain Responses … • • • • • Derail the conversation Take the focus off the other person Block the other person from finding a solution Distance you from the other person Diminish the other person’s motivation and sense of being valued 35 Communication Loop Sender Receiver Message Filtering Lenses Reflective Listening 36 What Contributes to the Meaning of What We Hear? Intonation, Inflection, Volume, Speed, and Vocabulary =____% Appearance, Posture, Gestures, Clothing, Surroundings = ____% Verbal = ____% 38% 55% 7% From “Listening to People,” Harvard Business Review EARS The Chinese characters that make up the verb “to listen” tell us something about this skill. 38 Two Types of Stances TELLING LEARNING Judgment Curiosity Hubris Humility Pretense Presence Dismiss Acknowledge 39 Attending & Following Skills • • • • • • • • Environment Posture Contact (distance, eyes, touch) Acknowledgment Responses Gestures Door Opening Questions Open-Ended Questions Interested Silence 40 Responding Skills • • • • • • • Reflecting Feeling Reflecting Content Reflecting Meaning (linking feelings and content) Validating Empathizing Clarifying Summarizing 41 Listening to Understand Reflect Back: Feeling Content Meaning-Values 42 Three-part Listening This is a communication exercise to practice separating out the content (facts or thoughts), the feelings and the values. Directions: • Divide into groups of 4. • Choose one person to begin talking. • The second person listens carefully for content information (facts and thoughts). • The third person listens for feelings-both spoken and underlying. • The fourth person listens for the values expressed by the speaker. • The speaker should talk for about 1-2 minutes. Then the three listeners, one at a time, paraphrase what they heard. • Repeat this process with different speakers and different listening roles. Listening is a Disciplined Skill • You can’t do two things at once if one of them is listening well. • • You can’t listen if you are trying to figure out what to say. • You can’t listen if you are assuming. 44 “The most cost-effective component of a dispute resolution system is listening.” Mary Rowe MIT Ombuds & Scholar 45 Listening Video http://www.directionservice.org/cadre/Listening.cfm 46 Positions & Interests http://www.directionservice.org/cadre/understanding_pos.cfm 47 Positions & Interests Position • Specific solution proposed to resolve problem - the “WHAT” Interest • Underlying real need or desire that gives a position its life (i.e., beliefs, expectations, values, fears, priorities, hopes, concerns) - the “WHY” 48 49 Finding the Interests • What need is the person taking this position attempting to satisfy? • What is motivating the person? • What is the person trying to accomplish? • What is the person afraid will happen if a demand is not fulfilled? 50 Questions to Elicit Interests • “What would having that do for you?” • “What would that mean to you?” • “What would be different if you had that?” • "Why is that solution so important for you?“ • “Why are you suggesting…?” • "What if that did/didn't happen?” • “How will you be affected by…?” 51 What are Possible Underlying Interests? • “We don’t provide 30 minutes of speech therapy 5 days a week.” • “We want an American Sign Language interpreter in that English Lit class.” • “I demand an apology now!” 52 53 Power, Rights and Interests Power Rights Interests 54 Power Imbalances Inherent in Conflict • Actual and perceived power may differ • Participants may not be equipped or supported to participate effectively • Cultural differences may contribute • Recognize there are formal and informal forms of power 55 Addressing Power Imbalances • Advocacy Cultural Competence • Student Involvement • Well-facilitated processes and trained participants • Well-built relationships • Skilled neutral third party helpers • 56 Facets of Conflict Problem 57 Structure of Problem Solving Sharing Information Identifying Interests Generating Options Evaluating Potential Solutions Reaching Agreement 58 Responding to High Energy People •Attending Strategies •Responding Strategies 59 Structure of Problem Solving Sharing Information Identifying Interests Generating Options Evaluating Potential Solutions Reaching Agreement 60 Brainstorming •Develop as many options as possible •Thinking of an option does not mean committing to it •No evaluation of options •All ideas are welcome 61 Techniques for Generating Options • • • • • • Focus on specific interests Assess needed information Turn complaints into options Encourage behavioral options Shift perspectives Let there be silence 62 Structure of Problem Solving Sharing Information Identifying Interests Generating Options Evaluating Potential Solutions Reaching Agreement 63 Evaluating Potential Solutions •Establish objective criteria •Compare solution to criteria •Is this option acceptable to all? •How realistic is this? •What obstacles exist? 64 Interest-based Negotiation • Aims not to change the other person, but to change negotiation behavior. • Shifts from ”your position versus mine” to “you and I versus the problem”. • Involves a mutual exploration of interests to yield more creative options. • Uses objective criteria. Adapted from Highnam, K. (2001). Interest-based negotiation, CCSEA 2001 Fall Conference and AGM. Surry B.C., Canada. CCSEA; Fisher and Ury, Getting to Yes 65 Structure of Problem Solving Sharing Information Identifying Interests Generating Options Evaluating Potential Solutions Reaching Agreement 66 Make a Plan •Be specific •Who? What? When? Where? How? •What if…? (contingency plans) 67 Satisfaction Triangle SUBSTANCE Effective conflict resolution meets the needs, expectations of the people involved in three important aspects. What Is a Facilitated [IEP] Meeting? A facilitated IEP meeting uses a trained, neutral third party to guide the meeting. This person is responsible for the process of the meeting – not the outcome. “The facilitator encourages full participation, promotes mutual understanding and cultivates shared responsibility.” Facilitator’s Guide to Participatory Decision-Making by Sam Kaner, page 32 69 Role of Facilitator Guides the group through the process • Encourages participation by everyone in the group • Keeps the group focused on the issues - not on personalities • Seeks clarity on issues • Avoids expressing views or solutions • Facilitates problem solving and completion of the task 70 Qualities of an Effective Facilitator • Big Ears To listen to what is being said and what is between the words, to hear the foundation of consensus being built even before the group can hear it • Clear eyes To read body language and other visual cues the group is offering • Small mouth To keep your opinions about the content to yourself (if that is your only role) • Strong Heart To have concern that each person be treated with respect, and to have compassion for the challenge of people working together 71 You Should Have A Facilitator When… • There is a history of difficult meetings, bad relationships, or unresolved differences. • You know the group will face difficult decisions. • One team member is requesting outside assistance. • There will be a great amount of new information presented or it is an initial IEP meeting. 72 You Should Not Be the Facilitator When… • You have to play a dual role – Facilitator/Leader or Facilitator/Expert. • You have a close, personal relationship or a negative personal history with a key participant. • You know you are biased. • You are uncomfortable dealing with emotions and you suspect the meeting will be emotional. 73 Parent Contact Checklist • What to anticipate during the IEP meeting. • Do you have issues outside the scope of the IEP that you would like to include in the agenda? • Do you have any information (evaluations, etc.) you would like the other members of the team to review before the meeting? • What is your time allotment for the meeting? • Explain role of facilitator. • Is there anyone you would like to bring with you to the meeting? • Will the student participate? (as appropriate) • Do you need special accommodations? 74 Teacher Contact Checklist • • • • What to anticipate during the IEP meeting. Explain role of facilitator. What is your time allotment for the meeting? Are there areas you want to emphasize within the IEP? • Are there issues that may be “new information” or “hot topics” to the parent? • Do you have any personal concerns regarding the child, parent, or meeting? 75 IEP Meeting Set-Up Appropriate school records Paperwork: IEP, blank copies, minutes Name cards Food, water, cups, tissues Extra paper and pens Someone to greet participants Flip chart, markers, tape 76 Building an Agenda • The agenda specifies the action items the team must address. • The parent and school jointly develop the agenda or facilitator proposes. • Agenda is reviewed at the start of the meeting. • Each participant is invited to add to the agenda. • Discuss and agree upon priorities, time limits. • Elicit group expectations. 77 Managing the Meeting • Set and stick with beginning and ending times • Work through the agenda priorities – Evaluations, Eligibility, IEP, Placement • Table issues that cannot be resolved • Refocus, restate, reflect, redirect • Return to unresolved issues • Agree to disagree 78 Decision Making Groups need decision making processes to achieve results and create action plans – Voting – Straw Polls – Consensus 79 Positive Parent-Professional Relationships What educators can do: • Keep promises and ensure confidentiality • Be hopeful and honest • Help parents identify strengths and choices • Model problem-solving skills • View parents as equal partners • Support parents as child’s best advocates • Value point of view and preferences of family 80 Positive Parent-Professional Relationships What parents can do: • Reinforce at home what your child is learning at school; follow through on your commitments • Be honest about what you don’t understand and what you need to know • Recognize professionals’ commitment and expertise and thank them when they are helpful • Recognize that they are often limited by the systems in which they work • Commit to working to find solutions to disagreements 81 Educating Our Children Together: A Sourcebook for Effective Family-School-Community Partnerships Strategy 1: Strategy 2. Strategy 3. Strategy 4. Strategy 5. Strategy 6. Strategy 7. Strategy 8. Creating a family -friendly school environment Building a support infrastructure Encouraging family involvement Developing family-friendly communication Supporting family involvement on the home front Supporting education opportunities for families Creating family-school-community partnerships Preparing educators to work with families 82 What did I hear? What does it mean to me? • Things I want to remember… • Questions I have… • What does this mean for the students I work with? 83 Developed by CADRE (the National Center for Appropriate Dispute Resolution in Special Education), in association with Leila Peterson and CEDR (DoDEA’s Center for Early Dispute Resolution) 84