Transcript Document

Advanced
NAWCA Process
Plan and
propose
Closeout
and monitor
Grant
Cycle
Accomplish
and administer
Congratulations!
You have a new grant!
And a few details to
take care of before
you begin.
SmartLink
Payments made through
SMARTLINK, an electronic funds
transfer system administered by the
US Department of Health and
Human Services
Accessible by internet or dial-up
network connection
Requested funds usually delivered
next business day
SmartLink
Already have a SmartLink account?
Confirm your account and banking
information ASAP. We can’t
obligate grant funds until we hear
from you!
SmartLink
Application instructions are
on the NAWCA website
Choose
reimbursement
or advance
when you apply.
Reimbursement vs. Advance
Reimbursement - repayment
Advances - typically for acquisition
Disbursed in 3 days
Can’t be paid directly to escrow
Require additional reporting
Reporting Requirements for Advances
Report of Federal Cash Transactions
(Standard Form 272) 30 days after the
end of each quarter
Quarters end last days of March, June,
September, December
File every full quarter, even if there has
been no financial activity during that
quarter.
Also let us know if . . .
Your DUNS number is
correct
If any grant funds are
going to FWS or another
Federal agency
Funds for a federal agency are awarded in
a separate agreement, but you still have
responsibility for reporting.
Pre-agreement Costs
Pre-agreement Period
FWS receives
proposal
Funding Period
FWS signs grant
agreement
Pre-agreement Costs
Can’t exceed the award amount
Must be necessary to accomplish
Pre-agreement costs are
project objectives
incurred at the applicant’s risk.
Would have been allowable if incurred
during the funding period.
Grant Agreement
Check it carefully.
Errors or questions?
Call your grant
administrator right
away.
Grant Agreement
Box 11 – Funding or project
period. Two years from date
of FWS signature
Box 13 – Funding
information. Check grant
and match amounts.
Box 15 – Project summary.
Objectives include only
grant and match acres.
Grant Agreement
Box 14 – References
items included in the
grant agreement:
Proposal
Regulations
Standards
SF424 and assurances
Correspondence
Certification the
project will be NHPA
compliant
Project Costs
A reasonable cost . . .
doesn’t exceed what a prudent person
would pay under the circumstances and
at the time.
is ordinary and necessary for the
project.
Project Costs
An allocable cost . . .
is specific to the award, or
benefits both the award and other work, and
can be distributed in reasonable proportion
to the benefits received, or
is necessary to the overall operation of the
organization, although a direct relationship
to a particular cost objective of an award
can’t be shown.
Project Costs
An allowable cost is . . .
allocable to the award, necessary and
reasonable for the project.
treated consistently as a direct or indirect cost.
not included as a cost in or used to match
another federal award.
adequately documented.
in compliance with applicable laws,
regulations, and policy.
Project Costs
Match = Grant
Both required by law, so are subject to
the same regulations.
Rarely, policy dictates differences in
how grant and match are used.
Match Tips
Grant and match must equal what is shown in the
grant agreement (or modification).
The recipient, not the partner, will be held responsible
for match.
Shortfalls in match can be covered by any partner.
All match obligated before FWS receives the proposal
is considered a matching in-kind contribution.
All match must be received and spent in the funding
period.
Modifications
Projects change through the funding
period.
Prior approval is required for most
changes.
Modifications
Prior approval is needed to
Change the purpose and scope of the project
Prior approval is not needed
Extend the funding period
to change a recipient’s project
Substitute acquisition, restoration, or enhancement
officer.
tracts
if sites were identified in the proposal
Change the boundary of the project area
Decrease acres or conservation benefits
Decrease total match
Transfer funds from a direct to indirect cost category
or vice versa
Modifications
Tract substitutions or newly identified sites Confirm that
The tract shouldn’t be included in the National Wildlife Refuge
System
Requirements of the NEPA and the ESA have been met
NHPA Section 106 process will be completed;
Contaminants survey is completed for all lands that will
become part of a Federal land management system.
Submit
Revised TAQs 4 and 5
Revised tract table
New maps
Revised budget, if necessary
Modifications
If there has been a modification to the
habitat objectives, match, or any other
aspect of your grant agreement,
remember that project compliance will
be based on the last modification, not
your original grant agreement.
Reporting
Conservation value – acres and habitat
types by activity
Financial value - total committed match
Reporting
Annual Report
Technical Questions 4 and 5 comparing
proposed with accomplished objectives
Tip –
Narrative
explaining differences in proposed
and
and match
Get accomplished
documentation habitat
of old match
real
objectives
property from partners before you submit
the proposal.
Financial
Summary Report SF269
Acquisition documents for any real property
purchases to date
First report should include old match
Reporting
SF269 is
required with
annual and
final reports
Reporting
Final Report Items in annual report
Maps or shape files
Equipment and supplies inventory
Tract table
Comparison of proposed and actual partner
contributions
Reporting
Due 90 days after yearly anniversary date
(annual) or project end date (final)
No report-due notice
Information used in several federal reports
Late report is noncompliance issue
Documentation required for all acquisitions
Acquisition
Timing
Documents
required
Property Management
Tenure of benefits
Perpetual or length of easement, lease for
acquisition
25 years or agreement term for restoration,
enhancement, establishment
Recipient responsible if land is no
longer used for project purposes
Property Management
Real property disposal (grant and
match)
FWS approval
Repay attributable share
Finishing the Project
Complete by the project end date (or
request an extension).
No extension for unspent grant funds if
habitat objectives have been met.
All grant funds must be drawn down or
invoiced by the recipient within 90 days
after the end of the funding
period.(Remaining grant funds return to
FWS.)
Noncompliance
Any failure to comply with one or more of
the terms and conditions of the Grant
Agreement, including any approved
modification of the Grant Agreement.
Noncompliance Considerations
Willfulness
Environmental impact
Affect on the project
Impact on partners
Impact on buyers/sellers of real property
Protection of the public interest
Harm or benefit to the federal government
Mitigating factors
Noncompliance Consequences
Withhold payments
Disallow all or part of the noncompliant cost
Suspend or terminate all or part of the
agreement
Reduce the grant amount
Withhold further Assistance Awards
Require special administrative conditions
Inititate suspension or debarment
Closeout and monitoring
Review the final report for
accomplishments
Check acquisition documents
Complete financial reconciliation
Deobligate unspent funds
Monitoring
Who and when
10% of completed projects
3 years from date final report received
Administrative problems
All partners, all parts of the country
Opportunity
Monitoring
Verify conservation values
Verify project costs
Verify matching funds
DBHC and NAWCA
We are here to assist you
and your partners
accomplish important
wetlands conservation.
Please let us know how we
can help you.
DBHC Contacts
Proposals:
David Buie 301/497-5870
Bonnie Gaukler 703/358-2017
Grants Administration:
Leakhena Au 703/358-2463
Andrea Grosse 703/358-2472
Rodecia McKnight-Griffin 703/358-2266
Sarah Mott 703/358-1910
Anna-Marie York 703/358-1881
Financial Information:
Linda Gaumer 703/358-1958
DBHC Mission Statement
We support
partnerships that
deliver national and
international
management plans
that conserve
habitat for
migratory birds and
other wildlife.