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Black Hole as a Window
to Higher-Dimensional Gravity
Cosmophysics Group, IPNS, KEK
Hideo Kodama
Black Hole and Singularity Workshop at TIFR, 3 – 10 March 2006
Contents

4D black holes



Black holes in higher dimensions
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
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
Static black holes, generalised Weyl formulation
Black ring, non-uniqueness
SUGRA version, soliton method, black saturn
Instabilities
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Rigidity, uniqueness, stability
Cosmic censorship, singularities
Gregory-Laflamme instability
Instability of higher-dimensional black holes
Brane world black hole
Discussions
Black Holes in
Four Dimensions
What Is A Black Hole?

Definition(?)


Mathematical: the outside of the causal past of a
global hyperbolic domain of outer-communication.
Practical: a spacetime region whose boundary is a
stationary null surface (=a Killing horizon).

Why does it exist?
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Examples

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
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Schwarzschild bh (1916)
Reissner-Nordstrom bh (1916)
Kerr bh (1963)
Kerr-Newman bh (1965)
Rigidity Theorems
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Rigidity
Some symmetry requirement  higher symmetries

Static black holes
A regular static non-degenerate black hole in
(electro-)vacuum is spherically symmetric.
[Israel 1967; Bunting, Masood-ul-alam 1987]
Cf. Birkhoff’s theorem: spherically symmetric  static
Cf. The corresponding statement about a normal star has not been
proved in general relativity yet.

Rotating black holes
A regular stationary rotating black hole
in (electro-)vacuum is axisymmetric.
[Hawking 1973; Chrusciel 1996]
Topology of Black Holes
Positive Energy Theorem
An asymptotically flat regular (black hole) spacetime
has a non-negative mass if the dominant energy
condition is satisfied. In particular, it is flat if the ADM
mass on an initial surface is zero. [Schoen, Yau 1979]
 The horizon of a non-degenerate static black hole
is connected.
Topological Censorship Theorem
The domain of outer communication (the region outside a black hole) is
simply connected if the strong energy condition is satisfied and the
spacetime is asymptotically flat. [Friedman, Schleich, Witt 1993]
 Each connected component of the horizon of a 4D
black hole is a sphere.
Uniqueness Theorems
Static Black Holes
An asymptotically flat, regular, non-degenerate and static black hole in
electrovacu spacetime is spherically symmetric and uniquely
determined by mass and charge (Reissner-Nordstrom solution)..
[Israel 1967, Bunting-Masood-ul-Alam 1987]
Rotating Black Holes
An asymptotically flat, regular analytic, stationary and rotating black
hole in electrovacu spacetime is axisymmetric and uniquely
determined by mass, charge and angular momentum (Kerr-Newman
solution), if the horizon is connected.
[Hawking, Carter 1972; Mazur 1982, Chrusciel 1996]
Physical Implications
Stability

Schwarzschild/Reissner-Nordstrom black holes
[Vishveshwara 1970; Chandrasekar 1983]

Kerr black hole [Whiting 1989]
Weak Cosmic Censorship Hypothesis
Singularities formed by gravitational collapse will be hidden
inside horizon. [ Penrose 1969]
Cf. Singularity Theorem [Penrose, Hawking 1965-70]
Predictability in astrophysics
Black holes in accretion disks and at galactic centres will be well
described by the Kerr(-Newman) solution.
Horizon and singularity of the TS2
Kodama & Hikida,
Class.Quant.Grav.20:5121-5140,2003
Classification of Regular AF BHs in Four Dimensions
Static
Rotating
Non-deg.
Degen.
Connected
horizon
Multiple-horizons
Vacuum
○S
None
○K
?Weinstein fam.
EM
○ RN
△ MP
○ KN
?Weinstein fam.
EM+Dilaton
○ GM
?
?
?
EM+harm. scalar
○S
?
○K
?
EM+Dirac
○ RN
?
?
?
YM
✕ 3 families
?
?
?
Skyrme
✕ 2 families
?
?
?
Black Holes in Higher
Dimensions
What are Different in Higher Dimensions?
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Gravitational potential
 No stable Kepler orbit (and no stable atom) if the spacetime
dimension is higher than 4.
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Topological properties
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Topological censorship theorem holds in higher dimensions
as well.
However, there are a veriety of closed manifolds of
dimesion 3 or higher that are cobordant to a sphere by a
simply connected manifold.
Static AF Black Holes are Unique and Stable
Vacuum: unique (Tangherlini-Schwarzschild)
[S. Hwang(1998), Rogatko(2003)]
Tangherlini-Schwarzschild bh: stable
[Ishibashi & Kodama 2003]
Einstein-Maxwell: unique (HD RN or Majumdar-Papapetrou)
[Gibbons, Ida & Shiromizu(2002), Rogatko(2003)]
Einstein-Maxwell-Dilaton system (non-degenerate):
unique (Gibbons-Maeda sol)
[Gibbons, Ida & Shiromizu(2002)]
Einstein-Harmonic scalar system (non-degenerate):
unique (Tangherlini-Schwarzschild) [Rogatko (2002)]
Generalised Weyl Formulation
For RD-2 symmetric spacetime of dimension D,
the Einstein equations reduce to a linear PDE system:
Utilising this formulation in four dimensions, we can construct the IsraelKahn solutions that represent chains of black holes supported by struts
or strings, as superpositions of Schwarzschild black holes.
strut
Static Black Ring Solution
In five dimensions, utilising the generalised Weyl formulation, we can
construct a static asymptotically flat black hole solution whose horizon has
non-trivial topology S1£ S2
:
[Emparan, Reall 2002]
Rotating Regular Black Ring Solution
The membrane singularity of a black ring can be removed by rotation.
[Emparen, Reall 2002]
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Asymptotically flat regular solution with
two parameters: R, 
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Non-trivial horizon topology: S1£ S2
Rotating in a special 2-plane (in the S1
direction).

where 0<<1.

Non-unique: the parameter  can not be
uniquely determined only by the
asymptotic conserved ‘charges’ M and J.
Rotating Black Holes Are Not Unique
For the 5-dim vacuum system, there exist two families of
stationary 'axisymmetric' regular solutions:


Myers-Perry solution (1986): 3 params, horizon
Emparan-Reall solution (2002): 2 params, horizon
Infinite Non-uniqueness
Black Rings with Dipole Charges
For the Einstein-Maxwell(-Dilaton) system, there exists a
continuous family of regular black ring solutions parametrized
by a dipole charge Q for fixed mass and angular momenta
[Emparan (2004)]
The dipole charge Q appears in the thermodynamic formula:
Supersymmetric Black Rings
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Rigidity theorem
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Reduction to a linear system for BPS solutions
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Rigidity theorem still holds in higher dimensions, but only guarantees the
existence of one spatial U(1) symmetry.
[Hollands, Ishibashi, Wald 2006]
Since the ER solution and the 5D MP solution have the spatial U(1)x U(1)
symmetry, it was conjectured that there would be a less symmetric new
solution. [Reall 2002]
General supersymmetric solutions to the minimal and extended 5-dim
SUGRA were completely classified. [Gauntlett et al 2003]
A subfamily of these solutions can be described by a set of harmonic
functions.
Superpositions of black rings and holes
Utilising this formulation;

a supersymmetric black ring solution in 5D with J 0 and J0 was found.
[Elvang, Emparan, Mateos, Reall 2004]

Solutions with only one spatial U(1) symmetry were constructed by
superpositions of black rings solutions.[Gauntlett, Gutowski 2004]
General Vacuum Black Ring
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Belinsky-Sakharov method
 A systematic method to derive a new solution from a given
solution by adding solitons utilising the inverse scattering type
formulation; this method can be applied to spacetimes with R D-2
symmetry.
 In four dimensions, this method was not so useful to obtain a new
regular black hole solution because of the uniqueness theorem.
 In five dimensions, we can use this method to obtain new regular
black hole/ring solutions. [Mishima, Iguchi, Tomizawa 2006]
Pomeranski-Senkov solution
 A rotating black ring solution with J 0 and J0 was constructed
by this method. [Pomeranski, Senkov 2006]
 The regularity of this solution has not been exactly shown yet.
Black Saturn
A superposition of a black hole and a black ring can be constructed by the
Belinsky-Sakharov method. [ Elvang, Figueras 2007]

A family of regular asymptotically flat vacuum solutions with 4 independent parameters
in 5 dimensions.

The horizon is a disjoint sum of S3 and S2£ S1
There exists a non-static subfamily with vanishing total angular momentum and one
extra parameter in addition to mass. For these solutions, the central black hole and the
black ring are counter rotating.

.
Instabilities
Black Brane
Direct-product-type spacetime
Vacuum Einstein equations

For D ≤ 4, possible solutions are locally

For D ≥ 5, there are infinitely many solutions if m ≥ 4:
e.g.
Gregory-Laflamme Instability
Black branes are unstable against S-mode perturbations
with
[Gregory & Laflamme 1993]
The effective potential V has a negative region for
Implication of Gregory-Laflamme Instability
Non-uniqueness of black
holes in spacetimes SxM
[Kudoh & Wiseman 2003, 2004]
Fate of Instability
Naked Singularities
Due to the famous theorem by Hawking and Ellis, a black hole
horizon cannot bifurcate without formation of naked singularities.
Further, it was shown that even if naked singularities are allowed,
a black string cannot be pinched off to localised black holes
within a finite affine time. [Horowitz & Maeda 2001]
Nevertheless, some people argue that such a pinching off can be
realised in a finite time with respect to some observers.
Kaluza-Klein Bubbles
In addition to the black string, non-uniform black string and
caged black holes, there is a large family of solutions consisting
of black holes and static Kaluza-Klein bubbles [Elvang & Horowitz
2003;Elvang, Harmark & Obers 2005]
Instability of Rotating BH and BR

Rapidly rotating black holes may be unstable in higher
dimensions.
 The metric of the MP solution rotating in a 2-dim plane
approaches a black membrane solution near the ‘rotation axis’ in
the high rotation limit for D>5. [Emparan, Myers 2003]
 An asymptotically AdS black hole rotating in a special way is
unstable when the angular momentum is sufficiently large.
[Kunduri, Lucietti, Reall 2006]
Cf. An asymptotically AdS black hole rotating in a 2-dim plane is
stable for the same type of perturbations when || is sufficiently
large. [HK 2007]

Sufficiently thin black rings will be unstable.
 In the thin limit, the Emparan-Reall solution approaches a
boosted black string solution. [Emparan, Reall 2002]
Braneworld Model
A braneworld model provides another method of dimensional reduction



Our universe is realised as a hypersurface called a brane in a bulk
spacetime.
Low energy matter lives only In the brane, while gravity lives in the bulk.
In the Randal-Sundrum model, the bulk is an anti-de Sitter spacetime with Z2
symmetry, and the brane is the fixed hypersurface of this symmetry.
Braneworld Black Hole
4-dim Braneworld Model
SO(2) symmetric static regular bh
solution is obtained from a half of the
C-metric. The conic singularity
associated with a string is hidden
behind the brane.[Empran,Gregory,Santos
2001]
5-dim Braneworld Model
SO(3) symmetric static regular bh
solution yet to be found should have
naked singularity or non-compact
horizon back behind the brane,
provided that a regular static AdS bh is
unique. [Chamblin,Hawking,Reall
2000;Kodama 2002]
The existence of an tublar horizon
extending to infinity is quite likely.
This suggests the instability of the
solution. [Kodama 2007]
Discussions
Implications
In higher dimensions, black holes are far from unique
and often unstable.
⇒


Higher-dimensional classical gravity is quite rich and
fascinating.
There may not exist ‘a final state’ for classical
gravitational collapse in higher dimensions (at least if
supersymmetry is broken).


This feature together with quantum physics may explain the
four-dimensionality of the low energy world.
In the AdS/CFT perspective, this implies the non-existence
of thermal equilibrium states in CFTs or the severe break
down of the AdS/CFT correspondence when SUSY is
violated.
Open Problems
Black Hole Classification
For each horizon topology, is there a single continuous family
of black holes?
How large is the maximum number of parameters
characterising a black hole/ring family ?
Is there a black ring solution for D>5 ?
Is there an asymptotically AdS black ring?
Black Hole/Brane Stability
What is the fate of the Gregory-Laflamme instability?
Are Myers-Perry solutions and black ring solutions stable?
Does the horizon area really provide a criteria for stability?
Develop a tractible formulation for perturbations of a rotating
black hole/ring in higher dimensions