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EU initiatives for
Universities and
Researchers
Adeline Kroll
DG Research and Innovation
Skills Unit
MURG Workshop
Brussels, 12 November 2013
Research & Innovation
We need More
Knowledge Intensive
Economies
Research & Innovation
Too few researchers per
1000 labour force
EU
US
Japan
6
9
11
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Too few researchers in the
private sector
• EU
• Japan
• US
46%
68%
79%
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Investment in R&D is part of the solution to exit
from the economic crises
Research & Innovation
A quick survey: EU INITIATIVES
FOR UNIVERSITIES AND RESEARCHERS
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Instruments (partnerships, programmes, policies)
Open Method of Coordination (EU)
European Semester
Programmes (Horizon 2020, Erasmus for All, Structural Funds)
Policies (Europe 2020 Strategy, ERA, European Higher
Education Area)
6. Europe 2020 Strategy (7 flagship initiatives)
7. Youth on the Move and Innovation Union
8. ERA and an open labour market for researchers
9. Euraxess, HR logo, European Framework for Researchers
Careers
10. Principles for Innovative Doctoral Training
11. The new Scientific Visa and European Pension Fund
12. Widening, closing the research and innovation divide in Europe
13. U-Multirank
14. Reporting
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Instruments
Partnerships
Programmes
Policies
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Partnerships
Member States
European Commission
Stakeholder Organisations
Experts, Networks, Pilots
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Open Method of Coordination (EU)
Stocktaking (Bologna)
Objectives
Indicators
Benchmarks
Reporting (Scorecards)
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European Semester
National Reform Programmes
Country-specific
Recommendations
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Programmes
Horizon 2020
Erasmus for All
Structural Funds
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Horizon 2020
Excellent Science
Industrial Leadership
Societal Challenges
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Europe 2020 priorities
European Research Area
International cooperation
Shared objectives and principles
Common rules, toolkit of funding schemes
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Tackling Societal Challenges
Health, demographic change and wellbeing
Food security, sustainable agriculture,
marine and maritime research and the biobased economy
Secure, clean and efficient energy
Smart, green and integrated transport
Climate action & Resource Efficiency
including Raw Materials
Inclusive, innovative and secure societies
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Industrial Leadership and Competitive
Frameworks
 Leadership in enabling and industrial
technologies (ICT, nano, materials, bio,
manufacturing, space)
 Access to risk finance
 Innovation in SMEs
Excellent Science Base
European Research Council
Future and Emerging Technologies
Marie Curie actions on skills, training and career development
Research infrastructures
Supporting the objectives:
Simplified access
European Institute for Innovation and Technology
Dissemination & knowledge
Joint Research Centre
transfer
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Combine Programmes
Erasmus for All (mobility, including work
placements, Strategic Partnerships of HEIs on
curricula, Knowledge Alliances with companies)
Horizon 2020
Structural Funds (Smart Specialisation Strategies
with obligatory focus on innovation: training,
incl. researchers, campuses and labs,
networking, mobility cross-sectors, knowledge
tranfer, incubators spin-offs en start-ups)
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Policies
Europe 2020 Strategy
European Research Area
European Higher Education Area
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Europe 2020 strategy
Smart, Sustainable and Inclusive
growth
Headline targets, including 3% of
GDP investment in R&D and 40 %
tertiairy or equivalent graduates
7 Flagship Initiatives
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Seven Flagship Initiatives
1. Innovation Union
2. Youth on the Move
3. A Digital Agenda for Europe
4. Resource Efficient Europe
5. Industrial Policy for Globalisation
6. An Agenda for New Skills and Jobs
7. European Platform Against Poverty
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Youth on the Move
Education & Training 2020
Erasmus for All
Bologna (EHEA)
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Bologna Action Lines
• 1) Tree Cycles
• 2) Quality Assurance
3) Recognition (Lisbon Convention,
ENIC-NARIC,ECTS/DS)
• 4) Social Dimension (Access/
Employability )
• 5) International Dimension
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Innovation Union
34 commitments setting boundary conditions,
Including:
Standardisation, public procurement and venture
capital, a unified European patent
Quality of doctoral training and skills mix
International attractiveness and careers
Completing the European Research Area
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European Research Area
Treaty (Article 179)
"in which, researchers,
scientific knowledge and
technology will circulate
freely"
[like a single market]
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ERA Priorities
• 1) More effective national research
• 2) Cooperation and Competition
3) An Open Labour Market for
Researchers
• 4) Gender Equality
• 5) Circulation of Knowledge
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An Open Labour Market for Researchers
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Open recruitment
Acces to and portability of grants
Euraxess personalised information
Structured doctoral training
Career development
Industry Acadeæmia cooperation
Recognition of degrees
Social security & pensions
Visas and permits
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10 dossiers
EURAXESS
Charter & Code – HR peer review
Research Careers
Doctoral Training
The New Scientific Visa
European Pension Fund
ERA in Horizon
Closing the divide
U-Multirank
Reporting
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EURAXESS
Portal & 200+ Centers
Jobs (including Naturejobs)
Services
Rights
Links (offices in all continents)
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Charter & Code - HR
Strategy Peer Review Logo
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European Framework for
Research Careers
R1 - First Stage Researcher
R2 - Recognised Researcher
R3 - Established Researcher
R4 - Leading Researcher
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Principles for
Innovative Doctoral Training
• 1) Research Excellence
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2) Attractive Institutional Environment
3) Interdisciplinary Research Options
4) Exposure to industry and other relevant
employment sectors
5) International networking
6) Transferable skills training
7) Quality Assurance
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In short: Doctoral Training
should become:« Triple i »
• International
• Interdisciplinary
• Intersectoral
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How were the Principles
identified?
• The principles were adopted by the ERA Steering
Group on Human Resources and Mobility (ERASGHRM) as part of a Mapping Exercise on Doctoral
Training in Europe.
• The Principles were defined with the help of experts
from university associations; industry and funding
organisations.
• They reflect the Salzburg Principles of EUA, good
practice in Member States and the Marie Curie
experience.
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Wide Endorsement
• Council Counclusions:"Link, where
relevant and appropriate, national funding
to the Principles for Innovative Doctoral
Training"
• Research Stakeholders Organisations
MoUs: develop in line with Principles
• Subject specific: ORPHEUS/AMSE/WFE
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Exploring the Wider Take Up
of the Principles
Study (mapping update, site visits,
interviews) with Schools across Europe
Working Group of the ERA Steering Group
Huma Resources and Mobility Working
Group
Recommendations Steering Group Human
Resources and Mobility end of 2013
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Funding for Innovative
Doctoral training
Marie Curie Pilot Projects
2012-2014 (European Industrial
Doctorate and Innovative Doctoral
programmes)
Big Numbers 2014-2020
Horizon 2020, MSCA Co-Fund,
Structural Funds, Member States,
Industry
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The New 'Scientific Visa'
Facilitates the procedure of admitting
third-country nationals for the purpose of
research, studies, pupil exchange,
remunerated
and
unremunerated
training, voluntary service and au
pairing.
Building on the existing
2005/71/EC and 2004/114/EC.
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Directives
More Rights For 3C Nationals
• Equal status to that of nationals in terms of pay and working
conditions, access to goods and services, recognition of
professional qualifications and social security
• A residence permit may be granted to family members for the
duration of the researcher’s residence permit. Family members
will be allowed to work
• The researcher can take up a teaching position
• Upon finalisation of their research project researchers will be
allowed to remain in the Member State to look for work for a
period of 12 months
• You Can Move Around (up to 6 months without a new hosting
agreement)
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Pension Solutions
Smoother cooperation of
national funds
(long term solution for all)
European Pension Fund for
Researchers (for ambitious
employers of researchers)
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ERA in Horizon 2020
Cross-cutting issues
Marie Skłodowska-Curie Actions
ERA Chairs
Institutions with Innovative
concepts
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Widening: Closing the Divide
in Research and Innovation
• Structural Funds
• Smart Specialisation Strategies
• Horizon 2020
• Twinning, Teaming, ERA Chairs
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ERA Chairs: Attract outstanding academics to
institutions with a clear potential for research
excellence
Twinning: Teaming of excellent research
institutions and low performing MS/Regions (in terms
of Research and Innovation). Creation of new centres
of excellence in low performing RDI Member States
and regions, strongly linked with local /national Smart
Specialisation Strategies
Teaming:
Twinning aims at significantly
strengthening a defined field of research in an
emerging institution through links with at least two
internationally-leading institutions in a defined field.
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U-Multirank
Multi-dimensional
User-driven
International
Including Research Institutes
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Reporting
MORE 2
Researchers Report
ERA Progress Report
Innovation Union Scorecard
Innovation Union
Competitiveness Report
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•THANK YOU!
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