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Fermion Masses and Unification Steve King University of Southampton Lecture III Family Symmetry and Unification 1.Introduction to family symmetry 2.Froggatt-Nielsen mechanism 3.Gauged U(1) family symmetry and its shortcomings 4.Gauged SO(3) family symmetry and vacuum alignment 5.A4 and vacuum alignment 6. A4 Pati-Salam Theory Appendix A. A4 Appendix B. Finite Groups 1. Introduction to Family Symmetry Recall Symmetric Yukawa textures 0 Y u 3 2 3 2 3 2 3 1 0 3 3 Y d 3 2 2 3 2 1 0 3 Y e 3 3 2 3 3 2 3 3 2 1 0.05, 0.15 • Universal form for mass matrices, with Georgi-Jarlskog factors • Texture zero in 11 position ms 1 ( M GUT ) , m 3 md ( M GUT ) 3 me To account for the fermion mass hierarchies we introduce a spontaneously broken family symmetry It must be spontaneously broken since we do not observe massless gauge bosons which mediate family transitions The Higgs which break family symmetry are called flavons The flavon VEVs introduce an expansion parameter = < >/M where M is a high energy mass scale The idea is to use the expansion parameter to derive fermion textures by the Froggatt-Nielsen mechanism (see later) In SM the largest family symmetry possible is the symmetry of the kinetic terms 3 c c c c 6 D , Q , L , U , D , E , N U (3) i i i 1 In SO(10) , = 16, so the family largest symmetry is U(3) Candidate continuous symmetries are U(1), SU(2), SU(3) or SO(3) etc If these are gauged and broken at high energies then no direct low energy signatures GFamily O(3) L O(3) R SO(3) SU(3) 27 SU(2) S (3)L S (3)R A4 12 U(1) S(3) Nothing 2.Froggatt-Nielsen Mechanism Simplest example is U(1) family symmetry spontaneously broken by a flavon vev 0 For D-flatness we use a pair of flavons with opposite U(1) charges Q( ) Q( ) Example: U(1) charges as Q (3 )=0, Q (2 )=1, Q (1 )=3, Q(H)=0, Q( )=-1,Q()=1 Then at tree level the only allowed Yukawa coupling is H 3 3 ! 0 0 0 Y 0 0 0 0 0 1 The other Yukawa couplings are generated from higher order operators which respect U(1) family symmetry due to flavon insertions: 1 0 1 0 0 2 3 4 6 H 2 3 H 2 2 H1 3 H1 2 H11 M M M M M When the flavon gets its VEV it generates small effective Yukawa couplings in terms of the expansion parameter M 6 4 3 Y 4 2 3 1 What is the origin of the higher order operators? To answer this Froggat and Nielsen took their inspiration from the see-saw mechanism H H 2 M M R L R R L H M M 2 H L L M R 3 M H 2 3 Where are heavy fermion messengers c.f. heavy RH neutrinos There may be Higgs messengers or fermion messengers H0 H1 H 1 2 1 1 H0 M MH 2 3 0 0 3 Fermion messengers may be SU(2)L doublets or singlets 1 H M M Q Q2 Q0 Q0 1 H0 0 U c3 Q2 Uc U1 U1 c c U c3 3. Gauged U(1) Family Symmetry Problem: anomaly cancellation of SU(3)C2U(1), SU(2)L2U(1) and U(1)Y2U(1) anomalies implies that U(1) is linear combination of Y and B-L (only anomaly free U(1)’s available) but these symmetries are family independent Solution: use Green-Schwartz anomaly cancellation mechanism by which anomalies cancel if they appear in the ratio: Suppose we restrict the sums of charges to satisfy Then A1, A2, A3 anomalies are cancelled a’ la GS for any values of x,y,z,u,v But we still need to satisfy the A1’=0 anomaly cancellation condition. The simplest example is for u=0 and v=0 which is automatic in SU(5)GUT since10=(Q,Uc,Ec) and 5*=(L,Dc) qi=ui=ei and di=li so only two independent ei, li. In this case it turns out that A1’=0 so all anomalies are cancelled. Assuming for a large top Yukawa we then have: SO(10) further implies qi=ui=ei=di=li F=(Q,L) and Fc=(Uc,Dc,Ec,Nc) In this case it turns out that A1’=0. PS implies x+u=y and x=x+2u=y+v. So all anomalies are cancelled with u=v=0, x=y. Also h=(hu, hd) The only anomaly cancellation constraint on the charges is x=y which implies Note that Y is invariant under the transformations This means that in practice it is trivial to satisfy Shortcomings of U(1) Family Symmetry A Problem with U(1) Models is that it is impossible to obtain 0 3 3 Y 3 2 2 3 2 1 For example consider Pati-Salam where there are effectively no constraints on the charges from anomaly cancellation There is no choice of li and ei that can give the desired texture e.g. previous example l1=e1=3, l2=e2=1, l3=e3=hf=0 gave: 6 4 3 Y 4 2 3 1 The desired texture can be achieved with non-Abelian family symmetry. Another motivation for non-Abelian family symmetry comes from neutrino physics. Sequential dominance can account for large neutrino mixing Diagonal RH nu basis T T T AA BB CC mLL X Y Z See-saw Sequential dominance columns Dominant Subdominant m3 m2 V Constrained SD Decoupled m1 L † Tri-bimaximal SFK Large lepton mixing motivates non-Abelian family symmetry Need YLR 0 A2 A 3 B1 B2 B3 with CSD 2$ 3 symmetry (from maximal atmospheric mixing) 1$ 2 $ 3 symmetry (from tri-maximal solar mixing) Suitable non-Abelian family symmetries must span all three families e.g. SU (3) SFK, Ross; Velasco-Sevilla; Varzelias 27 SO(3) A4 SFK, Malinsky 4. Gauged SO(3) family symmetry Left handed quarks and leptons are triplets under SO(3) family symmetry Right handed quarks and leptons are singlets under SO(3) family symmetry Antusch, SFK 04 To break the family symmetry introduce three flavons 3, 23, 123 Real vacuum alignment (a,b,c,e,f,h real) Barbieri, Hall, Kane, Ross 0 a 0 23 e 123 b 0 3 f c h If each flavon is associated with a particular right-handed neutrino 1 1 1 i i 1 i 2 23 HLi R 123 HLi R 3 HLi R3 M M M then the following Yukawa matrix results 0 23 e f YLR F .23 R1 h 123 0 i1 ee fei1 0 3 0 h a b c aei 2 bei 2 cei 2 But this is not sufficient to account for tri-bimaximal neutrino mixing 0 0 hei3 F .123 R2 h F .3 R1 h For tri-bimaximal neutrino mixing we need 0 23 v v LR Y F .23 R1 h v 123 v v 0 3 0 V 0 vei2 0 i1 1 i 2 ve 0 ve vei1 vei2 Vei3 M F .123 R2h How do we achieve such a vacuum alignment of the flavon vevs? F .3 R3h The motivation for 123 is to give the second column required by tri-bimaximal neutrino mixing Vacuum Alignment in SO(3) First set up an orthonormal basis: FA=0 flatness <1>=1 FB=0 flatness <2>=2 FC=0 flatness <3>=3 1 1 0 0 0 2 1 0 SFK ‘05 1 3 2 FD=0 flatness 1 .2 =0 FE=0 flatness 1 .3 =0 FF=0 flatness 2 .3 =0 0 3 0 1 1 3 2 Then align 23 and 123 relative to 1 , 2 , 3 using additional terms: FR=0 <23> gets vevs in the (2,3) directions FT=0 <123> gets vevs in the (1,2,3) directions (vevs of equal magnitude are required to minimize soft mass terms) Finally 23 is orthogonal to 123 due to 123 . 23 =0 0 23 1 1 123 1 1 1 1 123 3 23 2 5. A4 and Vacuum Alignment We can replace SO(3) by a discrete A4 subgroup: A4 SO (3) De M.Varzielas, SFK, Ross A4 is similar to the semi-direct product Same invariants as A4 2=12+22+32 , 3 =1 2 3 The main advantage of using discrete family symmetry groups is that vacuum alignment is simplified… The Diamond (A4) Crystal Structure 0,1,1 1,1,1 Varzielas, SFK, Ross, Malinsky Radiative Vacuum Alignment A nice feature of MSSM is radiative EWSB Ibanez-Ross (s)top loops drive mH2 u 2 0 MZ Q3L MGUT H mH2 u negative H tR Similar mechanism can be used to drive flavon vevs using D-terms Leads to desired vacuum alignment with discrete family symmetry A4 negative 3 123 for negative for positive 23 T v(0,1, 1) for positive 123 Ma; Altarelli, Feruglio; Varzeilas, Ross, SFK, Malinsky Comparison of SO(3) and A4 Symmetry group of the tetrahedron A4 Discrete set of possible vacua SFK, Malinsky 6. A4 Pati-Salam Theory A4 SU (4)PS SU (2)L SU (2) R u FL (3, 4, 2,1) d u FRi (1, 4,1, 2)i d Dirac Operators: u d u d u d u d i e L i e R Dirac Operators: Further Dirac Operators required for quarks: Dirac Neutrino matrix: Majorana Operators Majorana Neutrino matrix: M RR 2 23 0 0 0 2 123 0 0 H 2 0 M 1 Dirac Neutrino matrix: . . . . •CSD in neutrino sector due to vacuum alignment of flavons • m3 » m2 » 1/ and m1» 1 is much smaller since ¿ 1 •See-saw mechanism naturally gives m2» m3 since the cancel The Messenger Sector Dirac: Majorana: Including details of the messenger sector: Messenger masses: Appendix A. A4 SFK, Malinsky hep-ph/0610250 Appendix B. Finite Groups Ma 0705.0327