Transcript Document

Open Access in the UK
Developments since the Finch
Report
Michael Jubb
Research Information Network
5th Conference on Open Access Scholarly Publishing
Riga
18 September 2013
Accessibility, sustainability,
excellence
The Question and the Process
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how to expand access, in a sustainable way,
to peer-reviewed research publications
bearing mind the strong competitive
position of the UK research community
group of 13 representatives of universities,
libraries, funders, learned societies,
publishers
different groups with different interests
 no perfect solution: ‘best-fit’
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Mechanisms and Success Criteria
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more UK articles available
globally
more global articles available
in the UK
sustain high-quality research
sustain high-quality services to
authors and readers
financial health of publishing
and learned societies
costs to HE and funders
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open access articles
& journals
repositories
extensions to
licensed access
Conclusions
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no single mechanism meets all the success criteria
a mixed economy for the foreseeable future
transition to OA should be accelerated in an
ordered way
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tensions between interests of key stakeholders, and
risks to all of them
risks and costs associated with each of the three
mechanisms
the global environment
promote innovation and sustain what is valuable
Recommendations
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balanced package of moves towards Gold, Green and extensions to
licensing
clear policy direction towards Gold
better funding arrangements, focusing responsibilities in universities,
not funders
minimise restrictions on use and re-use
develop repository infrastructure
caution about limitations on embargoes
future negotiations on subscriptions to take account of growth in
APC revenues
expand and rationalise licensing
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universities and National Health Service
SMEs, voluntary and public sectors, public libraries
Initial responses
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Government accepts recommendations
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£10m one-off transition funding
RCUK policy announcement
consultation on REF 2020
universities establishing publication funds,
policies, procedures and systems
see RIN report:
http://www.researchinfonet.org/publish/rcuk-oarequirements/
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Research Councils UK (RCUK)
policies
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requirement from 1 April 2013 for
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block grant to universities to meet costs of APCs
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Gold with a CC-BY licence (preferred), or
Green with 6/12 months maximum embargo (12/24
months for humanities and social sciences)
assumes c45% of articles from Research Councilfunded projects will be published in Gold OA journals
in 2013-14, rising to 75% by 2017-18
management of publication funds in hands of
universities
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reporting and monitoring arrangements
So how’s it going?
Implementation
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real momentum, but mixed progress
two Parliamentary inquiries
lively debate
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sometimes driven by entrenched attitudes?
Balance?
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imbalance between
work to increase access to UK-authored
publications across the world
 work to increase access to global articles in the
UK
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Pace of change
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sufficient attention to detail?
keeping everyone on board?
Green vs Gold
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Green with short embargoes (or none) the
cheap option?
Gold the sustainable option?
parity of esteem for Gold and Green
publications?
Funding and costs
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publishing costs integral to research costs?
funds from both sides of the dual support
system?
uncertainties about costs to individual
universities
offsets between subscription costs and
APCs?
International developments
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EU, Australia, Science Europe, OSTP,
Global Research Council, G8, California….
impact on UK, and on costs
Embargoes
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the 6/12 and 12/24 month policy
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sticks and carrots?
principles for setting embargoes
half-lives?
 disciplinary differences?
 protection for learned societies a separate but
important issue
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Extensions to licensing
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walk-in access in public libraries initiative
little progress with health service,
voluntary organisations or SMEs
Infrastructure
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repository infrastructure?
infrastructure for Gold?
interoperability and information flows
Co-ordination
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all stakeholders working together?
need for a disinterested co-ordinator?
Thank you
Questions?
Michael Jubb
www.researchinfonet.org