Transcript Slide 1

Utrecht University
Some remarks on an old problem
Gerard ‘t Hooft
The Many Faces of QFT, Leiden 2007
P. van Baal, Twisted Boundary Conditions: A Non-perturbative
Probe for Pure Non-Abelian Gauge Theories
thesis: 4 July, 1984.
SPIRES:
Lattice regularization of gauge theories without
loss of chiral symmetry.
Gerard 't Hooft (Utrecht U.) . THU-94-18, Nov 1994. 11pp.
Published in Phys.Lett.B349:491-498,1995.
e-Print: hep-th/9411228
The Many Faces of QFT, Leiden 2007
Gauge theory on the lattice:
U(12)
Site x=1
Plaquette
1234
4

Pe 1
2
1
2
Link 23
3
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ig
A dx
U(12)

Pe 1
ig
Tr (U (12)U (23)U (34)U (41) )  Tr P (e
1
2
2
4

ig
C  Tr (iga F12  g a F 
2
2
2
12
A dx
A dx 
1234
)
After symmetrization :
 Tr (F F ) 
1
4
1
2
Tr (UUUU )
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)
The Fermionic Action (first without gauge fields) :
U12
(x )
12 11
Dirac Action
 ( x2 )  ( x1 )

L    ( x1 )    (
)  m ( x1 ) 


a
links
However, in the limit m  0 , the equation
has
  ( ( x  e )  ( x))  0
st
several solutions besides the vacuum solution   C
 '( x1, , x4 )  C1 (1) x  ( x1, , x4 ); C1   51
1
since
C1 1   1C1
(and same for 2, 3 )
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:
Wilson Action
 ( x  e )
 ( x  e ) 

L    ( x1 )  m ( x1 )  (1    )
 (1    )

a
a


links
This forces us to treat the two eigenvalues of   separately,
and species doubling is then found to disappear.
Effectively, one has added a “mass renormalization term”
However, now chiral symmetry has been lost !
Nielsen-Ninomiya theorem
The Many Faces of QFT, Leiden 2007
It could not have been otherwise: even in the continuum limit
 5 invariance is broken by the Adler-Bell-Jackiw anomaly.
However, in the chiral limit,
M  0 , the symmetry pattern is
SU ( N F ) L  U (1) L  SU ( N F ) R  U (1) R
 ABJ anomaly
SU ( N F ) L  SU ( N F ) R  U (1)V
 Lattice
SU ( N F )V  U (1)V
Can one modify lattice theory in such a way that
SU ( NF )L  SU ( NF )R U (1)V symmetry is kept?
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The BPST instanton
(A.A. Belavin, A.M. Polyakov, A.S. Schwartz and Y.S. Tyupkin)

SU (2)
3
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The massless fermions
LEFT
time
Fermi level
RIGHT
Instanton
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The fermionic zero-mode:
In Euclidean time:
In Minkowski time:
e
e
eit
eit
negative
energy
positive
energy
Thus, the number zero modes determines
how many fermions are lifted from the Dirac sea into
real space.
Left – right: a left-handed fermion transmutes into a right-handed
one, breaking chirality conservation / chiral symmetry
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The instanton breaks
chiral symmetry explicitly:
m2
m2
implies
U (2)  U (2)  SU (2)  SU (2)  U (1)
m2'
mK2
implies
U (3)  U (3)  SU (3)  SU (3)  U (1)
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Each quark species makes one
left - right transition at the instanton.
uLeft
uRight
dRight
dLeft
sLeft
sRight
cLeft
cRight
mcharm
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The interior is mapped

4
onto
SU (2)
3
The number of left-minus-right zero modes of the fermions =
the number of instantons there.
Atiyah-Singer index
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How many “small” instantons or anti-instantons
are there inside any 4-simplex between the
lattice sites?
These numbers are ill-defined !
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The number of instantons is ill-defined on the lattice!
Therefore, the number of fermionic modes cannot depend
smoothly on the gauge-field variables U  ( x) on the links!
If one does keep this number fixed, one will never
avoid the species-doubling problem.
Domain-wall fermions are an example of a solution to the
problem: there is an extra dimension, allowing for an
unspecified number of fermions in the Kaluza-Klein tower!
Is there a more direct way ?
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We must specify # ( instantons) inside every 4-simplex.
This can be done easily !
Construct the gauge vector potential
from the lattice link variables
A ( x) at all x , starting
U  ( x) (defined only on the links)
def
Step #1: on the 1-simplices
U  ( x)  e
iagA
Note: this merely fixes a gauge choice in between neighboring
lattice sites, and does not yet have any physical meaning.
Next: Step #2: on the 2-simplices
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U I
First choose local gauge :
A2 ( x1 , x2 )  A ( x1 / a)
U I
2
U  e iagA
1
F12  a A
U I
Here, we may now choose the minimal flux F , which means that
all eigenvalues must obey:
A  
ag
This is unambiguous only in the elementary, faithful representation,
which means that we have to exclude invariant U(1) subgroups
– the space of U variables must be simply connected
– we should not allow for a clash of the fluxes !
Then subsequently, if so desired, gauge-transform back
This procedure is local, as well as
gauge- and rotation-invariant
( The subset of gaugetransformations needed
to rotate is Abelian )
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Step #3: on the 3-simplices
We have
A ( x) on the entire
boundary. Extend the field in the
3-d bulk by choosing it to obey sourceless 3-d field eqn’s
(extremize the 3-d action
3
d
 x ( Fij ( x) Fij ( x)) , and in
Euclidean space, take its absolute minimum ! )
This prescription is gauge-invariant and it is local !!
Step #4: on the 4-simplices
Exactly as in step #3, but then for the 4-simplices. Taking the
absolute minimum of the action here fixes the instanton
winding number !
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Thus, there is a unique, gauge-independent and local way to
define A ( x) as a smooth function of x starting from the
link variables
U  ( x)
In principle, we can now leave the fermionic part of the
action continuous:
L
  ( m   (  igA( x)) )
fermion
Our theory then is a mix of a discrete lattice sum
(describing gauge fields and scalars) and a
continuous fermionic functional integral.
The fermionic integral needs no discretization because it is
merely a determinant (corresponding to a single-loop diagram
that can be computed very precisely)
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log det ( D0  ig A)  log det D0  i log  i  1  C1 A 
1+
+
+
+

+ ···
The first four diagrams can be regularized in the standard way –
giving only the standard U(1) anomaly
The sum over the higher order diagrams can be bounded
rigorously in terms of bounds on the A fields.
(Ball and Osborn, 1985, and others)
- one might choose to put the fermions on a very dense lattice:
a fermion a gauge , to do practical lattice calculations, but this is
not necessary for the theory to be finite !
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The procedure proposed here is claimed to be non local
in the literature. This is not true.
The extended gauge field inside a d -dimensional simplex
is uniquely determined by its (d – 1) -dimensional boundary
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The prescription is: solve the classical equations, and of all
solutions, take the one that minimizes the total action.
However, imagine squeezing an instanton in
a 4-simplex, using a continuous process
(such as gradually reducing its size).
As soon as a major fraction of the instanton fits inside
the 4-simplex, a solution with different winding number will
show up, whose action is smaller.
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The most essential part of the gauge field extrapolation procedure
consists of determining the flux quanta on the 2-simplices, and
the instanton winding numbers of the 4-simplices. We demand
them to be minimal, which usually means that the Atiyah-Singer
index on one simplex
2
g
4
F
F
d
x 
2   
32
1
2
→ the gauge field extrapolation procedure itself is
discontinuous ! Depending on the configuration of the link
variables U, the number of instantons within given 4-simplices
may vary discontinuously.
This is as it should be!
The Many Faces of QFT, Leiden 2007
Lattice regularization of gauge theories without
loss of chiral symmetry.
Gerard 't Hooft (Utrecht U.) . THU-94-18, Nov 1994. 11pp.
Published in Phys.Lett.B349:491-498,1995.
e-Print: hep-th/9411228
We claim that this procedure is important for resolving
conceptual difficulties in lattice theories.
The
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The Many Faces of QFT, Leiden 2007