Transcript Slide 1

What Lies Ahead?
Sarah Waldemar
Pamela A. Webb
Increased Regulatory
Requirements and Oversight
• Audits
– Recent trend of increase in major audits
– Dissatisfaction with A-133
– Impact of SAS-112
• Divergence of opinion between agency IG
offices and agencies over proper oversight
• Conflict of interest debate
– NIH
– Department of Education
Increased Regulatory Requirements
and Oversight (cont’d)
• Business Ethics & Conduct
• Training in Conduct of Research
• Terrorism
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Select Agents
Fingerprinting/Background Checks
DHS Chemical Facilities Inventory & Standards
Data Security
Audit Hot Topics
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Research Misconduct
International agreements
Labor Audits and Effort reporting
Allocation methodology
Cost-sharing
Subrecipient monitoring
Deep Watchfulness …
• Pressure to reduce F&A
– DOD 35% TDC F&A Cap
• Increase in agency divergence from policy
– Increasing incidents of federal agencies promoting
reduced F&A
– Dept. of Ed issue of minimum allowable effort
• Increase in international research
• Interdisciplinary research
Impact of E-Research
Administration will be Profound
• Systems development costs and timelines will
promote standardization
– For better or for worse?
• E-proposal development & S2S submission will
spread rapidly
– InfoEd, COEUS/Kuali, Cayuse, and others
– Non-federal agencies will eventually “jump on the
bandwagon”
• Integrated research administration systems
will follow, but slowly
Movement Away from “Standard”
Proposal Deadlines
• Grants.Gov promotes more “staggering” of deadlines
• Emphasis on more rapid proposal review cycles
• NIH’s recent movement to allow selected “continuous
submission” for appointed reviewers
New Emphasis on Public
Disclosure of Funding & Results
• FFATA requirements
• NSF plans to publish grant results on its web
site or Research.Gov
• NIH’s new requirement mandating upload of
peer-reviewed articles accepted for publication
into PubMed
• ClinicalTrials.Gov Registration
Greater public awareness of
importance and value of
research?
First Hints of a Genuine “Common
Face to the Government”
• Watch
– Cross-agency status checks
– FFATA type data
• FDP Terms and Conditions authorized to now
become A-110 standard
• New Federal Financial
Report
“Transformative” or “Innovative”
Science
• NSF updates review criteria
• NSF adding new “early concept” funding
programs
– TIGUR
– EAGER
• NIH Roadmap
– Pioneer Awards
– New Innovator
Awards