Transcript Slide 1

EBB 323 Semiconductor Fabrication Technology Epitaxy

Dr Khairunisak Abdul Razak Room 2.16

School of Material and Mineral Resources Engineering Universiti Sains Malaysia

[email protected]

Topic outcomes

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At the end of this topic, students should be able to: Name 2 types of epitaxy Describe the applications of epitaxial layers Explain techniques to produce epitaxial layers Describe structure and defects in epitaxial layers

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Introduction

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Epitaxy comes from Greek words: Epi: upon Taxis: ordered Epitaxial growth: single crystal growth of a material in which a substrate serve as a seed 1.

2.

2 types of epitaxy: Homoepitaxy substrate – material is grown epitaxially on a substrate of the same material. E.g. grow of Si on Si Heteroepitaxy – a layer grown on a chemically different substrate. E.g. Si growth on sapphire

Similar crystal structures of the layer and the substrate, BUT The shift of composition causes difference in lattice parameters

Limit the ability to produce epitaxial layers of dissimilar materials

Epitaxial and polysilicon film growth Film deposited on a <111> oriented wafer  <111> orientation The presence of SiO 2 Layer cause depositing atoms have no structure  polysilicon

Applications of epitaxial layers

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2.

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Discrete and power devices Integrated circuits Epitaxy for MOS devices

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1. Discrete and power devices

Technology change: junction transistors

diffused planar structure

Requires a material structure that are not achieved by diffusion of dopants from the surface Si epitaxy was developed to enhance the electrical performance of discrete bipolar transistors Breakdown voltage of the discrete transistor was limited by the field avalanche breakdown of the substrate material

Use higher resistivity substrates produced higher breakdown voltages but increased collector series resistance Structure needed: thin, lightly doped and single crystal layer of high perfection upon more heavily doped Si substrate

But, the use of a more heavily doped substrate reduces the collector series resistance while the base-collector breakdown voltage is governed by the lighter doping in the near surface region

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Epitaxial deposition of a lightly doped P + layer on a N + substrate make the desired epitaxial properties are achievable Epitaxial grows also allows accurate control of doping levels and advantages which arises from a generally low oxygen and carbon levels in epitaxial layer Epitaxial technique was developed to 2 and 3 layers epitaxial structure

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For lightly doped area of collector Based region was also grown epitaxially E.g. of multilayer structures: Si-Controlled Rectifier (SCR), Triac, high voltage or high power discrete products

Mesa discrete transistor fabricated in an epitaxial layer on a heavily doped N+ substrate

Diodes Transistors

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2. Integrated circuit (IC)

Development of planar bipolar IC caused the requirement for devices built on the same substrate to be electrically isolated

The use of opposite typed substrate and epitaxial layer met part of the requirement

Device isolation was completed by the diffusion of “isolation” region through the epitaxial layer to contact the substrate between active areas In planar bipolar circuits, common to employ a heavily doped diffused (or implanted) region under the transistor

Usually called ‘buried layer’ or ‘DUF’ for diffusion under film

The buried layer

serves to lower the lateral series resistance between collector area below the emitter and the collector contact

produce uniform planar operation of the emitter, avoiding current crowding which leads to hot spots near edges of the emitter

Integrated circuits

(a) A junction isolated bipolar device fabricated as part of an integrated circuit using a buried layer subcollector and a lightly doped n-epitaxial layer (b) An N-Well CMOS structure fabricated in a lightly doped p epitaxial layer

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3. Epitaxy for MOS devices

Unipolar devices such as junction field effect transistors (JFETs), VMOS, DRAMs technology also use epitaxial structures VLSI CMOS (complimentary metal-oxide semiconductor) devices have been built in thin (3-8 micron) lightly doped epitaxial layers on heavily doped substrates of the same type (N or P)

That epitaxial structure reduces the “latch up” of high density CMOS IC by reducing the unwanted interaction of closely spaced devices

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Advantages of epitaxy

Ability to place a lightly oppositely doped region over a heavily doped region Ability to contour and tailor the doping profile in ways not possible using diffusion or implantation alone Provide a layer of oxygen free material that is also contained low carbon

Techniques for silicon epitaxy

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Chemical Vapour Deposition (CVD) Molecular Beam Epitaxy (MEB) Liquid Phase Epitaxy (LPE) Solid phase regrowth

1. Chemical Vapour Deposition (CVD)

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The most common technique in Si epitaxy In the CVD technique

Si substrate is heated in a chamber: sufficient heat to allow the depositing Si atoms to move into position to

Reactive Si containing gaseous compounds are introduced

Gaseous react on the hot surface of the substrate and deposit a Si layer

The deposit will take on Si substrate structure if the substrate is atomically clean and the temperature is sufficient for atoms to have surface mobility

Schematic drawing of a simple horizontal flow, cold wall, CVD reactor

Schematic CVD reactor geometries for (a) True vertical reactor (b) Classic horizontal flow reactor (c) Modified vertical (or pancake) reactor (d) Downflow cylinder reactor

CVD processes and products

CVD for silicon devices

CVD reactions

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Pyrolysis : chemical reaction is driven by heat alone, e.g. silane decomposes with heating SiH 4

Si + 2H 2 2.

Reduction : chemical reaction by reacting a molecule with hydrogen, e.g. silicon tetrachloride- reduction in hydrogen ambient to form solid silicon SiCl 4 + 2H 2

Si + 4HCl 3.

Oxidation : chemical reaction of an atom or molecule with oxygen, e.g. SiH 4 decomposes at lower temperature SiH 4 + O 2

SiO 2 + 2H 2 4.

Nitridation SiH 2 Cl 2 : chemical process of forming silicon nitride by exposing Si wafer to nitrogen at high temperature e.g. readily decomposes at 1050

C 3SiH 2 Cl 2 + 4NH 3

Si 3 N 4 + pH + 6H 2

CVD

CVD film growth steps

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2.

3.

4.

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Nucleation Dependent on substrate quality Occurs at first few atoms or molecules deposit on a surface

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Nuclei growth Atoms or molecules form islands that grow into larger islands Island coalescence The islands spread , and coalescing into a continuous film This is the transition stage of the film growth, thickness several hundreds Angstroms Transition region film possesses different chemical and physical properties for thicker bulk film

Bulk growth Bulk growth begins after transition film is formed

CVD film growth steps Basic CVD subsystem Types of film structure

Amorphous Polycrystalline Single crystal

CVD Process steps:

Pre-clean Deposition Evaluation • •

Pre-clean: remove particulates and mobile ionic contaminants Deposition:

Load wafer into chamber, inert atmosphere Heat Introduce chemical vapour Remove vapour •

Evaluation: thickness, step coverage, purity, cleanliness and composition

Flush excess chemical vapour source

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2. Molecular Bean Epitaxy (MBE)

Uses an evaporation method MBE is carried out at a lower temperature than 1000-1200

C (typical CVD temperature)

Reduces outdiffusion of local areas of dopant diffused into substrates and reduce autodoping which is unintentionally transfer of dopant into epitaxial layer MBE is favourable

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preparation of sub-micron thickness epitaxial layers or high frequency devices requiring hyper-abrupt transition in the doping concentration between the epitaxial layer and the substrate

In MBE,

Si and dopant(s) are evaporated in an ultra high vacuum (UHV) chamber

The evaporated atoms are transported at relatively high velocity in a straight line from the source to the substrate

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They condense on the low temperature substrate

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The condensed atoms of Si or dopant will diffuse on the surface until they reach a low energy site that they fit well the atomic structure of the surface The “adatom” then bonds in that low energy site, extending the underlying crystal by a vapour to solid phase crystal growth Usual temperature range of the substrate is 400-800

C. Higher than 800 substrate

C is possible but it will increase outdiffusion or lateral diffusion of dopants in the

Schematic drawing of a molecular beam epitaxial system

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Insitu cleaning of the substrate

Can be done by high temperature bake at 1000-1250 contaminants

the native surface oxide and to remove other surface C for several minutes under high vacuum to decompose

Other technique is by using a low energy beam of inert gas to sputter clean the substrate

Difficult to remove carbon but will decrease at the surface by diffusion into the substrate during short anneal at 800-900

C Wider range of dopants for MBE than CVD epitaxy:

Typical dopants: Antimony, Sb (N-type), aluminum, Al or gallium (Ga) for P-type

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N-type dopant: As and P, evaporate rapidly even at 200

C. Difficult to control P-type dopant: Boron, evaporate slowly even at 1300

C

Schematic drawing of a multiple chamber MBE system

MBE Equipment

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Liquid Phase Epitaxy (LPE)

LPE technique is widely used for preparation of epitaxial layers on compound semiconductors and for magnetic bubble memory films on garnet substrate In films growth by LPE from solution melts, low cooling rates, when the surface reaction (growth) Kinetics are rapid compare to the mass transport of Si to the seed, epitaxial layer thickness will vary in proportion to the temperature drop Increase cooling rates, mass transport rate will increase and the growth rate will increase with cooling rate until growth rate becomes limited by surface reaction kinetics

Growth rate increases with cooling rate up to about 1 degree/min while growth rate above 2 degree/min occurred under kinetically limited conditions

LPE growth rate increasing with cooling rate up to about 1 micron per minute

Schematic drawing of a typical silicon liquid phase epitaxy (LPE)

Fabrication sequence for a vertical channel field effect transistor

N and N + epitaxial structure can be built using liquid or vapour phase epitaxial growth

Preferential etching can be used to open areas part way through the N type epitaxial layer

In this figure, LPE is used to fill the etched out gate areas which control current flow vertically from the top side source to the N+ substrate drain region

Schematic of fabrication steps in the fabrication vertical field effect transistors by etch and LPE refill techniques

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4. Solid Phase Re-growth

Re-growth of amorphous layers Surface layers subjected to high dose ion implants are in amorphous structure due to the heavy damage inflicted on the lattice as the energetic ions are absorbed Annealing above 600

C

amorphous layer re crystallize Re-crystallisation occurs from interface moves toward the surface and results in solid phase epitaxial re-growth

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ii.

Re-crystallisation of thin films Involves re-crystallisation of a deposited amorphous or polysilicon film Si film is deposited on a Si substrate or more commonly SiO 2

heated using a strip heater passed over the surface or by a scanned pulsed laser to crystallise the film to single crystal or large grain polysilicon This fabrication technique is used to produce a stacked n-channel device in re-crystallised polysilicon on a thermally grown or deposited oxide Oriented epitaxial growth can be obtained by making series of holes in the oxide to allow points of contact between the underlying substrate and the deposited polysilicon The contact points become “seeds” areas for establishing re-growth orientation

A stacked MOS structure over an insulating oxide fabricated in a re crystallised polysilicon layer Re-crystallisation solid phase epitaxy using a moving strip heater

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Structure and defects in epitaxial layer Surface morphology of Silicon epitaxial deposits is affected by growth and substrate parameters

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Growth parameters:

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Temperature Pressure Concentration of Si containing gas Cl : H 2 ratio Substrates parameters Substrate orientation Defects in the substrate Contaminants on the surface of the substrate

Typical defects in epitaxial layers

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Substrate orientation effects Spikes and epitaxial stacking faults Hillocks and pyramids in epitaxial layers Dislocations and slip Microprecipitates (S-pits)

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1. Substrate orientation effect

Growth of smooth epitaxial films can be obtained on (100) and (110) oriented Si substrates Epitaxial growth on substrate surface on oriented on (111) plane results in facetted “alligator skin” surface

(111) surfaces contain no atomic steps to provide a density of growth sites

Without atomic steps, the growth produces pyramids and terraces Misorientation of the surface by

0.5 degree introduces a sufficient density of steps for growth of smooth planar films

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2. Spikes and epitaxial stacking faults

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Growth spike Originate from Si particle on the surface not removed by the pre-epitaxial cleaning process Si Chips may expose faster growing crystal planes than the plane of the substrate Chips nucleate and produce polysilicon nodule. The chips then protrude above the substrates surface into a region of richer supply of gaseous reactants Results in nodule grows at 2-10 times the rate of epitaxial film on the substrate. May be removed mechanically before the next step but will leave a region unusable for functional materials

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Epitaxial stacking faults Crystallographic in nature and arise from defects in atomic arrangement during film growth Could result from an extra atomic layer (extrinsic fault) or a missing atomic layer (intrinsic fault) along {111} type plane

Epitaxial growth spike Stacking fault on <111> Si

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3. Hillocks and pyramids in epitaxial layers Hillocks: Small oval mounds on the surface of the epitaxial Pyramids: Faceted regions on the epitaxial surface Density of hillocks and pyramids is dependent on growth parameters such as type and concentration of Si source and deposition temperature

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4. Dislocations and slip

Non-uniform heating of a substrate results in non-uniform thermal expansion of the substrate which produces elastic stresses The thermal stress can cause bowing which may lift the edge of the substrate away from the substrate in response to the thermal stress At lower temperature (< 900

C) the yield point of the Si lattice is sufficiently high that the substrate behaves elastically. During cooling, the thermal stress is removed and the substrate returns to its original shape If the stress exceeds a critical values, the substrate will yield plastically

occurs due to generation and motion of dislocations which are atomic level line defects which glide along slip planes of the crystal

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The passage of one dislocation offsets the material above and below the slip plane by a unit known as “Berger’s vector” of the dislocations Dislocations normally propagate from near the edge of the substrate (highest stress), and glide towards the centre of the substrate and produce plastic deformation of the substrate which relieves the thermal stress Dislocation motions is slow because dislocation moves to a region of lower shear stress The continuous slow motion of the dislocations produces “creep” deformation of the crystal Device impact from slip normally comes from rapid “pipe diffusion” of dopant along the core of the dislocations

Crystal slip

Typical wafer edge slip as a result of excessive within wafer temperature gradients during heating or during epitaxial film growth

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5. Microprecipitates (S-pits)

Microprecipitates may come from metallic elements such as copper, nickel, iron and chromium This is due to their solubility in Si at high temperatures and fast diffusion rates through the Si The metal contaminants may exist in the starting substrates or being pick up during handling in the loading operation or from metal parts or susceptors within the epitaxial reactor itself