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Preliminary Analysis Of Phase I, FirstIn-Human, Cathepsin Activated Tumor Imaging Probe Brian Brigman November 1, 2013 Disclosures • Patent for imaging device held by MIT and Duke • Lumicell Diagnostics – Scientific Advisory Board (DK) – Own Stock (DK, JF) – Employee (JF) • Preclinical research supported by: – NSF (DK, WE) – NCI SBIR (Subcontract - BB) – CTSA (BB) • Phase I study supported by – ASCO Advanced Clinical Research Award (DK) All Rights Reserved, Duke Medicine 2011 What is the problem? • Local recurrence of soft tissue sarcoma after wide resection • Presumably due to residual tumor left in tumor bed • We use margin assessment as a surrogate for our real question – is there tumor left in the tumor bed? 3 All Rights Reserved, Duke Medicine 2011 What is the problem? • Multiple studies of surgery alone for high grade STS show recurrence rates of 30-40% – Prospective trial of surgery alone for STS • Pisters et al. JCO 1996 • + Margin: Recurrence 5/14 (36%) • - Margin: Recurrence in 20/72 (28%) 4 All Rights Reserved, Duke Medicine 2011 Isn’t that what Radiation is for? • Radiation does decrease local recurrence significantly • Morbidity of radiation therapy – O’Sullivan et al. Lancet 2002 – Davis et al. Radiother Onc 2005 Fibrosis/Edema Osteonecrosis/Fracture Radiation associated malignancy Wound healing complications 5 All Rights Reserved, Duke Medicine 2011 Who needs radiation? • “Wide” Resection alone – ~66% local control in high grade sarcoma • Radiation Therapy with Surgery – ~10% recurrence with surgery and radiation Only 25% of patients benefit from Radiation 6 All Rights Reserved, Duke Medicine 2011 Optical Imaging of Microscopic Residual Cancer • A system for intra-operative margin assessment that can detect microscopic residual disease within the tumor bed • If successful: – Intensify therapy for patients with residual cancer – Minimize RT for patients with no residual cancer – Reduce rates of repeat resection All Rights Reserved, Duke Medicine 2011 Multiple Cathepsin Proteases are Overexpressed in Soft Tissue Sarcomas Sarcomas (Mito JK, et al. Cancer 2012) Muscle (Cuneo KC, et al. IJROBP 2013) 8 All Rights Reserved, Duke Medicine 2011 Cathepsin Activated Near Infra-red Fluorescent Probe Lum015 9 All Rights Reserved, Duke Medicine 2011 LUM015 NIR Fluorescent Probe QUENCHER Cathepsin Cleavage Site PEG MW~22,000 g/mol CY5 FLUOROPHORE 10 All Rights Reserved, Duke Medicine 2011 Intraoperative Imaging System (Mito JK, et al. Cancer 2012) 11 All Rights Reserved, Duke Medicine 2011 Tumor and Tumor Bed Imaging in Genetically Engineered Mouse model of Soft Tissue Sarcoma (Mito JK, et al. Cancer 2012) 12 All Rights Reserved, Duke Medicine 2011 Genetically Engineered Mouse Model of Soft tissue Sarcoma treated with surgery alone with or without Fluorescent imaging Standard Margin Assessment Intra-operative Fluor Imaging 13 All Rights Reserved, Duke Medicine 2011 De novo Canine tumor imaging trial data (mean f/u >1 year) (Eward WE et al. CORR) 2012 14 All Rights Reserved, Duke Medicine 2011 A Phase I Study of the Safety and Activation of a CathepsinActivatable Fluorescent Probe LUM015 Primary Objective To determine a safe and recommended phase II intravenous dose of LUM015 that labels tumors in human patients with sarcoma. Secondary Objectives 1) To obtain imaging data of the tumor and any adjacent normal appearing tissue in pathology suite – No imaging of patient tumor beds 2) To obtain PK/PD data regarding LUM015 when administered IV in patients 3) To analyze cathepsin protease expression in tumors. Modified 3+3 design with up to 3 dosing levels Starting probe dose (0.5 mg/kg) and time to tumor visualization (>24 h) based on allometric scaling from mouse data and mathematical simulations of Lum015 in humans 15 All Rights Reserved, Duke Medicine 2011 Mathematical Simulations of LUM015 Tumor Signal in Mice 700 80 600 LUM015 Data 70 LUM015 Sim 500 LUM015 EpiFluor Signal (nM) Signal (nM) Tumor Signal in Humans 90 400 300 60 50 40 30 200 20 100 10 0 0 -2 8 18 Time (hrs) 28 38 48 0 TBR in Mice 25 8 16 24 Time (hrs) 32 40 48 TBR in Humans 10 9 20 Tumor to Backgrounc Ratio Tumor to Backgrounc Ratio LUM015 Sim LUM015 Sim LUM015 Data 15 10 5 8 7 6 5 4 LUM015 Sim 3 2 1 0 0 8 16 24 Time (hrs) 32 40 48 Revision 15: 4/2/2012 All Rights Reserved, Duke Medicine 2011 0 0 8 16 24(hrs) Time 32 40 48 16 1.0 mg/kg is established as a safe dose for future phase II studies Trial stops w/o safe dose for future phase II studies Decrease Dose: 3 @ 0.25 mg/kg 3 @ 0.5 mg/kg Decrease Dose: 3@ 1.0 mg/kg Increase Dose: 3 @ 1.0 mg/kg Trial stops w/o safe dose for future phase II studies Dose Expansion: 3@ 0.25 mg/kg 0.25 mg/kg is established as a safe dose for future phase II studies START HERE ≥1 subjects with adverse pharmacologic activity No subjects with adverse pharmacological activity Decrease Dose: 3@ 1.0 mg/kg 1.0 mg/kg is established as a safe dose for future phase II studies Increase Dose: 3 @ 1.5 mg/kg Dose Expansion: 3 @ 1.5 mg/kg 1.5 mg/kg is established as a safe dose for future phase II studies 17 All Rights Reserved, Duke Medicine 2011 Dose Escalation Dose Level LUM015 (mg/kg) -1 0.25 1 0.50 2 1.0 3 1.5 3/3 3/3 No Adverse Pharmacological Events 18 All Rights Reserved, Duke Medicine 2011 Phase I Case Study 19 All Rights Reserved, Duke Medicine 2011 38 year old female with biopsy proven UPS s/p preoperative radiation therapy 20 All Rights Reserved, Duke Medicine 2011 Case Study: Gross Skin Muscle Potentially viable tumor Grossly necrotic tumor 21 All Rights Reserved, Duke Medicine 2011 Case Study: Fluorescent Imaging TEXT Viable Tumor Necrosis Myxoid Tumor Muscle 22 All Rights Reserved, Duke Medicine 2011 Case Study: Relative Fluorescent Signal 6E+10 Mean Fluorescence Intensity (counts/s/cm^2) 5E+10 4E+10 3E+10 2E+10 1E+10 0 Muscle Tumor Necrosis Tissue Type Myxoid Tumor Skin 23 All Rights Reserved, Duke Medicine 2011 Phase I Summary to Date Patient # Tumor Type Tumor:Normal Signal Ratio 1 LPS 2.65 2 UPS 7.05 3 UPS 2.01 4 MPNST 1.98 5 MFS 1.11 6 UPS 1.91 24 All Rights Reserved, Duke Medicine 2011 Pharmacokinetics of Human vs. Mice – serum clearance 120% Normalized concentration [C(t)/Cmax] Patient 1 (0.5 mg/kg) 100% Patient 2 (0.5 mg/kg) 80% Patient 3 (0.5 mg/kg) 60% Patient 4 (1.0 mg/kg) 40% Patient 5 (1.0 mg/kg) Mice (3.5 mg/kg) 20% 0% 0 10 20 30 40 Hours post administration of LUM015 50 60 25 All Rights Reserved, Duke Medicine 2011 Mouse vs. Human Trials Dose (mg/kg) Imaging Time (hours) Absolute Fluorescence (counts/s/cm2) Tumor:Normal Ratio Mouse Human 3.5 0.5-1.5 6 30 1012 1010 5-10 1.1-7 Question: What fluorescence values will we see in mice if we use the human clinical trial dose and imaging time parameters? All Rights Reserved, Duke Medicine 2011 Back to the Mouse: Comparison of 6 h vs. 30 h Imaging 6E+11 5E+11 Tumor 4E+11 Muscle 3E+11 Fat 2E+11 1E+11 0 1.5 mg/kg 6 hr 1.5 mg/kg 30 hr 3.5 mg/kg 6 hr 3.5 mg/kg 30 hr 27 All Rights Reserved, Duke Medicine 2011 Summary and Plan We have administered a novel, cathepsin activated fluorescent imagine probe to 6 patients with sarcoma No adverse pharmacologic events Able to image tumors, but with decreased overall signal intensity and tumor:normal ratio than in mice Probe serum half-life in humans same as in mice Revising the Protocol Change imaging time from minimum 24 h to 6 h -Approved by IRB Patients 7 and 8 scheduled in next 30 days Additional research site under consideration 28 All Rights Reserved, Duke Medicine 2011 Acknowledgements • • • Kirsch Lab • David Kirsch • Melodi Javid • Jeff Mito • Kyle Cuneo • Nerissa Williams MIT • Moungi Bawendi • Linda Griffith Lumicell Diagnostics • Jorge Ferrer • David Strasfeld • David Lee •Clinical research team • Brian Brigman • Will Eward • Diana Cardona • Dan Blazer • Paul Mosca • Joan Cahill • Erin O’Reilly •DCI Clinical Pharmacology Laboratory • Ivan Spasojevic •Duke BME • Jenna Mueller •Statistical Support • Bercedis Peterson 29 All Rights Reserved, Duke Medicine 2011