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Citation analysis of theses and dissertations submitted to the Tshwane University of Technology: 2004 - 2005 Adriaan Swanepoel [email protected] Outline • • • • • • • Background Research problem Research design Results Problems and limitations Advantages of citation analysis Significance of the study Background Research problem • How does the use of information sources by master’s and doctoral (M&D) students differ between the faculties of TUT, and to what extent does the Library and Information Services provide access to a subset (journals) of the information sources that are mostly used by M&D students? Sub-problems • Which types of information sources do M&D students of different faculties use most and least, and to what extent does it change from year to year? • Which journals do M&D students of different faculties use most and least, and to what extent does it change from year to year? • To what extent does the LIS keep or provide access to the journals that are mostly used by M&D students? Research design • • • • Nature: Longitudinal Data sources: All TUT theses since 2004 Timeframe: Retrospective Data collection: Per faculty a. Number of citations per information type b. Number of citations per thesis c. Number of theses per subject discipline d. Frequency of journal titles cited e. Cited journals owned by the library • Method: Citation counting Method • Analysis and measurement (counting) of citations according to predetermined and well-defined categories • Quantification and ordering/ranking of the categorized units • Analysis and comparison of attained data • Interpretation of the data insofar as research questions are concerned Total theses, faculties, etc. (2004 – May 2005) Number of theses 93 Number of dissertations 11 Submitted in 2004 63 Submitted up to May 2005 41 Faculties 11 Departments 40 Subjects (CESM categories*) 33 *Council on Higher Education. Classification of Educational Subject Matter Theses, dissertations per faculty • • • • • • • • • • • Agricultural Sciences 8 Arts 5 Business School 2 Economic Sciences 3 Education 22 Engineering 13 Health Sciences 14 Information and Communication Technology 7 Management Sciences 7 Natural Sciences 8 Social Sciences 16 Information sources cited • • • • Sound recordings, TV and film Personal communication Electronic Paper TOTAL 4 132 697 7141 7974 Material types cited Books Journals Web sites & CD-ROMs Govt. Publications Proceedings/papers Theses/Dissertations Personal communication NGO Reports % 38.80 36.47 7.71 4.82 3.11 1.86 1.44 1.04 N 3094 2908 615 384 248 148 115 83 Material types cited % Newspapers 1.00 Technical data 0.23 Patents 0.08 Radio, TV, film, video 0.06 Maps 0.03 Sound recordings 0.01 Scores 0.00 Graphic illustrations 0.00 N 80 18 6 5 2 1 0 0 Material types cited Other % 3.05 N 243 Comic books 0.41 33 Use of journals, books, web sites & CD-ROM • Average number of citations per thesis 100 90 80 70 60 50 40 30 20 10 0 Journals Books Web, CD Health Sciences Business School Natural Agricultural Sciences Sciences Use of journals, books, web sites & CD-ROM • Average number of citations per thesis 100 90 80 70 60 50 40 30 20 10 0 Journals Books Web, CD Education Engineering Economic Sciences Arts Use of theses/dissertations, technical data and patents • Average number of citations per thesis 5 4.5 4 3.5 3 2.5 2 1.5 1 0.5 0 Theses Tech data Patents Natural Engineering Sciences ICT Health Sciences Journals used per faculty • Faculty of Natural Sciences Title Times cited Journal of analytical atomic spectrometry 24 Journal of the American Oil Chemists Society 22 Journal of Supercritical Fluids 13 Tropical Science 1 Transactions of the American Fisheries Society 1 Journals used per faculty • Faculty of Health Sciences Title Times cited International Journal of Sports Medicine 40 International Journal of Pharmaceutics 40 Journal of Applied Psychology 37 Contact Dermatitis 1 Clinical Orthopedics 1 Journals cited Jnl titles cited Frequency 1088 71 23 3 5 2 3 2 2 0 1 1–4 5–9 10 - 14 15 – 19 20 – 24 25 – 29 30 – 34 35 – 39 40 – 44 45 – 64 65 – 69 Journals cited Jnl titles cited Frequency LIS Holdings 1088 71 23 3 5 2 3 2 2 0 1 1–4 5–9 10 - 14 15 – 19 20 – 24 25 – 29 30 – 34 35 – 39 40 – 44 45 – 64 65 – 69 not yet determined 12 7 1 4 0 1 1 1 0 1 Problems and limitations • Researchers are more likely to use materials to which they have local access • Citations may be added to increase the thesis’ length and scholarly appearance • Researchers may cite works of marginal importance • Researchers may not cite all works used to prepare the thesis • Handbooks and textbooks often do not receive citations as they are taken for granted by students. Sylvia,1998:20-28 Advantages • Citation analysis provides an unobtrusive method of obtaining data on which information resources are being used • By using citations from theses and dissertations as data sources, even relative inexperienced researchers can gather the data easily and comprehensively • Citation analysis is a method that avoids voluntary submission of data, “researchers can actually gather a true population of citations” (Zipp,1996:341) Significance of the study Adriaan Swanepoel Acting Director Library and Information Services (Pretoria Campus) Tshwane University of Technology South Africa [email protected] We empower people