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Phase Classification Integrated Food Security IPC Analysis: Estimating Population in Crisis August 2010 Kampala 1. Concepts • IPC Analysis provides a Situation Analysis Phase Classification Integrated Food Security Overall objective is to generate analysis on the situation that is evidence based, linked to international standards and informs appropriate type and level of response to populations in crisis IPC Analysis is not a method and does not, in itself, offer guidance on how to estimate the number of people in crisis… whatever method is used to estimate populations, it is necessary to have a consistent and meaningful way to represent those findings (IPC Technical Manual page 40) 2. Purpose • Estimation of the number of people in each IPC Phase (3, 4 and 5) not all people in an area will be affected in the same way provide in-depth analysis and not an overall picture Phase Classification Integrated Food Security • Provides a Situation Analysis not Response analysis population estimates for Phases 3, 4 & 5 not “number of people in need” enables maintain the objectivity of the analysis • Inform decision makers provide information on the depth and severity of the problem information for further in-depth analysis of potential response options There is no set way to do the population estimates and it is necessary for countries to develop their own methods… that allows you to estimate populations in the same way over time and space... making the estimates in the same way each time… in a transparent way 3. Guiding principles • Objectivity estimated without judgment about possible needs or response options it is a situational analysis and not response analysis • Within a crisis phase, populations are affected differently not all people within a crisis phase face same degree of hazard some people may be in ‘HE’ level while other might be in ‘AFLC’ Phase Classification Integrated Food Security • Estimate in terms of degree or severity of the hazard • Understanding of the differentiation between groups within the phase expert knowledge of population dynamics in the area • Estimates are based on convergence of evidence not just one evidence • Population estimates are estimates – not exact figures they provide an indication of the magnitude of the hazard IPC Key Reference Outcomes Phase Classification Integrated Food Security Proximate indictors defining the Severity of the Situation Data Phase Classification Integrated Food Security • Organized population data disaggregated to lower unit of analysis • administrative/livelihood zones develop an analysis framework risk populations e.g. flood prone areas • Baseline data wealth ranking assets or poverty ranking • Expert knowledge livelihood and population dynamics objective expert opinion Homogeneity and Magnitude Phase Classification Integrated Food Security • Degree of differentiation within groups in terms of access to income, food and coping are all the households in the poor wealth group – all at the same level? is there wide variation from the better of the poor and the poorest poor? • Magnitude this is affected by the homogeneity of the households the more homogenous the wealth group the more likely the shock will affect all people Rules of logic and Evidence Phase Classification Integrated Food Security • Demographics & wealth phase classification is systematic poor are affected first, then middle, then better-off • exceptions are natural disasters • Chronology analysis follows previous classification if situations worsens, it is expected population estimated to increase • Evidence convergence of evidence and not only one evidence continuity and consistency rational Uganda situation Phase Classification Integrated Food Security Sources of population data • Wealth quartiles (UDHS 2006) • Census population projections done by the bureau of statistics – Region – District – Sub counties • Seasonal Assessment figures derived for percentage of populations that are affected by recent hazard say drought/ dry spell – % of the population expecting harvest of <50% of their normal harvest/ previous season harvest – Reports of most affected sub-counties Phase Classification Integrated Food Security Scenario 1 Scenarios Process Assumptions 1. If 1 overall phase classification is has been assigned for a population Apply Even the wealth rankings to the rural population or area classified Check with popn estimation in previous analysis if an area is classified in one phase there are parts of the population that belong to different phases The lowest quartile (poorest) are the most affected by food insecurity therefore belong to the worst phase middle quartiles (to the middle phases) Upper quartile usually in the upper phases e.g 1/2 Classification done for rural popn bse urban popns are likely to skew classification- able to purchase &use a variety of food sources Population and wealth rankings Selected population indicators by district C 1 al tr en C 2 al tr en E t en tC as o es Phase Classification l ra T E n o lg L g an % Rural Total Pop (1,000) 100.0 8.5 10.6 2.5 4.5 2.2 7.7 0.0 91.5 89.4 97.5 95.5 97.8 92.3 1480.2 50.8 816.2 441.9 231.5 202.3 1158.2 Kayunga Kiboga Luwero Mubende Mukono Nakasongola 6.7 5.2 12.2 7.3 17.2 5.1 93.3 94.8 87.8 92.7 82.8 94.9 Bugiri Busia Iganga Jinja Kamuli 4.1 16.3 5.6 22.1 1.6 Mayuge Kampala Kalangala Masaka Mpigi Rakai Sembabule Wakiso Total Population Urban Pop 1,480,200.00 50,800.00 816,200.00 441,900.00 231,500.00 202,300.00 1,158,200.00 1,480,200.00 4,318.00 86,517.20 11,047.50 10,417.50 4,450.60 89,181.40 330.8 293.3 396.5 525.3 929.2 143.6 330,800.00 293,300.00 396,500.00 525,300.00 929,200.00 143,600.00 22,163.60 15,251.60 48,373.00 38,346.90 159,822.40 7,323.60 95.9 83.7 94.4 77.9 98.4 543.9 265.4 661.4 451.0 670.0 543,900.00 265,400.00 661,400.00 451,000.00 670,000.00 22,299.90 43,260.20 37,038.40 99,671.00 10,720.00 2.7 97.3 399.4 399,400.00 10,783.80 1.8 2.0 2.3 4.5 11.3 98.2 98.0 97.7 95.5 88.7 168.1 150.3 345.5 471.7 499.8 3,025.80 3,006.00 7,946.50 21,226.50 56,477.40 4.6 9.9 4.0 6.5 95.4 90.1 96.0 93.5 182.3 392.9 328.8 440.0 168,100.00 150,300.00 345,500.00 471,700.00 499,800.00 1,635,400.00 182,300.00 392,900.00 328,800.00 440,000.00 Apac Lira 1.5 10.9 98.5 89.1 507.2 626.5 507,200.00 626,500.00 7,608.00 68,288.50 Adjuman Arua Moyo Nebbi Yumbe 9.8 8.8 6.2 14.4 6.1 90.2 91.2 93.8 85.6 93.9 292.1 491.5 303.8 509.2 398.1 292,100.00 491,500.00 303,800.00 509,200.00 398,100.00 28,625.80 43,252.00 18,835.60 73,324.80 24,284.10 Gulu Kitgum Pader Amuru 25.1 14.8 2.7 25.1 74.9 85.2 97.3 74.9 353.5 357.0 436.0 208.3 353,500.00 357,000.00 436,000.00 208,300.00 88,728.50 52,836.00 11,772.00 52,283.30 Kotido Moroto Nakapiripiti Abim Kaabong 6.9 3.9 1.1 6.9 6.9 93.1 96.1 98.9 93.1 93.1 179.3 265.3 217.5 54.1 301.2 12,371.70 10,346.70 2,392.50 3,732.90 20,782.80 Bundibugyo 6.6 93.4 282.1 179,300.00 265,300.00 217,500.00 54,100.00 301,200.00 1,017,400.00 282,100.00 Kaberemaido Katakwi Kumi Pallisa Soroti Kapchorwa Mbale Sironko Tororo 8,385.80 38,897.10 13,152.00 28,600.00 o t es W Integrated Food Security Wealth quartiles % Urban District N ile A li o ch K am ar a oj 18,618.60 Rural Pop 46,482.00 729,682.80 430,852.50 221,082.50 197,849.40 1,069,018.60 2,694,967.80 308,636.40 278,048.40 348,127.00 486,953.10 769,377.60 136,276.40 2,327,418.90 521,600.10 222,139.80 624,361.60 351,329.00 659,280.00 388,616.20 2,767,326.70 165,074.20 147,294.00 337,553.50 450,473.50 443,322.60 1,543,717.80 173,914.20 354,002.90 315,648.00 411,400.00 1,254,965.10 499,592.00 558,211.50 1,057,803.50 263,474.20 448,248.00 284,964.40 435,875.20 373,815.90 1,806,377.70 264,771.50 304,164.00 424,228.00 156,016.70 1,149,180.20 166,928.30 254,953.30 215,107.50 50,367.10 280,417.20 967,773.40 263,481.40 Lowest second middle fourth 0.06 0.06 0.06 0.06 0.06 0.06 0.06 0.05 0.05 0.05 0.05 0.05 0.05 0.05 0.11 0.11 0.11 0.11 0.11 0.10 0.10 0.10 0.10 0.10 0.10 0.10 0.15 0.15 0.15 0.15 0.15 0.15 0.15 0.19 0.19 0.19 0.19 0.19 0.19 0.19 0.19 0.19 0.19 0.19 0.19 0.20 0.20 0.20 0.20 0.20 0.20 0.20 0.21 0.21 0.21 0.21 0.21 0.28 0.28 0.28 0.28 0.28 0.28 0.28 0.30 0.30 0.30 0.30 0.30 0.30 0.30 0.29 0.29 0.29 0.29 0.29 0.11 0.11 0.29 0.29 0.29 0.29 0.29 0.29 0.29 0.29 0.29 0.29 0.29 0.582 0.582 0.582 0.23 0.23 0.23 0.23 0.23 0.23 0.69 0.69 0.69 0.19 0.19 0.28 0.28 0.28 0.28 0.28 0.28 0.28 0.28 0.28 0.28 0.28 0.246 0.246 0.246 0.40 0.40 0.40 0.40 0.40 0.40 0.22 0.22 0.22 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.21 0.069 0.069 0.069 0.14 0.14 0.14 0.14 0.14 0.14 0.05 0.05 0.05 0.29 0.29 0.15 0.15 0.15 0.15 0.15 0.15 0.15 0.15 0.15 0.15 0.15 0.058 0.058 0.058 0.12 0.12 0.12 0.12 0.12 0.12 0.02 0.02 0.02 0.69 0.760 0.760 0.760 0.760 0.760 0.760 0.12 0.22 0.073 0.073 0.073 0.073 0.073 0.073 0.21 0.05 0.034 0.034 0.034 0.034 0.034 0.034 0.30 0.02 0.088 0.088 0.088 0.088 0.088 0.088 0.27 Phase Classification Integrated Food Security Scenario 2 Scenario Process Assumptions 2.Affected areas/ subcounties could be identified through assessments We Usually assessment are done by administrative zones Affected sub-counties are isolated through assessments Establish numbers of households affected by drought/dry spell/ hazard in that administrative zone % of affected households of total hhd in admin unit Multiply by the average household size to get affected population per sub-county affected Total affected popn =to sum of all affected popn for all affected subcounties Check with popn estimation in previous analysis set some categories: <50% of normal harvest- worst hit/most affected 50-75% of a normal harvestfair to Normal harvest >75% of a normal harvest- good harvest For most areas that are reliant on crop production and income derived from crop sales and casual labour opportunities Worst hit sub counties District Sub-county Kalapata Loyoro Kaabong Kaabong Sidok Katile Panyangara Phase Classification Integrated Food Security Kapedo Kotido Kotido T/C Nakapelimolu Rengen Nakapiririt Lorengedwat Lolachat Rupa Moroto Nadunget Katikekile, Lopeei Abim Nyakwaye KARAMOJA PRODUCTION ZONES Ka th ile Ka re nga Kaabong Ka lapa ta Ka ped o Kaabong Sid ok Lole lia Ka ch eri Loyoro Ren ge n Ko tid o Ale re k Naka pelimo ru Pa nyang ara Rup a Ab im Lop ei Phase Classification Integrated Food Security Abim Kotido Nyakwae Mo ru lem Ngo leriet Moroto Ka tike kile Lokop o Nad un get Ma tany Lorengedwat Lotome District boundary Subcounty boundary Agriculture Agro-Pastoral Pastoral Loroo Nab ilatuk Iriiri Nakapiripirit Amudat Ka ko mon gole Lola ch at Mo ru ita Nam alu Ka rita Phase Classification Integrated Food Security scenario 3 Scenario Process 3. We want to include the Livelihood aspect but lack livelihood information but AEZ information is available Assessment information shows that one livelihood group is more affected than others in a particular sub county Get Assumptio ns AEZ information or map AEZ usually concede with live Overlay Affected subhoods counties maps over the AEZ Population estimations are made based on which subcounties are covered by a particular AEZ/LZ group that is affected Summation of populations in most affected LZ/ sub-counties gives the affected population Check with popn estimation in previous analysis Somalia example Estimating proportions of overall population in given phase: District Livelihood Zone Phase Classification Integrated Food Security Total number of people in AFLC in District 1= (D1 * X1 *X2 *X3) Where: D1 = is the district population (from UNDP) X1 =is the percent of Population in that LZ in that district (established by FSAU) X2 = is the percent of the poor wealth group (or other analytical unit) in that LZ (from baselines) X3 = is the percent of poor wealth group in AFLC in LZ1 (from the analysis & evidence) Belet Weyne Agro pastoral Belet Weyne Hawd Pastoral Belet Weyne Belet Weyne District UNDP 2005 Populatio n 135,580 Riverine S. Inland Pastoral Livelihood Zone % population in LZ (establishe d by FSNAU) Total LZ population affected (calculated) 56% 75,328 22% 30,126 11% 15,063 11% 15,063 % population breakdown by livelihood zone and wealth group (FSNAU baseline assessments) Very poor Poor Middle Better off Belet Weyne Agro pastoral 0% 35% 55% 10% Belet Weyne Hawd Pastoral 0% 45% 35% 20% Belet Weyne Riverine 3% 32% 55% 10% Belet Weyne S. Inland Pastoral 2.5% 22.5% 45% 30%