Transcript Slide 1

This presenter has no
conflicts to disclose
Sustaining and Leveraging
your Improvements
Marie W. Schall
November 5, 2013
By the end of this session, you should
be able to:
Identify key strategies for sustaining
improvements (holding the gains)
Apply reliability science to strengthen
implementation and ability to sustain
improvements
Manage a portfolio of initiatives to leverage
improvements across hospitals and systems
Sustaining Improvements
We started this new
process with a few patients
but now we do it for all!
Our information system
makes it easy for us to
monitor how we are
doing!
The new way is much
easier than the old
way…I would never go
back!
Creating a New System
Part One: Make improvements
Part Two: Sustaining Improvement
(Holding the gains)
Part Three: Spread the improvements
to others
The Sequence for Getting (and Sustaining!)
Results at Scale
Test
under a
variety of
conditions
Theory
and
Prediction
Scaling up and
Spreading a
change
Implementing
a change
Make part
of routine
operations
Testing a
change
Developing a change
Act
Plan
Study
Do
Some Common Language…..
Testing - Try and adapt ideas to learn what works
in your system
Implementation - Make a change a permanent
part of the day to day operation of the system
Spread: Have individuals outside the pilot adopt
(and adapt) the changes
Scale-up: Identify and overcome the infrastructure
issues that arise during spread
Taking Action to Hold the Gains
Improvement
Test
Implement
I. During
testing
II. During
implementation
Hold Gains
III. After
implementation
Taking Action to Hold the Gains
Improvement
Test
Implement
I. During
testing
II. During
implementation
Hold Gains
III. After
implementation
Improving Likelihood that We Will Hold Gains:
During Testing
Purposefully test the changes under a wide
range of conditions (robust design)
– Day shift/night shift, experienced/ inexperienced staff
Foolproof the new process/procedure
– Look for ways to use constraints, affordances, reminders,
differentiation
Use technology where appropriate
– Look for opportunities to use computers, bar coding ,etc.
Acknowledgement: Sandy Murray
During Implementation: Exercise
Think of a time in your experience
when an improvement was
implemented. Are the gains from that
change still there?
─ If yes, what was done that resulted in the gains being held?
─ If no, why did the gains fail to be held? What got in the way?
Implementation
The change is a specified part of daily work need to develop all support infrastructure to
maintain change
High expectation to see improvement (no
failures; but eagerness to continue testing if
needed)
Increased scope will lead to increased
resistance (value of evidence from successful
tests)
To Implement . . .
Use PDSA cycles to test implementation steps
Establish buy–in, build consensus
Create an infrastructure and support
Build communication channels
Create education and training
Review policies & procedure
Assign accountability
Cultivate leadership
Testing Vs. Implementation
PDSA Cycles
Cycle 1: Recruit one volunteer
for one shift, draft duties
Cycle 2: Recruit two volunteers
for one week (day shift) revise
duties as needed
Cycle 3: Recruit another
volunteer, one day two shifts
Cycle 4: Two volunteers for one
week of day and evening shift.
Cycle 5: Three volunteers for
one day, all shifts.
Cycle 1: Create job descriptions
or alter other job descriptions as
needed
Cycle 2: Conduct market salary
study
Cycle 3: Post and hire positions
Cycle 4: Training for current
employees
Cycle 5: Orientation and training
for new employees
Cycle 6: Formalize measures
and required reports
Taking Action to Hold the Gains
Improvement
Test
Implement
I. During
testing
II. During
implementation
Hold Gains
III. After
implementation
After Implementation:
Key Components of Strategy
Continue Communication
–
Publicize benefits, document improvement, keep contact w/ team after initial
improvement effort
Continue to Build Infrastructure
–
Job descriptions, policies, hiring, orientation, supply stream, etc.
– Assign ownership for improvement and maintenance work of the new process
– Senior leaders held responsible for efforts to sustain
Design an Effective Control System
–
Use your internal QA/I resources and integrate activities into hospital-wide
control system
– Plan to standardize new process and verify conformance to the standard
– Graphically monitor data for performance/outcomes
Example of Continuing use of Run Chart to Hold the
Gains From Safety BTS (Quantum Leaps)
Holding the Gains
Collaborative
John Whittington OSF Healthcare
PROJECT TEAM WORKSHEET: Redesign of Support Processes for Implementation of Change
Change Implemented: ________________________
Date:
Cycle
No.
Change Tested or Implemented
Policies
Documentation
Hiring Procedures
Staff education/training
Job descriptions
Information Flow
Equipment Purchases
Lead
June
July
November
24
1 8 15 22 29
25
August
5
12
19
September
26
2
9 16 23 30
October
7 14
21
28 4 11 18
Taking Action to Hold the Gains
Improvement
Test
Implement
I. During
testing
II. During
implementation
Hold Gains
III. After
implementation
Holding the Gains
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Reliability Science Can Help
We can all define the steps
in the Teach Back process
Our EMR includes
information about the
process and what the
patient understands
We use data to check
for “failures” so we can
find the problems and
make adjustments
Levels of Reliability
Chaotic process: Failure in greater than 20% of
opportunities (5 front line users cannot describe
the process)
80% or 90% success: 1 or 2 failures out of 10
opportunities (5 front line users cannot describe
the process)
95% success: 5 failures or less out of 100
opportunities (5 front line users CAN ALL
describe the process)
The IHI Three-Step Model
Prevent Failure: Design the system to prevent a
breakdown in operations or functions
Identify & Mitigate Failure: Identify failure when it
occurs and intercede before harm is caused or
mitigate the harm caused by failures that are not
detected and intercepted
Redesign: Take steps to redesign the process on the
critical failures identified
Source: Nolan, T., Resar, R., Haraden, C., Griffin, F. Improving the Reliability of Health
Care. Institute for Healthcare Improvement, Innovation Series, 2004, page 1.
Intent, Vigilance and Hard Work
(will generate performance with < 95% reliability)
Process Design to Prevent Basic Failures:
• Common equipment, standard orders
• Personal check lists
• Working harder next time
• Feedback of information on compliance
• Awareness and training
Use of Human Factors and Reliability Science
(will generate performance with > 95% reliability)
Process Design to Identify and Mitigate Failures
• Standardize work processes
• Build job aides and reminders
• Take advantage of preexisting work and
habits
• Make the desired the default rather than the
exception
• Create redundancy
• Bundle related tasks
Build Job Aides and Reminders
Some examples…
Reminder in EMR to ask patients how they
learn best
Patient-friendly teaching materials
Auto reminder to record who is learner besides
patient
White board to notes re: discharge date and
what needs to be done before then
Easy access lists of who to call for scheduling
at the physicians’ offices
Bronson: Standard Work Product
Supervisor assigns bed: pages clerks in ED & unit &
monitoring tech
5 min lapsed time - ED unit clerk prints SBAR report to
admit unit
Admit unit clerk assures charge RN got SBAR
10 min lapsed time - charge RN on unit gets SBAR to
assigned nurse
15 min lapsed time – assigned RN reviews SBAR and
calls ED RN with questions
25 min lapsed time – ED PCA prepares patient for
transport, calls unit, “we’re on the way”
30 min lapsed time – patient transported to unit bed
Bronson Hospital, Battle Creek Michigan
Take Advantage of Pre-existing
Work and Habits
Some examples:
Multidisciplinary rounds have standard
discussion around going home preparations
Change of shift reports include patients and
key hand over elements
Teach Back is built into patient and family
education documentation
Medication reconciliation offers going home
patient-friendly medication list
How Standard is your Work?
On a scale of 1 - 5 with 5 being the highest level
of confidence: How confident are you that a
process you select occurs the same way every
time? Share with your partner…..
– What accounts for the variation?
– What steps might you do to reduce variation
and improve the reliability of your process so
that the process is done the same way every
time?
Small sample – “Go Ask 5”
Pick a process you want reliable that has been
taught to frontline staff
Review what was taught
Ask 5 people who do the process to describe
– Why the process is important
– How they do the process
How many of 5 got it right?
– 4 of 5 means only 80% reliability is possible
Observe the Actual Process
Go see (don’t just talk about it in meeting rooms)
Check assumptions
Learn what really happens compared to what is
described
−
Observe and ask “why?” five times
−
Get to the root causes of current performance
Identify what gets in the way of reliability
Discuss changes that your team would like to test
Specify the Existing Work
Precisely specify the work YOU SEE:
Who does it?
What do they do?
When do they do it (and for which patients)?
Where do they do it?
How do they do it? (include tools that are used)
How often do they do it?
Why do they do it?
Specify Improvements to Tackle
Select a process to work on
Specify the changes in the documented
existing work the team would like to test
‒ who, what, when, where, how
Use iterative PDSA cycles (tests of change)
to try the changes
Use process measures to assess progress
over time (aim to achieve > 90% reliability)
Example: Observing the Current State
of Patient Teaching
Identify a staff member to observe while
teaching a patient
Get permission from the patient
Observe 1) staff teaching, 2) from the patient
and family caregivers perspective
Consider what went well and what could be
improved?
Reliable Use of Teach-back
Provide Effective Teaching and Facilitate Learning
A. Involve all
learners in
patient education
B. Always Use
Teach-back!
throughout the
hospital stay
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www.teachbacktraining.com
Toolkit
36
www.teachbacktraining.com
Help Mid-level Managers Coach
Honor the current work through observation
Understand that change is hard and uncomfortable
Resistance to change is natural; comes from fear of change
Promote new skill development
Build confidence to integrate the new habit into work
patterns
Build reliability
Manage relapses
www.teachbacktraining.com
Teaching New Processes
OLD WAY
Teach & leave
Death by slides
During busy staff
meetings
Teach in remote
conference rooms
Gail A Nielsen 2012
NEW WAY (TWI)
Test to reliable process
Specify the process
Design education
Include help aids
Teach test group in workplace
Stick around to see if they can do
it as taught
If needed, redesign education,
process or both
Teach the next group; can they do
it as taught?
Using Process Measures to Evaluate
the Reliability of Processes
Process measures tell us whether the specific
changes we are making are working as planned.
When displayed in annotated run charts, the data
gives us feedback on the relationship between our
theory (the changes we are making) and the outcomes
for our patients (readmissions and overall experience).
Example of an Annotated Run Chart:
Process Measure for Using Teach Back
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Outcome Measures: Readmission Data
Reliability vs. Sustainability
Reliable
Sustainable
The process
provides the best
care for every
patient every time
The process never
deteriorates over time
regardless of the
participants
Managing a Portfolio of
Projects
We understand how each
of our improvement
initiatives fits together
Our leaders have assigned
clear responsibility for
leading the work
We don’t try and do
everything at
once….but have a plan
for building our work
Sequencing Methods
Identify the high leverage skills or capabilities;
Use data to identify problem areas;
Identify interventions with the highest probability
of decreasing harm, mortality, or readmission
rates;
Start with units with improvement capability or
champions;
Start in areas where you are likely to see early
success.
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Care Transitions
Working Across Microsystems
ADE
Complexity
Monitoring & Titration
VTE
CA-UTI
Risk Assessment
PU
CA-UTI
Falls
Rounding and Prevention
CLABSI
SSI
CA-UTI
VAP
VTE
OB
Reliability and Teamwork
Sept’ 10
Time
Sept’ 13
Work Area
Aim
Progress
Care
Transitions
 Just
started
 25%
progress
 50%
progress
 100%
progress
 Sustaining
CLABSI
 Just
started
 25%
progress
 50%
progress
 100%
progress
 Sustaining
SSI
 Just
started
 25%
progress
 50%
progress
 100%
progress
 Sustaining
CA-UTI
 Just
started
 25%
progress
 50%
progress
 100%
progress
 Sustaining
VAP
 Just
started
 25%
progress
 50%
progress
 100%
progress
 Sustaining
VTE
 Just
started
 25%
progress
 50%
progress
 100%
progress
 Sustaining
OB
 Just
started
 25%
progress
 50%
progress
 100%
progress
 Sustaining
PU
 Just
started
 25%
progress
 50%
progress
 100%
progress
 Sustaining
Falls
 Just
started
 25%
progress
 50%
progress
 100%
progress
 Sustaining
ADE
 Just
started
 25%
progress
 50%
progress
 100%
progress
 Sustaining
Portfolio of Projects
Project
Areas of Focus
Cardiac Care
Acute Myocardial Infarction (AMI), Congestive Heart Failure
(CHF)
Med. Safety
High Alert Meds., Med. Reconciliation
Med/Surg
Unit Spread
Pressure ulcers, Med. Rec., High Alert Meds. AMI, CHF,
Infection Control
Infection
Control
Methicillin-Resistant Staphylococcus Aureus (MRSA)
ICU Safety
Rapid Response Teams (RRT), Ventilator-Acquired Pneumonia
(VAP), Central Line Infections (CLI)
Surgery Safety Surgical Site Infections (SSI), Surgical Care Improvement
Project (SCIP)
Portfolio of Projects & Skills Needed
Project
Lead
Resources and Responsibilities
Sponsor
Driver
Skills
Cardiac Care
Senior
cardiologist
Director of
cardiac
service line
Nurse
manager
Reliability and Flow
Improvement
DC planning
Med. Safety
Director of
pharmacy
COO
PharmD
Measurement
ADE Triggers
Improvement
MD Engagement
Med/Surg
Unit Safety
VP Nursing
COO
Nurse
Manager
Spread
Improvement
Infection
Control
Manager
infection
control
CMO
Senior
infection
control RN
Behavioral change
Human factors
Improvement
ICU Safety
Med. Director CMO
ICU
Nurse
manager
Reliability
Cooperation
Improvement
Surgery
Safety
High Volume
Surgeon
RN manager
surgery
Coordination
Cooperation
Improvement
Director of
surgery
Objectives - Reflection
Identify key strategies for sustaining
improvements (holding the gains)
Apply reliability science to strengthen
implementation and ability to sustain
improvements
Manage a portfolio of initiatives to leverage
improvements across hospitals and systems
Reflections
What ideas did you hear that you might
apply?
What may have been confusing?
What might you need more information
about….?
Resources
52
Improving the Reliability of Health Care (IHI White Paper)
http://www.ihi.org/knowledge/Pages/IHIWhitePapers/ImprovingtheRelia
bilityofHealthCare.aspx
The Improvement Guide: A Practical Approach to Enhancing
Organizational Performance. G. Langley, K. Nolan, T. Nolan, C.
Norman, L. Provost. Jossey-Bass Publishers., San Francisco, 1996.
Execution of Strategic Improvement Initiatives (IHI White Paper)
http://www.ihi.org/knowledge/Pages/IHIWhitePapers/ExecutionofStrate
gicImprovementInitiativesWhitePaper.aspx.