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Sponsored By the Centers Medicare & Medicaid Services Alex Rosenblum, BSRN, CNN, CPHQ Quality Management Coordinator ESRD Network of Texas 972-503-3215 [email protected]/www.esrdnetwork.org AV Fistulas X Fewer C l o t t i n g E p i s o d e s X Fewer H o s p i t a l i z a t i o n s X Fewer i n f e c t i o n s TO Project Leadership & Partners! Centers for Medicare & Medicaid Services Institute For Healthcare Quality (IHI) Dialysis & Surgical Community Network Medical Review Board Network Executive Committee MRB Vascular Access Advisory Committee National Project Committee (Larry Spergel, MD, Chair ) Why the CMS Interest in Vascular Access? Cost Containment: • Estimated costs for vascular access - related complications are 1-2 billion. (~8k per patient) • Fistulas have ~ 8x LESS relative risk of hospitalizations & surgeries compared to AVGs • 20% of hospitalizations are related to VA dysfunction • Doubling of U.S. dialysis population by 2010 Why the CMS Interest in Vascular Access? Practice variation: U.S. VA utilization varies compared to other countries (~80% AVF in Europe) • • Lack of adherence to practice guidelines (K/DOQI) Project Objectives Vascular Access Guidelines •Primary AVF should be constructed in at least 50% of all new ESRD patients •40% of prevalent patients should have an AVF Project Outcome Goals • CMS expects each ESRD Network to attain at least 40% fistula use in their prevalent patient population. • By 2006, the Network should improve it’s rate by at least 50% to an overall rate of about 32% What Do We Know About Fistula Use in Texas and U.S.? Current Patterns of AVF Use by ESRD Network 60 Prevalent Incident 50 Incident Prevalent 40 30 20 10 0 U.S. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 ESRD Networks Source: 2001 CPM Data As of 2001 Texas had the lowest Fistula Rates in the U.S.! Texas = 23% prevalence As of 2001 Texas had the lowest Fistula Rates in the U.S.! Texas = 22% incidence Texas Vascular Access Trends 1999-2002 % of Patients Facility Average 70 64.8 60.9 60 56.755.4 Jul-99 50 Feb-02 Dec-00 43 Dec-02 40 31 30 20.7 20 23.6 25.6 16.9 2001 U.S. 26 18.3 18.2 19.1 18.4 10 0 Graft 99 & 00 data source: Network #14 catheter project database 02 data source: Network Stenosis Project Database Fistula Catheter Percent Fistula Utilization By Texas County December 2002 Goal : 40% of chronic patients using a fistula Required Increased Numbers of Fistulas TODAY to meet 40% GOAL # AVFs needed to reach 40% County # of HD # Fistula (# facilities) Patients (%) Harris (47) 4,059 1,032 (25.4) 591 Dallas (21) 2,335 845(36.2) 89 Bexar (31) 2,228 324 (14.5) 567 Tarrant (17) 1,330 446(33.5) 86 El Paso (10) 965 336 (34.8) 50 Hidalgo (9) 935 182(19.5) 192 Travis (10) 814 240 (29.5) 126 Texas (299) 22,674 5,668 (25%) 3,401 FUN with Numbers Average facility will need to add 10 + fistulas Texas will need to add an average of 3 AVFs per day over the next 3 years Most AVFs will need to come from new patients or experience a high number of conversions In 2002- 7,300 new patients/5,200 deaths What Do We Know About Fistula Practices in Texas? Facilities with 40% or more Fistulas as of December 2002 Provider Number 452644 452817 452553 452655 452583 452702 452503 452809 452651 452709 452754 452511 452528 452618 452736 452824 453502 452737 452758 452705 452592 452783 453501 452693 452594 452690 459000 452561 452648 452703 452784 453503 452749 452641 453300 450090 452550 452665 Facility Name FMC Cleburne Dialysis Center Harlingen Dialysis FMC Corsicana Ameritech Kidney Center HEB Davita Bedford FMC Richardson Dialysis Center National Nephrology Associates - Central RCG El Paso Kidney Center - West Davita Central City Dialysis Center FMC Westminster Dialysis Texas City Dialysis FMC Abilene Area Dialysis Ctr Denton Dialysis Ameri Tech Kidney Center Gambro UT Southwestern North Texas Dialysis Services Scott & White Artificial Kidney Unit RCG Brownsville Kidney Center Davita Mesa Vista Dialysis Gambro UKC South Arlington Dialysis Ctr Davita Moncrief Dialysis Center Scott & White Killeen Dialysis Unit FMC Swiss Ave Dialysis Center FMC Southwest Fort Worth Dialysis Center FMC Town Gate Dialysis Center TDJC – UTMB Irving Dialysis Center Lewisville Dialysis Clinic Davita Elmbrook Kidney Center Davita Houston Kidney Center Cypress Scott & White Round Rock Dialysis RCG El Paso Kidney Center East Gambro Brenham Cook Childrens Medical Center Dialysis Unit North Central Texas Dialysis Center Gambro Bryan Davita Denison % Fistulas County 40.1 40.2 40.3 40.4 40.6 40.7 40.8 41.2 41.6 41.9 42.0 42.4 42.9 43.4 43.7 43.8 44.0 44.0 44.1 44.4 44.9 44.9 46.9 47.5 47.7 47.8 49.3 49.4 50.0 50.9 51.3 51.5 55.3 57.4 60.0 62.5 64.3 67.9 Johnson Cameron Navarro Tarrant Tarrant Dallas Travis El Paso El Paso Harris Galveston Taylor Denton Tarrant Dallas Cooke Bell Cameron El Paso Harris Tarrant Travis Bell Dallas Tarrant Dallas Walker Dallas Denton Dallas Harris Williamson El Paso Washington Tarrant Cooke Brazos Grayson •15% (41) of Texas facilities met 40% prevalence target •31% of facilities are independent or small local chain Facility list in Handouts Characteristics of a 40% Fistula Facility Physicians are major driver to increase AVF rates Physicians believe all pts. should be considered for AVF Physicians provide specific direction to surgeons RNs play important role with: •Recognition of access needs •Timely referrals •Education of patients •Knowing who the “best” surgeons are! •Interacting independently with surgeon office staff & coordinators Characteristics of a 40% Fistula Facility •Identified willing surgeons! •Shared staff attitude that the AVF is best choice •Priority on vein mapping requests or referrals •Pre-ESRD education programs •Pre-ESRD fistula placement is not unusual •Patients with limited VA options - considered for PD •Designated VA Coordinator •QI priority on VA outcomes Characteristics of Low Fistula Facilities •Facility staff gave the following explanations: •High percent diabetics, PVD & older patients •Lack of insurance >90 day waits •Surgeon’s preference •Patients refuse to have permanent access placed •Quality of surgeon AVF skills Characteristics of Low Fistula Facilities •Facility staff gave the following explanations: •No mapping practices •Unresponsive surgeons to fix poorly functioning AVF •MDs order AVF, but surgeon does not place •Hard to get patients to preferred facilities •RN must call MD to get ok to send patient •Staff have trouble sticking AVF Network Activities & Strategies 2003-2006 Network Strategies to Increase AVF Rates •Process flow charting of 40% AVF facilities and identification of their affiliated surgeon •Collect facility specific VA data and produce facility specific reports with comparison to statewide averages •Development of a Surgical/Radiology Advisory Committee Network Strategies to Increase AVF Rates •Regional surgeon/nephrologist/nurse educational programs •Development of professional and patient education resources •Support and encourage changes in the Medicare payment system as needed Recommended Strategies to Assist Dialysis & Surgical Professionals Increase AVF Rates Source: NVAII National Vascular Access Work Group NVAII Change Concepts 1. Routine CQI review of vascular access 6. Secondary AVFs in AVG patients 2. Early referral to nephrologist 7. AVF placement in catheter patients 3. Early referral to 8. Cannulation training surgeon for “AVF only” 9. Monitoring and 4. Surgeon selection surveillance 5. Full range of appropriate surgical approaches 10.Continuing education: staff and patient 11.Outcomes feedback 1. Routine CQI Review of Vascular Access Possible specific changes: Facilities and/or hospitals designate staff member responsible for vascular access CQI Assemble multi-disciplinary vascular access team in facility or hospital Investigate and track all non-AVF access placements and AVF failures 2. Early Referral to Nephrologist Possible specific changes: Primary care physicians use ESRD/CKD referral criteria to ensure timely referral to nephrologists Nephrologists document AVF plan for all patients expected to require renal replacement therapy Designated nephrology staff person educates family and patient to protect vessels 3. Early Referral to Surgeon for “AVF Only” Possible specific changes: Skilled nephrologist/nurse performs evaluation and physical exam Nephrologist performs or refers patient for vessel mapping Nephrologist refers patient to surgeon for “AVF only” 4. Surgeon Selection Possible specific changes: Nephrologists refer to vascular access surgeons willing to meet specific standards and expectations Surgeons are evaluated on frequency, quality, and patency of access placements 5. Full Range of Appropriate Surgical Approaches Possible specific changes: Surgeons utilize current techniques for AVF placement including vein transposition Surgeons ensure mapping is performed if suitable vein not identified on physical exam Surgeons work with nephrologists to plan and place secondary AVF in patients with AV graft 6. Secondary AVFs in AVG Patients Possible specific changes: Nephrologists evaluate every AV graft patient for possible secondary AV fistula conversion Dialysis facility staff and/or rounding nephrologists examine outflow vein of all graft patients (“sleeves up”) at least monthly Nephrologists refer to surgeon for placement of secondary AVF before failure of AV graft 7. AVF Placement in Catheter Patients Possible specific changes: Regardless of prior access (e.g. AV graft), nephrologists and surgeons evaluate all catheter patients as soon as possible for AVF Facility implements protocol to track patients for early removal of catheter 8. Cannulation Training Possible specific changes: Facility uses best cannulators and best teaching tools to teach AVF cannulation to all facility staff Dialysis staff use specific protocols for initial dialysis treatments with new AVFs and assign the most skilled staff to such patients Facility offers option of self-cannulation to patients who are interested and able In case of infiltration, facility has written procedures for the management of bleeding along with educational materials for patients/family to learn more about minimizing swelling and bruising 9. Monitoring and Surveillance Possible specific changes: Nephrologists and surgeons conduct postoperative physical evaluation of AVFs in 4 weeks to detect early signs of failure/refer for intervention Facilities adopt standard procedures for monitoring, surveillance, and timely referral for the failing AVF Medical team adopts standard criteria for appropriate extent of intervention in existing access before placing new access 10. Continuing Education: Staff & Patient Possible specific changes: Routine facility staff in-servicing and education program in vascular access Continuing education for all care-givers including in-services by nephrologists, surgeons, and interventionalists Facilities educate patients to improve quality of care and outcomes (e.g. prepping puncture sites, applying pressure at needle sites, etc.) 11. Outcomes Feedback Possible specific changes: Networks work with dialysis providers to give specific feedback to all decision-makers on incident and prevalent rates of AVF, AVG, and catheter use Review data monthly or quarterly in facility staff meetings Consider The Following When Selecting Potential Strategies: Which of these am I already doing? Could I strengthen how I perform these? Which new changes could I make that would cause an improvement? Where will adopting a change require new ways of working, e.g., communication, coordination, clinical skills? What kind of knowledge and support might I need and where could I find it? Why Will This Project Succeed? It’s the right thing to do for our patients Others have already shown us the way The incentives will drive change Texans hates to loose AV Fistulas X Fewer C l o t t i n g E p i s o d e s X Fewer H o s p i t a l i z a t i o n s X Fewer i n f e c t i o n s How Do Facilities Attain 40% Fistula Rates? Process Review and Panel Discussions Elmbrook Kidney Center - Dallas Houston Kidney Center Cypress - Houston El Paso Kidney Center East - El Paso Elmbrook Dialysis Facility Specific and Access Data Facility Specifics 99 HD Patients / 25 PD patients •20 stations •Corporate facility/urban unit •3 physicians •Utilization of OP VA clinic Medical Director: Jeff Thompson, MD Nurse Manager: David Turner, RN Primary Surgeons: Stan Henry, MD, Ralph Parker, MD Vascular Access Data (5/03) • 48% Fistulas • 35% Grafts • 16% Catheters • 8 (50%) fistulas maturing • 2 graft maturing • 4 awaiting graft or fistula placement • 2 patients with no AV options •0.6 clotting episodes per patient - per month thrombosis rate. Elmbrook Fistula Management Process & Strategies Patient Admitted ? Immature Fistula + Catheter ? Catheter Only Yes Yes New Fistula Protocol Initiated Catheter Only Protocol Initiated •Vascular access history and plan record initiated by MD. •Vascular access history & plan record initiated by MD. • Patient education, exercise training. •If no appointment for permanent access - MD/nurse schedules ASAP with radiology for mapping. •Minimum 6-8 weeks maturation time before 1st cannulation and upon MD approval. •Initial cannulation is single needle with tourniquet by experienced nurse or technician. •2 needle cannulation as BFR allows. •If low BFR or inability to cannulate, refer back to surgeon for evaluation. •Patency monitored monthly via Kt/V results. •Vascular access status and plan reviewed by team and documented monthly on QA tracking form. •MD reviews mapping results, and coordinates with surgeon for appropriate access type and location. •Aggressive patient education & permanent access encouragement by all staff members. •Vascular access status and plan reviewed by team and documented monthly on tracking form. Unique or Other Notable Strategies and Processes to Increase Fistula Rate Unique or Other Notable Strategies and Processes to Increase Fistula Rate •Medical Director (s) and nurses recognize the importance of fistulas as 1st choice for vascular access and have implemented QI activity to meet the K/DOQI fistula targets. •About 40% of patients start in unit with fistula. •Medical Director (s) have excellent working relationship with a small group of surgeons who work in collaboration to provide their patients the best access option. •Medical Director(s) is very proactive in referring pre-ESRD patients to radiology for vein mapping. •Documenting patient vascular access status and plans in medical record and in QI provides an ongoing stimulus to team to focus on vascular access. •Facility maintains a vascular access record for each patient that includes access type, procedures. dates, and physician. •CKD program being initiated. HKC Cypress Dialysis Facility Specific and Access Data Facility Specifics •65 HD Patients / 7 PD patients •16 stations •Corporate facility/urban unit •7 physicians Medical Director: Steve Fadem, MD Nurse Manager: Fariba Rafieha, RN Primary Surgeon: George Letsou, MD Vascular Access Information (7/03) • 40% Fistulas • 38% Grafts • 13% Catheters • 3 fistulas maturing • 1 graft maturing • 2 awaiting graft or fistula placement • 2 patients with no AV options Houston Kidney Center –Cypress Fistula Management Process & Strategies Pre-ESRD Education & AVF Placement Efforts Patient Admitted ? ? Immature Fistula + Catheter Catheter Only Yes Yes New Fistula Protocol Initiated •Ongoing education and support for exercise education, exercise training. •Periodic follow-up visits to surgeon office. •Minimum 3 month maturation time before 1st cannulation with surgeon approval. •If fully mature,initial cannulation is double needle with tourniquet by experienced nurse or technician who have demonstrated fistula cannulation skills. •If not fully mature,initial cannulation is single needle with tourniquet by experienced nurse or technician who have demonstrated fistula cannulation skills •200 BFR for minimum three treatments . •If low BFR or inability to cannulate, refer back to surgeon for evaluation. •Facility policy requires use of tourniquet for most fistulas to minimize infiltration incidents. •Facility has written infiltration procedures and educational materials provided to patient •Patency monitored monthly via URR results. If decreased three consecutive tests, refer to surgeon •Nurses and PCTs place stethoscope on fistulas prior to cannulation and after cannulation to evaluate for flow changes. •Vascular access status and plan reviewed by team and documented monthly on QA tracking form. Catheter Only Protocol Initiated •Staff begin process of educating patient as to best access choice. •If no appointment is scheduled for permanent access, nurse schedules ASAP with surgeon for mapping and surgery. •Facility faxes patient information to surgeon’s office. •Surgeon reviews mapping results, and makes determination for appropriate fistula location. •Following surgery, patient is provided with instructions to exercise arm with squeeze ball. •Surgeon faxes back diagram of access flow and date when ok to use fistula. •Refer to new fistula protocol. Unique or Other Notable Strategies and Processes to Increase Fistula Rate •Medical Director (s) and nurses recognize the importance of fistulas as 1st choice for vascular access and have implemented QI activity to meet the K/DOQI fistula targets. •Facility nephrologists are focusing additional attention on preESRD fistula placement. •Nurse manager took it upon herself to identify a surgeon willing to place fistulas and coordinated with nephrologists to begin making referrals. •Affiliated surgeon requests mapping on 100% of patients. • Over 80% of fistulas placed are in the upper arm. • Surgeon has provided in-services for facility staff upon request. MORE Unique or Other Notable Strategies and Processes to Increase Fistula Rate • Treatment team holds daily meetings to discuss patients vascular access issues and discuss cannulation strategies. •Documenting patient vascular access status and plans in medical record and in QI provides an ongoing stimulus to team to focus on vascular access. •Facility maintains a vascular access record for each patient that includes access type, procedures, dates and physician. •Staff are proponents of fistulas and encourage patients to consider them to avoid hospitalizations, travel expenses and surgery. El Paso Kidney Center -East - Facility Specific and Access Data Facility Specifics •107 HD Patients / 13 PD patients •18 stations •Corporate facility Urban unit •2 physicians Medical Director: Manuel Lopez, MD Nurse Manager: Jaime Loya, RN Primary Surgeon: Edward Gomez, MD Vascular Access Information (7/03) • 50% Fistulas • 26% Grafts • 24% Catheters • 6 fistulas maturing • 0 grafts maturing • 6 awaiting graft or fistula placement • 6 patients with no AV options •3 Patient refusing AV placement El Paso Kidney Center-East - Fistula Management Process & Strategies Pre-ESRD Education & AVF Placement Efforts Patient Admitted ? ? Immature Fistula + Catheter Catheter Only Yes Yes New Fistula Protocol Initiated •Ongoing education and support for exercise education, exercise training. Catheter Only Protocol Initiated •3 week follow-up with surgeons office to evaluate maturity •Staff begin process of educating patient as to best access choice •Minimum 3 months maturation time before 1st cannulation with surgeon approval •If no appointment is scheduled for permanent access, nurse schedules ASAP with surgeon for mapping and surgery •Initial cannulation is single needle with tourniquet by experienced nurse or technician who have demonstrated fistula cannulation skills •Fax patient information to surgeon’s office •200 BFR for minimum three – six treatments •If low BFR or inability to cannulate, refer back to surgeon for evaluation • Required use of tourniquet for most fistulas to minimize infiltration incidents •Written infiltration procedures and educational materials provided to patient •Patency monitored via transonic, refer to surgeon if decreased flow identified •Vascular access status and plan reviewed by team and documented monthly on QA tracking form •Surgeon reviews mapping results and makes determination for appropriate fistula location •If fistula placed…patient is provided with instructions to exercise arm with squeeze ball •Refer to new fistula protocol Unique or Other Notable Strategies and Processes to Increase Fistula Rate •Medical Director (s) and nurses recognize the importance of fistulas as 1st choice for vascular access and have implemented QI activity to meet the K/DOQI fistula targets. • Facility nephrologist focusing a great deal of effort on CKD patients and the placement of pre-ESRD fistula placement. •Facility uses one primary surgeon for VA group. •Affiliated surgeon requests mapping on 100% of patients. •Over 80% of patients are admitted with a fistula in place. •During last 2 years - 2 grafts placed. • Surgeon has provided in-services for facility staff upon request and makes facility patient visits to evaluate access. •Documenting patient vascular access status and plans in medical record and in QI provides an ongoing stimulus to team to focus on vascular access. •Facility maintains a vascular access record for each patient that includes access type, procedures, dates and physician. •Patient’s have recognized the preferred access and surgeon.