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Targeted Adjuvant Systemic Therapy of Breast Cancer Current & Future Role of Trastuzumab NSABP Annual Group Meeting 9/ 17/ 05 Peter A. Kaufman MD Norris Cotton Cancer Center Dartmouth-Hitchcock Medical Center CALGB Doxorubicin and Cyclophosphamide Followed by Weekly Paclitaxel +/- Trastuzumab as Adjuvant Treatment for Women with HER-2/neu Overexpressing Node (+) or High Risk Node (-) Breast Cancer NCCTG N9831 May 2005 Update Perez EA, Suman VJ, Davidson N, Martino S, Kaufman PA on Behalf of NCCTG, ECOG, SWOG, & CALGB Clinical Research Goals • Evaluate whether trastuzumab adds to the benefit of adjuvant AC paclitaxel in resected HER-2 (+) breast cancer • Evaluate impact of trastuzumab schedule – Sequential to paclitaxel – Concurrent with paclitaxel • Evaluate cardiac safety AC=doxorubicin & cyclophosphamide Study Schema Arm A: AC q3w x 4 R A N D O M I Z E Arm B: AC q3w x 4 Arm C: AC q3w x 4 Paclitaxel qw x 12 Paclitaxel qw x 12 H qw x 52 Paclitaxel qw x 12 + H qw x 12 H qw x 40 Radiation and/or hormonal therapy as indicated Perez E et al. Protocol NCCTG-N9831. H=trastuzumab (4mg/kg loading dose, followed by 2mg/kg); doxorubicin dose 60mg/m2; cyclophosphamide, 600mg/m2; paclitaxel, 80mg/m2 q3w=every 3 weeks; qw=weekly Eligibility • Resected invasive breast cancer • Node (+) • High risk node (-) – >1.0 cm if ER (-) or >2.0 cm if ER (+) • HER-2 (+) by central testing – Protein overexpression (IHC 3+) – Gene amplification (FISH+) • Cardiac eligibility – Normal left ventricular ejection fraction – No prior MI or CHF ER=estrogen receptor; HER2=human epidermal growth factor 2; IHC=immunohistochemistry; FISH=fluorescence in situ hybridization; MI=myocardial infarction; CHF=congestive heart failure Clinical Endpoints • Disease-free survival – Local/regional/distant recurrence – Contralateral breast disease (including DCIS*) – Second primary invasive cancers – Death due to any cause • Overall survival * DCIS=ductal carcinoma in situ Statistical Plan Addition of H to AC T • Two pairwise comparisons Sequential AC T H Concurrent AC T + H H • Control: AC T vs Control: AC T Goal – • vs To detect a 33% increase in median DFS from 6.3 to 8.4 years Final analysis – – At 663 events for A vs C comparison At 789 events for A vs B comparison T=paclitaxel; DFS=disease free survival Statistical Plan Timing of H Initiation • Pairwise comparison Sequential AC T H vs Concurrent AC T + H H • Goal – To detect a 29% increase in median DFS from 7.3 to 9.4 years • Final analysis – At 590 events for B vs C comparison Cardiac Testing R A N D O M I Z E Arm A: AC x 4 Paclitaxel Arm B: AC x 4 Paclitaxel H Arm C: AC x 4 Paclitaxel + H H Time (months) 0 LVEF measurement Pre-AC 6 3 No H if symptoms or LVEF ↓ >15% or ↓ to <LLN Post-AC LVEF=left ventricular ejection fraction; LLN=lower limit of normal 9 18–21 Impact of Joint Analysis on N9831 (April 2005) • Joint analysis with B-31: Concurrent approach AC T + H H significantly improves disease-free and overall survival vs control: AC T • DMC asked for an unplanned interim analysis comparing Arm B (sequential) vs Arm C (concurrent) DMC=data monitoring committee Patient/Event Status at Time of Joint Analysis (April 2005) • Patients – Enrollment goals met (n: >3300) • 700 patients on chemotherapy • 2701 patients entered prior to 1/1/2005 – Median follow up: 1.5 years • Total disease-free survival events – A and B: 220 (of 789 needed) – B and C: 147 (of 590 needed) Patient and Tumor Characteristics Race Caucasian African American Other Age <40 40ミ49 50ミ59 60+ Nodal Status N0 1ミ3 4ミ9 10+ ER- and/or PgR-positive Tumor イ2 cm AC > T, % (n=979) AC > T> H, % (n=985) AC > T + H > H, % (n=840) 85 6 9 86 7 7 83 6 11 17 34 34 15 19 32 32 16 16 34 32 18 11 47 27 15 11 47 28 14 12 50 25 13 54 34 55 31 55 31 Results Disease-Free Survival Joint Analysis Pairwise Comparison A C Number of events AC > T vs AC > T + H > H 395 Log rank p-value* ミ12 3x10 HR* (95% CI) 0.48 (0.39-0.60) *Stratified – nodal status and receptor status N9831 Analysis Pairwise Comparison Number of events Log rank p-value* HR* (95% CI) AC > T 220 0.2936 0.87 (0.67-1.13) AC > T > H 137 0.0114 0.64 (0.46-0.91) A vs AC > T > H B (n=1964)** B vs AC > T + H > H C (n=1682)** *Stratified – nodal status and receptor status **for patients randomized before 1/1/2005 Disease-Free Survival: A vs C From the Joint Analysis AC > T + H > H Events=134 100 90 80 70 60 % 50 40 30 20 10 0 AC > T Events=261 Hazard ratio=0.48 Stratified logrank 2P=3x10-12 0 1 Number of patients followed A 1162 689 C 1217 766 2 Years 374 427 3 193 238 4 59 74 Disease-Free Survival: A vs B N9831 AC >T >H Events=103 100 90 80 70 60 % 50 40 30 20 10 0 AC > T Events=117 Hazard ratio=0.87 Stratified logrank 2P=0.2936 0 1 Number of patients followed A 979 629 B 985 637 2 Years 3 4 353 403 168 169 15 20 Disease-Free Survival: B vs C N9831 AC > T + H > H Events=53 100 90 80 70 60 % 50 40 30 20 10 0 AC > T > H Events=84 Hazard ratio=0.64 Stratified logrank 2P=0.0114 0 1 Number of patients followed B 842 501 C 840 520 2 Years 3 4 285 285 162 178 20 17 Overall Survival Joint Analysis Results Pairwise Comparison Number of events Log rank p-value* HR* (95% CI) A AC > T C vs AC > T + H > H 154 0.015 0.67 (0.48-0.93) Number of events Log rank p-value* HR* (95% CI) *Stratified – nodal status and receptor status N9831 Analysis Results Pairwise Comparison A B AC > T vs AC > T > H 79 0.4752 0.85 (0.55-1.33) B C AC > T > H vs AC > T + H > H 56 0.2696 0.74 (0.43-1.26) *Stratified – nodal status and receptor status Other Relevant Factors for Patient Management • HER2 testing • Cardiac tolerability comparisons based on planned analyses HER2 Testing in N9831 • Modest level of concordance between local and central laboratories for both IHC and FISH – With IHP: 81% (78-83%) – With FISH: 87% (84-90%) • High level of agreement between central and reference laboratory results for HER2 – 94.5% for IHC (0, 1+, 2+) – 95.1% for FISH (not amplified) • Accurate HER2 testing is critical given the degree of trastuzumab benefit as a component of adjuvant therapy Updated from Perez EA et al, ASCO 2004 (abstract 567) Cardiac Monitoring Plan • Monthly formal review of LVEF, clinical data • Interim analyses after 100, 300, and 500 patients per arm – completed AC and followed at least 6 months • ~ 9 months from registration Perez EA et al, ASCO 2005 (abstract 556) Effect of the Introduction of H on Cardiac Tolerability • Difference in the incidence of cardiac events (CHF and cardiac deaths) between non-H and H arms is <4% • 9 month analysis; 500 per arm with nl LVEF or LVEF decrease 15% from baseline (after AC) – 0.0% (95% CI,0.0-0.7%) for control – 2.2% (95% CI,1.1-3.8%) for sequential therapy – 3.3% (95% CI,2.0-5.1%) for concurrent* therapy with paclitaxel * at month 9, concurrent pts have received 3 additional months of H compared to sequential Perez EA et al, ASCO 2005 (abstract 556) Effect of Introduction of Traztusumab on Disease Recurrence • 52% decreased recurrence with concurrent vs control treatment (P=3X10-12) (joint analysis finding) • 13% decreased recurrence with sequential vs control treatment (P=0.2936) • 36% decreased recurrence with concurrent vs sequential treatment (P=0.0114) • More follow up is needed to determine whether this trend continues N9831 -- Future Plans • Pre-specified interim analyses at 50%, 67%, and 75% of events still planned • Continued exploration of predictive factors for cardiac toxicity • Continued patient follow up NCCTG N9831 Collaborative Team • Co-investigators – NCCTG, ECOG, SWOG, CALGB – Personnel from Operations Offices of Cooperative Groups • NCI • Genentech • Breast Cancer Research Foundation • Advocates and our Patients PI: Edith A. Perez