Transcript Document

CBPR 101: Making it Relevant
Juan Carlos Belliard, PhD, MPH
Partners for Health: Communities and Researchers Working
Together
Outline
»Defining CBPR, what it is, what it isn’t
»Rationale for CBPR
»Guiding Principles
»Ethical Issues
»Forming a CBPR Partnership
»CBPR Resources
LEARNING OBJECTIVES
Learning Objectives
»Explain the theoretical basis, definition, rationale and
key principles of CBPR
»Describe how CBPR differs from traditional research
approaches
»Identify ethical considerations for researchers and
community partners
Acknowledgements
This presentation is an introductory review of Developing
and Sustaining Community-Based Participatory
Research Partnerships: A Skill-Building Curriculum.
We would like to thank Community Campus Partnerships
for Health (CCPH) for granting us the permission to use
this curriculum to promote Community Based
Participatory Research.
Within each of us is a hidden store of
energy. Energy we can release to
compete in the marathon of life. Within
each of us is a hidden store of courage,
courage to give us the strength to face
any challenge. Within each of us is a
hidden store of determination.
Determination to keep us in the race
when all seems lost.
— Roger Dawson
DEFINITION & RATIONALE
Definition
“A collaborative approach to research that equitably
involves all partners in the research process and
recognizes the unique strengths that each brings. CBPR
begins with a research topic of importance to the
community and has the aim of combining knowledge
with action and achieving social change...”
(Community Health Scholars Program)
Brookings Institution Report –
“The 3rd California”
“The 3rd California”
• Underdevelopment.
• Fast growth (200-2005)
• Lower %of high income
households
(Kotkin, Joel and Frey,
(2007).
California County Health Rankings – San Bernardino
http://www.countyhealthrankings.org/california
Rank (of 56)
Overall Health
Outcomes
45
Mortality
(premature deaths)
37
Morbidity
48
Health Factors
50
Clinical Care
54
Social & Economic
Factors
37
Physical
Environment
54
San Bernardino
county is ranked
as one of the
unhealthiest
counties in CA
Foundations for CBPR
»Action Research (Kurt Lewin, 1946)
»Empowerment Education (Paulo Freire, 1970)
Hartwig K, Calleson D and Williams M. Unit 1: Community-Based Participatory
Research: Getting Grounded. In: The Examining Community-Institutional Partnerships
for Prevention Research Group. Developing and Sustaining Community-Based
Participatory Research Partnerships: A Skill-Building Curriculum.
2006. www.cbprcurriculum.info
Rationale
»Traditional research has failed to solve complex health
disparities
»Community burn out
»Community input can improve the research design and
results
Rationale
»Research findings can be applied more effectively
»Improved researcher-community relationships
Hartwig K, Calleson D and Williams M. Unit 1: Community-Based Participatory
Research: Getting Grounded. In: The Examining Community-Institutional
Partnerships for Prevention Research Group. Developing and Sustaining CommunityBased Participatory Research Partnerships: A Skill-Building Curriculum.
2006. www.cbprcurriculum.info
COMPARE RESEARCH
APPROACHES:
TRADITIONAL VERSUS CBPR
Hartwig K, Calleson D and Williams M. Unit 1: Community-Based Participatory Research:
Getting Grounded. In: The Examining Community-Institutional Partnerships for Prevention
Research Group. Developing and Sustaining Community-Based Participatory Research
Partnerships: A Skill-Building Curriculum. 2006. www.cbprcurriculum.info
CBPR
Full participation of
community in identifying
issues of greatest
importance.
Community representatives
involved with study design
and proposal submission.
Community representatives
provide guidance regarding
recruitment and retention
strategies.
Increased motivation to
participate in research
process.
Increased acceptability of
study approach, include
funds for community.
Enhanced recruitment and
retention.
Traditional
Identified
health
concern(s)
Issues identified based on
epidemiologic data and
funding opportunities.
Study design
and funding
Design based entirely on
scientific rigor and
feasibility; funding
requested primarily for
research expenses.
Participant
recruitment
and retention
system
Approaches to recruitment
and retention based on
scientific issues and “best
guesses” regarding
reaching community
members and keeping
them involved in the study.
CBPR
Measurement instruments
developed with community
input and tested in similar
population.
Community members help
guide intervention
development.
Community members assist
researchers with interpretation,
dissemination, and translation of
findings.
Potentially sensitive
issues handled better
and increased reliability
and validity of measures.
Assures greater cultural
and social relevance to the
population served,
increasing the likelihood of
producing positive change.
Assures greater sensitivity to
cultural and social norms and
climate and potential group
harm and enhances potential
for translation of findings into
practice.
Traditional
Measurement
instrument(s)
designed and
data collected
Measurement instruments
adopted/adapted from
other studies. Tested
chiefly with psychometric
analytic methods.
Intervention
design and
implemented
Researchers design
intervention based on
literature and theory.
Data analyzed
and interpreted,
findings
disseminated
and translated
Researchers report findings from
statistical analysis and publish in
peer-reviewed journals.
PRINCIPLES OF CBPR
Israel, B. Schulz, A., Parker, E., Becker, A., Allen, A., and Guzman, J. R. (2003).
Critical issues in developing and following community based participatory principles.
In M. Minkler and N. Wallerstein (Eds.), Community-based participatory research for
health (pp. 53-76). San Francisco, CA: Jossey-Bass/Wiley
Principles of CBPR
Recognizes community as a unit of identity
Builds on strengths and resources within the community
Facilitates collaborative partnerships in all phases of the research
Integrates knowledge and action for mutual benefit of all partners
Promotes a co-learning and empowering process that attends to social
inequalities
Involves a cyclical and incremental process
Addresses health from both positive and ecological perspectives
Disseminates findings and knowledge gained to all partners
Discussing the Definitions, Principles
and Rationale of CBPR-Exercise
• Do you believe it is necessary to discuss these definitions
and principles of CBPR and their rationale at the first
meeting? Why or why not?
• If you decide to include discussions of some or all of them,
who should bring these up and how?
• What power dynamics would you want to consider in a
discussion of this nature?
Hartwig K, Calleson D and Williams M. Unit 1: Community-Based Participatory Research: Getting
Grounded. In: The Examining Community-Institutional Partnerships for Prevention Research
Group. Developing and Sustaining Community-Based Participatory Research Partnerships: A SkillBuilding Curriculum. 2006. www.cbprcurriculum.info
ETHICAL ISSUES IN CBPR
Hartwig K, Calleson D and Williams M. Unit 1: Community-Based Participatory Research:
Getting Grounded. In: The Examining Community-Institutional Partnerships for Prevention
Research Group. Developing and Sustaining Community-Based Participatory Research
Partnerships: A Skill-Building Curriculum. 2006. www.cbprcurriculum.info
Who is “The Community”?
»Who represents the community?
»Who represents the community?
»Who speaks for the community?
More Questions on Ethics
»Is it legitimate or ethical for community members to come
from only a few neighborhoods or social identity groups, thus
benefiting some communities more than others?
»What if certain neighborhoods or communities are more
outspoken, have greater community organizing skills, or are
more comfortable negotiating with academic researchers
than others?
»Do academic researchers have a responsibility to seek
participation from all communities, or just work with the
groups who are the most outspoken, or easiest, to work with?
Ethical Research Principles
»Respect for human dignity
»Respect for free and informed consent
»Respect for vulnerable persons
»Respect for privacy and confidentiality
»Respect for justice and inclusiveness
»Balancing harms and benefits
»Minimizing harms
»Maximizing benefits
IDENTIFYING & SELECTING
PARTNERS
Sarah Flicker, Kirsten Senturia and Kristine Wong Unit 2 Developing a CBPR
Partnership-Getting Started. In: The Examining Community-Institutional Partnerships for
Prevention Research Group. Developing and Sustaining Community-Based Participatory
Research Partnerships: A Skill-Building Curriculum. 2006. www.cbprcurriculum.info
Characteristics of Effective Partners
»They are willing and committed
»Their organizational mission is in alignment
»They have trust and a history of engagement in the
community
»They have staff and/or volunteer capacity to participate
»They have engaged, competent researchers and
research staff
»They have support and involvement from leaders at all
levels
»They are knowledgeable about the community
Characteristics of Effective Partners
»They strive for cultural competency
»They have skills in collaboration
»They have interpersonal and facilitation skills
»They have technical skills
»They have commitment and connections to the
community
»They are committed to the partnership process and
the substantive issues being addressed by the
partnership
Incentives to Partner (Community)
»Access resources
»Advocate for policy change
»Create jobs
»Improve services
»Protect the community
»Solve a problem
»Gain political capital
Incentives to Partner (Academics)
»Attract and support students
»Advance careers
»Demonstrate/address inequities and injustices
»Generate knowledge
»Link personal and professional goals and values
»Meet funding agency expectations
»Obtain institutional funding
IS CBPR RIGHT FOR YOU?
Hartwig K, Calleson D and Williams M. Unit 1: Community-Based Participatory Research: Getting
Grounded. In: The Examining Community-Institutional Partnerships for Prevention Research
Group. Developing and Sustaining Community-Based Participatory Research Partnerships: A
Skill-Building Curriculum. 2006. www.cbprcurriculum.info
Questions to Ask Before Starting
»Is opportunism and self-interest driving the agenda?
»Do you and your team have the necessary skills?
~ Cultural competence
~ Communication
~ Listening
~ Sharing power and control over decisions
Questions to Ask
»Are you as a researcher uncomfortable with changing your
methods and/or approach to working with participants?
»Are you a community member who simply wants an
intervention or community service but who has no interest
in research questions?
»Do the ethical considerations related to burden and
benefits to the community outweigh potential research
benefits?
»What if you don’t “buy into” the values and principles of
CBPR?
"Education either functions as an instrument which is used
to facilitate integration of the younger generation into the
logic of the present system and bring about conformity or it
becomes the practice of freedom, the means by which men
and women deal critically and creatively with reality and
discover how to participate in the transformation of their
world.” — Paulo Freire (Pedagogy of the Oppressed)
RESOURCES
Journals
» Progress in Community Health Partnerships: Research, Education, and
Action. http://pchp.press.jhu.edu
» An increasing number of peer-reviewed journals are publishing articles and
theme issues on CBPR. For example:
~ The November 2004 issue of the Journal of Interprofessional Care
http://journalsonline.tandf.co.uk/link.asp?id=WP6TA2TN1HAJ
~ The July 2003 issue of the Journal of General Internal Medicine
http://depts.washington.edu/ccph/pdf_files/JGIM3.pdf
» For a listing of journals that publish CBPR, visit
http://depts.washington.edu/ccph/links.html#Journals .
Funding
» Directory of Funding Sources for Community-Based Participatory Research. Prepared by
Community-Campus Partnerships for Health for a June 2004 Conference on Improving the
Health of Our Communities through Collaborative Research sponsored by the Northwest Health
Foundation. This directory includes funding agency descriptions, deadlines, contact information,
examples of previously funded CBPR projects, and an annotated listing of funding resource
websites. http://depts.washington.edu/ccph/pdf_files/directory-062704f.pdf
» Funding resources for CBPR include:
~ Robert Wood Johnson
~ Kellogg
~ National Institutes of Health (NIH)
Training
» Health Leadership Training Guide (HLTG): A Training Guide For Community Members Dedicated to
Becoming Effective Health Leaders. Produced by the City of Long Beach Department of Health and Human
Services, the HLTG can be used by residents, community-based organizations, and health departments that are
interested in training residents to become effective health leaders in their community. The HLTG is grounded in
solid experience of the Long Beach Partnership in planning, developing, and implementing a yearlong Health
Leadership Training program. The HLTG is a tool that will increase the internal capacity of residents to build and
hone their community leadership skills. The guide is organized in to five main sections: 1) Identifying and
Assessing Community Problems, 2) Solving Community Health Problems, 3) Community leadership Skills, 4)
Group Retreat, and 5) Graduation. Each section provides a workshop description, learning objectives, teaching
materials, quizzes, trainer’s note, and references. http://partnershipph.org/col2/showcase/pdf/hltg_eng.pdf
» The Examining Community-Institutional Partnerships for Prevention Research Group. Developing and Sustaining
Community-Based Participatory Research Partnerships: A Skill-Building Curriculum. 2006.
www.cbprcurriculum.info
» Community-Based Participatory Research: A Partnership Approach for Public Health . Israel, Coombe, &
McGranaghan, University of Michigan Office of Public Health Practice (www.cbpr-training.org)