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Metastability of the boron-vacancy complex (C center) in silicon: A hybrid functional study Cecil Ouma and Walter Meyer Department of Physics, University of Pretoria Outline • Background – Defects and metastable defects – B-V Centre • Experimental – DLTS – Observed properties of the B-V centre • Computational aspects – Formation energies – Transition levels – Comparison with experiment • Conclusions Defects in semiconductors • The electronics industry is ever expanding and so is the research in device design in applications • Defects in semiconductors play an essential role • Required for doping • Side effect of fabrication –> detrimental -> limit and remove • Beneficial properties -> understand, use and control -> Model! Defects in semiconductors • Defects may occur either as point defects or defect complexes Self interstitial Vacancy Substitutional impurity Interstitial impurity A fundamental understanding of defect properties is important in device engineering & applications • Defects can be beneficial or detrimental in a semiconductors -> Need to understand! Defects in semiconductors • Defects may either be: • Stable : A defect which has a single fixed atomic configuration for a given charge state and their properties do not depend on the history of the sample. • Metastable (Bistable) : A defect that, in at least one charge state, has two stable configurations. Stable defects have been and are extensively Metastable defects provide an opportunity to test a variety of aspects of the capabilities of simulation techniques Defects in semiconductors Total (electronic+elastic) energy • stable vs metastable Dn Dn Dn-1 Dn-1 c) Metastable defect in one charge state Dn a) Ordinary defect Dn Dn-1 Dn-1 d) Metastable defect in both charge states a) Large lattice relaxation defect Defect configuration coordinate Boron-vacancy complex • Watkins 1976: Tentatively associated the Si-G10 EPR spectrum to the Bs-V complex in silicon • Sprenger et al. 1987: Tentatively associated the Si-G10 EPR spectrum to the Bs-V complex in silicon (ENDOR) • Londos 1992, Bains et al. 1985, Zangenberg et al. 2005 identify the DLTS peaks associated with the B-V centre and observe metastability Properties of the B-V complex • 8 Experimental background: DLTS • DLTS signal S = C(t1) – C(t2) T (i) (ii) (iii) Increasing temperature (iv) (v) (vi) (vii) (viii) (ix) (x) C t1 t 9 t2 (a) (b) Experimental observations Zangenberg et al. Appl. Phys. A 2005 DLTS after annealing at 215 K under a) Zero bias b) Reverse bias c) Zero bias (again) Stable configurations Configuration A: Zero bias Configuration B: Reverse bias Computational background DFT with LDA and GGA functionals has a number of successes, but: • Band gaps of semiconductors are significantly under-estimated. – • • E.g. Ge is a metal. Kohn-Sham states do not represent individual electron wave functions Very unreliable in predicting DLTS levels. DFT with hybrid potentials correctly predict band gaps. Calculation of formation energies according to Zhang & Northrup. Calculate thermodynamic transition levels from Fermi-level dependence. 11 Computational details MedeA-VASP package •64 atom supercell •K-mesh: 2✕2✕2 MP •Ecut = 500 eV •Functionals: HSE06 •Formation energy calculated according to Zangh & Northrup E f ,q (BV ) = ED,q - E p + 2mSi - mB + q(EF + EV + DV) 12 Results: Calculated formation energies (with Fermi level at valence band) Configuration q = -1 q=0 q = +1 C1 5.14 4.99 4.96 C2 5.78 5.08 4.60 C3 5.94 5.32 5.02 C4 5.86 5.23 4.77 Results: Formation energies as a function of Fermi level. Results: Theoretical predictions and comparison with experiment Zero bias: Charge state: q=+1 Stable configuration: C2 High temperature Peaks Two peaks observable Reverse bias: Charge state: q=-1 Stable configuration: C1 Low temperature Peaks Only one peak observable Configuration B C1 Configuration A C2 Results: Comparison between DLTS energy levels and calculated transition levels Configuration Experiment Theory C1 (B) EV + 0.105 eV EV + 0.03 eV (+/0) [shallow] EV + 0.15 eV (0/-) C2 (A) EV + 0.31 eV EV + 0.37 eV EV + 0.48 eV (+/0) EV + 0.70 eV (0/-) Conclusions • DFT with hybrid functionals may successfully be used to model the electronic properties of the metastable B-V complex in silicon. • The thermodynamic charge transition levels obtained were consistent with previous experimental observations. • There was correct qualitative prediction of the observed changes in the DLTS spectrum due to the metastability of the defect complex. AHSANTE SANA!!!!! 18