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www.salga.org.za LG Week 31 July - 03 August Building the Capacity of LG to Accelerate Service Delivery Session 3: 31 July 2012 Cllr S. Mashilo – NEC member & Chairperson of MID Working Group of SALGA 1 www.salga.org.za Outline • Introduction • Problem Statement • Key Issues • Recommendations www.salga.org.za 1. Introduction • The Constitution envisions a public service that is professional, efficient, development-oriented, impartial in the provision of services, responsive to the needs of people, accountable, transparent and representative of the South African population. • Within a corporative governance context, LG is a critical component of this value chain envisaged by the Constitution and as the key site of delivery and development. • Undoubtedly, a well-capacitated LG system is necessary to fulfill this constitutional promise. • Building capacity for LG to accelerate service delivery is an objective that must be relentlessly pursued, with equal measure of support & coordination required to yield visible results. www.salga.org.za 2. Problem Statement • In the recent past there has been much media focus on service delivery failures, civil unrest, general mismanagement, poor financial management and audit outcomes. • Much hype has also surrounded the skills shortages, corruption and abuse of state resources, labour unrest and political infighting, many of which have resulted in some form or another of targeted support or intervention by provincial or national government. • This state of affairs has also contributed to the mooting of and in some instances creation of special initiatives aimed at responding to the capacity and performance needs of munis such as Operation Clean Audit, Business - Adopt a Municipality, National Treasury Minimum Competency Levels, the Single Public Service Project etc, all with a critical objective of capacity building along with other goals. www.salga.org.za 2. Problem Statement • Significant financial resources have been poured by govt into capacity building initiatives. • Little empirical data that has examined if these financial investments have translated into increased capacity and performance of LG. • This reality and the fact there still exists growing concerns about the overall performance of the sector implies that the agenda of building the capacity of municipalities is far from being accomplished and requires attention. • It is against the above background that this presentation focuses on two key aspects of successfully building the capacity of municipalities to accelerate service delivery. www.salga.org.za 3. Key Issues • For LG meaningful and successful capacity building starts with recognizing that all the three components (individual, organizational and institutional) need to be addressed in a coordinated and sequenced manner. – It is not merely about attempting to deal with visible symptoms and in the process overlook the underlying capacity challenges so that in long - term capacity building is not designed to the particular needs of munis within a macro environment. • This reinforces the need to invest in people - in technical, management and leadership skills; in the improvement of the skills of political leadership for better oversight outcomes and for more creative responses as well as, in certain instances, considering shared services options. • This is also part of the reason that SALGA is championing the professionalization of the human resource service in the sector within a well defined and enabling policy framework. www.salga.org.za 3.1 Strategic Focus Areas to enable Cap Building There are 5 strategic priorities that, in our view, need to be addressed: 1) Leadership Attraction and Retention: there must be a concerted effort and ingrained culture in municipalities to recruit, retain and develop the best available talent available and skills especially at leadership level. 2) Performance Management: an environment of responsiveness, high performance and clear accountability must be created and fostered such that it becomes part of the DNA of the LG system. Rewards and remuneration must be linked to performance and the tangible attainable of service delivery or development outcomes. www.salga.org.za 3.1 Strategic Focus Areas to enable Cap Building 3) Culture: a people-centered culture of service delivery and customer care along the lines of Batho Pele principles must be engendered and institutionalized from strategic levels down to the lowest practical level of service delivery responses e.g. introducing behavior & service charters. 4) Planning and Governance: by ensuring that planning, governance structures, people, processes, systems, infrastructure and oversight mechanisms are optimal and aligned to the mandate of the municipalities, as defined by a realistic and credible Integrated Development Plan and applicable legislation; and 5) Financial Sustainability and Management: by ensuring that economic and financial sustainability and prosperity of municipalities, recognizing it's development mandate to help facilitate growth of the local economy and the creation of jobs is underpinned by a sound financial management environment. www.salga.org.za 3.2 Professionalisation of Municipalities • The need to professionalise the municipal administration has been identified as one of the means of addressing institutional performance and service delivery challenges faced by this sphere of government. • There is an existing collaboration arrangement between COGTA and SALGA to give effect to this idea which has produced a concept paper that is aimed at exploring, amongst others, different options and approaches to professionalize LG and the development of an integrated and coherent implementation framework for achieving this. • Initiatives undertaken thus far have been mainly focused in legislated minimum competencies and performance standards for senior managers with very little attention being paid to a clear, coordinated, coherent and commonly accepted framework for professionalisation. www.salga.org.za 3.2 Professionalisation of Municipalities • This has been further complicated by different role players with different perspectives and priorities and quite clearly different understandings of what professionalisation entails. • This is exemplified in the more regulatory nature of COGTAs approach, and the even more pronounced one by DPSA in its proposals for achieving the single public service, compared to a much more nuanced approach advocated by SALGA ie. the non-statutory association model. • Despite the marked differences in approaches and conceptual thought leadership, considerations are emerging in the collaborative processes, which are providing the scope for the adoption of clear yet flexible implementation measures, that can work in tandem with complementary legislation and the promotion of ethics as one of the most important pillars of HR professionalism. www.salga.org.za 3.2 Professionalisation of Municipalities • It is safe to argue that some form of hybrid multi-layered model is the most appropriate approach, bearing in mind the developmental LG context : – The 1st is the Generic Qualifications Approach where govt introduces qualifications and sets the standards that are not specific to LG but can be used by LG, since they are both applicable to the public and private sector. – The 2nd is the Performance Management Systems Approach where the performance of officials is planned, reviewed, improved and rewarded without necessarily emphasizing entry requirements and govt does so by enacting legislation prescribing a framework for performance management e.g. DPLG 2006 Municipal Performance Regulations. – The 3rd is the Standards Setting Approach wherein a system ito which standards for quality & ethics of LG officials are set, with compliance ensured by national government ie NT Minimum Competency regs. www.salga.org.za 3.2 Professionalisation of Municipalities – The 4th is the Statutory Association Approach which follows the traditional method adopted by the erstwhile Town Clerks dispensation which makes it compulsory for registration to a professional body to qualify for employment. – The 5th is the Non-Statutory Association Approach which revolves around professional associations operating as private associations who do not enjoy a statutory public recognition. – Finally, we have the short-term deployment model which relates to the deployment of experts on a short term basis to fix capacity problems in targeted municipalities, such as the erstwhile Siyenza Manje programme now incorporated into the Municipal Infrastructure Support Agency of DCOG (MISA). www.salga.org.za 3.2 Professionalisation of Municipalities • In sum, we need a more integrated framework for the professionalisation of LG. The principles and needs parameters that should underpin such a model include, among others: – the need for a commonly agreed understanding and definition of professionalism, – the need for a differentiated approach, – the need for provincial and national support, – the need to clarify scope of professionalism, – the need for clearer lines of responsibility between elected and appointed officials, – the need for a stronger role for professional bodies, – the need for a coordinated framework and implementation for LG Education and Training (including in the approach followed by SALGA in establishing and operating the LG Leadership Academy or Virtual College). www.salga.org.za 4. Recommendations • Capacity building cannot be underpinned by a 'one size fits all' approach; a significant degree of differentiation and flexibility is required in terms of the application of these approaches and initiatives. • Equally so, capacity building does not only mean training or training councillors and/or officials, undertaking of only accredited training, the delivery of more training programmes, when the manifest result is 'ticking off' boxes on the compliance ‘to do list'. • Lack of capacity must at all material times be distinguished from a failure to lead, plan, exercise authority, fulfill accountability and generally take responsibility for required action on the part of persons in authority positions. www.salga.org.za 4. Recommendations • By the same token, we must recognise that there are numerous key players in the LG space and that LG alone cannot achieve the objective of well capacitated municipalities. • Instead, with more effective coordination of the plethora of capacity building initiatives through functional IGR, dynamic partnerships and stakeholder engagement, the goal of a capacitated and performing LG sector can be collectively realised. SALGA invites delegates to: • debate the issues and proposals for consideration set out as consideration points; and • assist in the formulation of recommendations which will address the challenges identified and facilitate a conducive framework for building the capacity of LG to accelerate service delivery.