Transcript Document

Accountability
Board Member Training
Robert A. Nebiker
Director
Virginia Department of Health Professions
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
Accountability is in the System
Governmental accountability -- that is, the
duty of public officials to report their
actions to the citizens, and the right of the
citizens to take action against those officials
whose conduct the citizens consider
unsatisfactory -- is an essential element,
perhaps the essential element of
democracy… Robert S. Barker
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
We are accountable
• As individuals and agencies
• To whom
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Governors and Secretaries
Courts
Legislatures
Federal Government
Public
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
For What
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Decisions
Regulations
Finances
Performance
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
Case Decisions
Determination that individuals an entities
are or are not in compliance with law and
regulations
Litigation and reversals on appeal
Changes to authority
Promptness
Recidivism
Others ?
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
Regulations
Statement of general application, having the
force of law, affecting the rights or conduct
of any person, adopted by an agency
• Court Challenges
• Antitrust
• Petitions for changing
• Legislation or executive action
• Others ?
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
Finances
The collection, disbursement and reporting of public funds of public
funds which are reasonable and necessary to meet statutory
mandates and in compliance with law.
• Audit findings (lack of internal controls, late or
missing reports, reconciliations)
• Repeat audit findings 
• Complaints of fraud, waste and abuse
• Deficits 
• Excessive fund balances
• Others ?
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
Performance
• There is valid public need for the program;
• The legislative intent is being carried out;
• It is in the public interest;
• Objectives have been defined;
• Intended program outcomes are measurable
and have been accomplished; and
• Operations are managed efficiently,
economically, and effectively.
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
There is valid public need for the
program
• Is the problem that the agency was intended
to solve still in existence?
• Does the program address that problem?
• Others?
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
The legislative intent is being
carried out
• Are all activities within the scope of the
agencies authority? 
• Are there mandates in the law which are not
carried out ?
• Are mandates prioritized ?
• Others?
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
It is in the public interest
• The unregulated practice of the profession can harm or
endanger the health or safety the public, and the potential
for harm is recognizable and not remote or dependent upon
tenuous argument;
• The practice of the profession has inherent qualities
peculiar to it that distinguish it from ordinary work and
labor;
• The practice of the profession requires specialized skill or
training and the public needs, and will benefit by,
assurances of initial and continuing professional ability;
and
• The public is not effectively protected by other means.
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
Intended program outcomes are
measurable and have been accomplished
Measures
Be careful what you ask for you will surely get it
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• Surveys of client satisfaction
• Timeliness, speed
• Recidivism
• Sanction standards
• Others?
• Are reported
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
Operations are managed efficiently, economically,
and effectively
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Cost per unit reduced over time
No unnecessary costs
Cost produces a valued outcome
Others?
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
Speaker Contact Information
Robert A. Nebiker, Director
Virginia Department of Health Professions
6606 West Broad Street
Richmond, VA 23230
[email protected]
www.dhp.virginia.gov
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona