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Perioperative Management of the Sleep Apnea Patient Grand Rounds June 6, 2007 Richard Browning, M.D. Goals Review Incidence Define OSA & OSH Learn how to diagnose Understand the pathophysiology Develop a plan for pre-, intra- and postop management Incidence Among middle-aged adults – 4% of men & 2% of women Estimated that 80-95% are undiagnosed Testing increasing 124% every 3 years Therefore, diagnosis of OSA will increase 5 to 10-fold over next decade. Causes / Risk Factors Obesity, Obesity, Obesity Increasing age Male gender Structural abnormalties Tonsillar hypertrophy, nasal pathology Alcohol, smoking and family history Causes / Risk Factors Up to 90% of adult patients with OSA are obese OSA parallels the obesity epidemic Table 1. Distribution by Age of Categorical Levels of AHI* (AHI=Apneas + Hypopneas/Hour of Sleep) Age (Yrs) <25 26-50 >50 Habitual Snoring AHI > 5 AHI > 10 (%) (%) (%) (%) 14 41 46 10 26 61 2 15 50 0 0 36 AHI = Apnea Hypopnea Index AHI > 15 Definition of OSA OSA is defined as a cessation of airflow for more than 10 seconds despite continuing ventilatory effort, 5 or more times per hour of sleep and a decrease of more than 4% in SaO2. Definition of OSH OSH is defined as a decrease in airflow of >50% for >10 seconds, 15 or more times/hour of sleep, and often with i in SaO2. Anatomy of the Obstructed Airway Exam: Tonsillar Hypertrophy Oropharynx With Tonsillar Hypertrophy Normal Oropharynx Pediatric Sleep Apnea Sleep with Sleep Apnea Child’s Enlarged Palatine & Adenoidal Tonsils Exam: Oropharynx Patient With the Crowded Oropharynx Physical Exam Structural Abnormalities Guilleminault C et al. Sleep Apnea Syndromes. New York: Alan R. Liss, 1978. Airway Anatomy 3 collapsible pharyngeal segments Nasopharynx, posterior pharynx to soft pallate Retroglossal pharynx, uvula to epiglottis Retroepiglottal pharynx Pathophysiology of Apnea Patency Depends on pharyngeal dilator muscles which stiffen and distend the airway during inspiration. Patency 3 segments are controlled by: A. Tensor palatini B. Genioglossus* C. Hyoid bone muscles *Most important Genioglossus Muscle Activity is phasic with inspiration Activity decreases with sleep Almost ceases with REM sleep Abolished in OSA at onset of APNEA Increases with arousal What Happens with Normal Sleep? Normal Sleep 4 to 6 cycles of N-REM sleep followed by REM sleep 4 stages of N-REM with progressive slowing of EEG Normal Sleep Stage 3 and 4 N-REM and REM are very deep levels of sleep Progressive generalized loss of muscle tone Restorative periods of sleep Normal Sleep Progressive decrease in muscle activity and resultant increase in upper airway resistance. Pathophysiology of Apnea Airway Collapse Occurs with loss of muscle activity Increased subatmospheric pharyngeal pressure MRI reveal anterior and lateral wall collapse Obesity Effects Airway Anatomy Adversely Inverse relationship between obesity and pharyngeal area Fat deposits in the uvula, tongue, tonsillor pillars, aryepiglottic folds and lateral pharyngeal walls. Obesity Effects Airway Anatomy Adversely Increase fat deposits change shape of pharynx Decreases efficiency of normal muscle function Increase extra-mural pressure All conspire to increase propensity for collapse Obesity Effects Airway Anatomy Adversely Therefore, neck obesity is more important than generalized obesity in determining risk of OSA. Physiologic Consequences of OSA Pathophysiology of Sleep Apnea Awake: Small airway + neuromuscular compensation Sleep Onset Hyperventilate: correct hypoxia & hypercapnia Loss of neuromuscular compensation + Airway opens Decreased pharyngeal muscle activity Pharyngeal muscle activity restored Airway collapses Arousal from sleep Apnea Hypoxia & Hypercapnia Increased ventilatory effort Clinical Consequences Sleep Apnea Sleep Fragmentation Hypoxia/ Hypercapnia Cardiovascular Complications Excessive Daytime Sleepiness Morbidity Mortality Diagnosis of OSA Clinical A. B. C. D. Obesity BMI >30 Kg/M2 Snoring / Apnea / Arousal Daytime Sleepiness Increased Neck Circumference >42 cm Diagnosis of OSA Gold Standard is a sleep study EEG, EOG, Airflow sensors, ETCO2 esophageal pressure, chest and abdomen movement, submental EMG, oximetry, BP, EKG AHI APNEA – Hypopnea Index 6-20, 21-50, >50 per hour Mild, Moderate, Severe O2SAT usually reported Anesthesia Effect Propofol, Thiopental, Opioids, Benzodiazepines, NMBs, Inhalational Anesthestics cause pharyngeal collapse First 3 days are greatest risk for apnea from drug-induced sleep Surgical Effects Sleep architecture is disturbed first 3 days Days 4-6, patients experience REM sleep rebound Apnea risk increased for 1 week post-op Surgical Effects REM sleep disturbance is surgical stress related and proportional to magnitude of surgery REM rebound may contribute to poor hemodynamic outcomes from profound sympathetic activation OSA Risk Conclusions Perioperative complications increase with severity Anethestic drugs and surgical stress exacerbate baseline problem May play significant role in unexplained MIs, stroke or death Perioperative Management Make diagnosis and grade severity Thorough airway assessment and plan for intubation to extubation Plan for pain management Plan for post-op monitoring OSA Severity Inpatient vs. Outpatient Regional vs. General Pre-op Nasal CPAP Airway Assessment OSA independent factor for difficult intubation may be as high as 5% Limited jaw protrusion, abnormal neck anatomy, obesity, moderate to severe OSA consider awake intubation Good topicalization, limit sedatives Be prepared Pain Management Regional or local anesthetic technique NSAID Clonidine / Dex IV narcotic, no basal infusion Extubation High risk, 5% post-extubation obstruction Fully reversed, fully awake Semi-upright position Oral or nasal airway Be prepared Monitoring O2SAT and close observation post-op in PACU, resume N-CPAP Inpatients continuous pulse oximetry monitoring until stable Outpatients may be discharged if they meet discharge criteria and the surgical acuity dictates Conclusions Increased # and severity Diagnostic challenge Airway management risk Post-op challenge for pain, monitoring and resource management