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2007 Annual Conference DISRUPTIVE PROFESSIONALS Raymond M. Pomm, M.D. Professionals Resource Network WHAT IT IS NOT... Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia SUBSTANCE RELATED DISORDERS Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia PSYCHOTIC DISORDERS Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia MAJOR DEPRESSION Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia BIPOLAR I / II Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia WHAT IT IS... Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia A Continuum Hi Disruptive Dangerous Disruptive Difficult Different Lo Disruptive Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Disruptive Professionals are ultimately... Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia TEAM BUSTERS! Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia The Underlying Issues... Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Predisposing Character Stress Hospital Culture Poor Role Models Poor Coping Skills Disruptive Incidents Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia PERSONALITY DISORDERS Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia NARCISSISTIC PERSONALITY DISORDER Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia THIS IS NO ORDINARY PERSON YOU’RE DEALING WITH! Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia WHAT TO DO... Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia There is no law that says one cannot be Disruptive Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia The: -Hospital -Group -Corporation -Leadership holds the hammer Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia The steps to validate and protect the hammer: Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia PRN DISRUPTIVE PRACTITIONER POLICY & PROCEDURE The intent of this policy and procedure is to assist the referral source in utilizing the services of PRN in the management of the disruptive practitioner. The goal of these steps is to determine whether rehabilitation is a viable medical option. Before PRN will accept the referral of a disruptive practitioner, the following protocol must be followed: Slide 1 of 8 Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia PRN DISRUPTIVE PRACTITIONER POLICY & PROCEDURE 1) The referral source must document all disruptive behaviors, ramifications of said behaviors and any action taken due to the behaviors. 2) Confidential, one-on-one discussion of the behaviors in question between a “friendly” colleague (representative of the referral source) and the disruptive practitioner. The practitioner will be informed, prior to the discussion, that the confidentiality may be rescinded if the behaviors continue. Slide 2 of 8 Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia PRN DISRUPTIVE PRACTITIONER POLICY & PROCEDURE 3) Non-confidential, formal meeting with the admin level representative of the referral source, supervisor (if applicable) and the disruptive practitioner to discuss documented disruptive behaviors that need to be corrected, resulting in a warning that outlines consequences, if not corrected. ** An optional step can be inserted at this point if the referring source has an associated Impaired Practitioner Committee. This committee can be authorized to refer to PRN (step #4 b-e) or a recommendation will be made to the disciplinary body for suspension/termination (step 4a) of the disruptive practitioner. Slide 3 of 8 Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia PRN DISRUPTIVE PRACTITIONER POLICY & PROCEDURE 4) Meeting of disciplinary body of the referral source: a) disciplinary body must be ready to suspend/terminate the disruptive practitioner if he/she is unwilling to proceed and comply with the following steps; b) if both parties are in agreement, the disruptive practitioner must contact PRN in order to avoid suspension/termination; c) disruptive practitioner must sign release for PRN to communicate with referral source; Council on Licensure, Enforcement and Regulation 2007 Annual Conference Slide4 of 8 Atlanta, Georgia PRN DISRUPTIVE PRACTITIONER POLICY & PROCEDURE d) phone call made by referral source to PRN in presence of the disruptive practitioner; e) all of the documentation must be faxed to PRN by referral source within five (5) business days of the referral to PRN; f) documentation must be of adequate detail for PRN to take appropriate action; Slide 5of 8 Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia PRN DISRUPTIVE PRACTITIONER POLICY & PROCEDURE 5) Refer for evaluation, to be arranged by PRN, to a DOH/PRN approved evaluator. The evaluation must be comprehensive. The evaluation must be completed within ten (10) business days of the referral or PRN will recommend the hospital follow through with suspension/termination (unless delay is caused by the evaluator and/or PRN). Slide 6 of 8 Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia PRN DISRUPTIVE PRACTITIONER POLICY & PROCEDURE 6) If evaluation is not completed in timely fashion, PRN will make decision whether information is sufficient for referral to Department of Health to compel an evaluation within a certain time frame. 7) If appropriate, contract with PRN under Behavioral Management Contract to include: a) therapeutic recommendations of the evaluator, b) behavioral requirements and consequences as agreed to by the referral source, evaluator and disruptive practitioner, Slide7 of 8 Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia PRN DISRUPTIVE PRACTITIONER POLICY & PROCEDURE 8) The disruptive practitioner must execute the contract within ten (10) business days of its receipt. ** PRN is available to the referral source to discuss situation/issues/procedures at any time during this process Slide 8 of 8 Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Let’s look at Evaluation/Treatment/ Monitoring Process... Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Speaker Contact Information Raymond M. Pomm, M.D. Professionals Resource Network P.O. Box 1020 Fernandina Beach, FL 32035 (800) 888 - 8776 Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia 2007 Annual Conference Disruptive Professionals: New Approaches to Evaluation and Management Larry Harmon, PhD Physicians Development Program Disruptive Behavior is … … a pattern of conduct which reduces or disrupts the ability of the healthcare (or other) team to do it’s best work Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Who are the Disruptive Docs? • MBAs • “Good Doc … Bad Talk” Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Clinical Evaluation • Clinical Interview • Extensive Personal History • Psychological & Cognitive Testing • Criminal Background Checks • Drug Testing • “Workplace Behavior Assessment” Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Workplace Behavioral Assessment 360° P.U.L.S.E. Survey P.hysicians + Professionals U.niversal L.eadership + Teamwork S.kills E.ducation Survey Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Workplace Behavioral Assessment 1. Each physician scores self on survey 2. Other physicians and healthcare team members give physician survey feedback 3. Feedback Report is prepared Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia 3 Types of Assessments 1. Individual - Continued disruptive pattern despite progressive warnings 2. Small Group or Section (2-10) • Individual resists • Protect identity of subject 3. Department or Hospital Program Annual Leadership Feedback Reports Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Conducting an Individual Workplace Behavioral Assessment Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Phase I: Assessment Step 1: Referral Letter Step 2: Physician Orientation Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Step 3. Select “Feedback Groups” Administration Colleagues Other Depts. Supervisors Dr. Disruptive Nurses+ Support Healthcare Staff *Patient Pulse survey Staff Council on Licensure, Enforcement and Regulation Patients* 2007 Annual Conference Atlanta, Georgia Step 3. Select “Feedback Groups” Administration “Validator”Supervisors Colleagues Other Depts. Adds Any Missing Names (ChiefDr. of Staff,Disruptive CEO, i.e., the “Boss”) Nurses+ Support Healthcare Staff *Patient Pulse survey Staff Council on Licensure, Enforcement and Regulation Patients* 2007 Annual Conference Atlanta, Georgia Step 4. “Self-Rating” Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Motivating/Encouraging Dimensions Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Disruptive/Discouraging Dimensions Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Step 5. Writes Cover Letter TO: My Team Members and Colleagues RE: Invitation for Honest Feedback I am participating in a national Physicians Leadership Development Program, and part of the program is to obtain feedback to help me better understand my workplace interpersonal leadership style and people skills. I have requested the Physicians Development Program to distribute their physician people skills survey, called the “P.U.L.S.E. Leadership Survey,” to my team members, so I can get group feedback. Be honest…survey is anonymous… Dirk Disruptive, MD Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Step 6: Send Surveys+Create Report 1. Mailed / Emailed to Raters 3. Feedback Report Prepared Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Dr. Disruptive requests your honest and anonymous feedback Dirk Disruptive, MD Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Treating us with common courtesy. Explaining rather than yelling. Saying please and thank you. Talking down to us. Yelling and screaming. Scaring me. I call in sick when you’re here. Being an excellent doctor. Having great technical skills. Taking good care of patients. Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia “Discourager” or “Disruptive” Feedback Report Physicians P.U.L.S.E. Program P.hysicians U.niversal L.eadership S.kills E.ducation Program LEADERSHIP FEEDBACK REPORT Prepared for Dr. Disruptive January 1, 2007 This report includes feedback from 22 individuals, including your self-rating if you completed one. Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Self-Rating Physician Peers Self-Rating Nursing Staff Physician-Peers Nursing Staff Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Nursing Staff Physic -ians Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Findings & Recommendations • • • • • No Disruptive • Mild • Moderate • Serious • Severe Disrup-• tive Behavior • No Recommendation Anger Mgmt. Videos Anger Mgmt. Program Weekly Group Psychotherapy Tele-Coaching (month) • Survey Monitoring Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Phase II: Distance Education Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Teamwork-Leadership Training Using Emotional Intelligence Managing Anger at Work Resolving Conflicts Managing Difficult Staff Managing/Motivating Teams Managing Frustration Managing Time Emotional Self-discipline Managing Medical Mistakes Constructively Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Phase III. Follow-up “Graduation” requires 4 consecutive acceptable Feedback Reports NO RED BEHAVIORS! Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Phase IV: Group Program or Treatment Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia 3 Types of Assessments 1. Individual - Continued disruptive pattern despite progressive warnings 2. Small Group or Section (2-10) A. Individual resists B. Protect identity of subject 3. Department or Hospital Program A. Annual Leadership Feedback Reports Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Other Professionals • Immigration and Naturalization Service (INS) –Law Enforcement –Naturalization Services • Telephone Marketers • Hospital Executives • Attorneys Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Research Findings 1. Do Disruptive Physicians – enrolled in the P.U.L.S.E. Program and other interventions … A. REDUCE their Disruptive behaviors? B. INCREASE Motivating Behaviors? 2. And, if they improve, does it last? Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia 160 Disruptive Physicians Participants 74 Active Physicians / 86 Physicians 1. COMPLETED PROGRAM BY Facility or PDP STANDARDS 77.19% completers Completed by Facility Standards (61.40%) Completed by Early PDP Standards (15.79%) 2. WITHDRAWAL -- NOT DUE TO DISRUPTIVE BEHAVIOR 10.52% Facility withdrew Physician (5.26%) Physician withdrew Self (5.26%) PDP withdrew (00.00%) 3. EXPELLED -- FOR DISRUPTIVE BEHAVIOR 0.00% By Facility (00.00%) By PDP (00.00%) 4. OTHER (INSUFFICIENT INFORMATION) Council on Licensure, Enforcement and Regulation 2007 Annual Conference 12.28% Atlanta, Georgia Leadership Improvement in 282 Physicians (Disruptive vs. Normal and Role-Model) after P.U.L.S.E. Feedback from Raters 100 ROLE MODELS (N=68) LEADERSHIP INDEX 80 NORMALS (N=97) 120.5% Improvement 60 DISRUPTIVE (N=117) 572% Improvement 40 20 0 MOST DISRUPTIVE 25% (N=30) Baseline #1** Follow-up #2* Follow-up #3* Follow-up #4* Follow-up #5* (3.5 years) -20 Council on Licensure, and Regulation **At baseline, all groups significantly different at Enforcement (p) <.01. Dot t ed l i ne = P r oj ect ed val ues 2007 Annual Conference Baseline 1 vs. follow-up 2 for disruptive physicians: significantly different at (p)Atlanta, < .01. Georgia Top Improved Behaviors in Disruptives 1. 2. 3. 4. 5. 6. Remains approachable even when stressed out Treats team members with respect Handles difficult team members effectively Is open to suggestions Responds to conflict by working out solutions Adapts to changing policies, procedures, priorities Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Underlying Principle Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia When you see Roadside Radar, what’s the first thing you do? “Feedback Creates Change!” Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Curious Questions? Concerned Comments? Interesting Ideas? Larry Harmon, PhD Director, Physicians Development Program [email protected] Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia 2007 Annual Conference The Neurobiology of Disruptive Behavior Mick Oreskovich, MD Medical Director and CEO Washington Physicians Health Program Our every thought Every feeling Every action Is chemically mediated! Disruptive behavior is a chemical event in the brain! Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Transference Countertransference Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia How To Deal With The FEAR This Behavior Generates In Us? • Acknowledge our counter transference: the set of expectations, beliefs, and emotional responses that we bring to this relationship! • Educate ourselves about the causes of this behavior! • So that we can move toward seeing this behavior phenomenologically, empathically, and non-pejoratively Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Gene-brain-behavior relationships: Evidence that aggression is associated with brain MAO A activity in healthy males. N Alia-Klein1, E. Shumay1, R. Goldstein1, A. Kriplani1, J. Logan1, F. Telang1, B. Williams2, I. Craig2, GJ Wang1, F. Henn1, N. Volkow3 and J. Fowler1 1 Brookhaven Center for Translational Neuroimaging, BNL, Upton, New York; ; 2 Psychological Medicine, Psychiatry, King's College, London, United Kingdom; ; 3 National Institute on Drug Abuse, NIH, Bethesda, Maryland J Nucl Med. 2007; 48 (Supplement 2):262P Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Inside the middle of the brain is the limbic system and the amygdala: Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Amygdala: 1. How we associate things in the world with emotional responses and process emotional information. 2. Allows us to overrule instinctive responses by connecting the cortex’s memories of things to the emotions they engender. 3. Allows us to respond to fear stimuli. Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia About DNA Six feet in every cell 3.2 billion letters of coding 10 to the 3,480,000,000 More than 5,000 books just to print that #! 10,000 trillion cells…earth to moon and back, again and again Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Genetic markers with behavioral correlates • Serotonin Transporter Gene (SLC6A4): Chromosome 17q11.2 • DRD2 receptor: Chromosome 11q22-q23 • Effects of alcohol, BZ, barbiturates Chromosome 4p (GABA-A, GABA-1) Chromosome 15 (GABA-3) • Serotonin level Chromosome 11 (tyrosine hydroxylase) Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia 5-HTTLPR S allele driven amygdala hyper-reactivity to environmental cues Hariri et al., Science 2002 Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia S allele driven amygdala hyperreactivity Hariri et al., Science 2002 Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia 5-HTTLPR also effects information processing related to temperament between the amygdala and the cortex Hamann, Nature Neuroscience 2005 Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia It appears that if we inherit the 5HTTLPR S allele: • A “look” or tone of voice • Changes our production of serotonin in our midbrain • Fear becomes anger in our amygdala • We perceive imminent threat in our forebrain • We respond with a maladaptive defensive coping mechanism…ie., raise our voice, swear, and threaten • We become the “disruptive doc” Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia David T George, MD, Section of Clinical Studies, NIAAA Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Our every thought Every feeling Every action Is chemically mediated! Disruptive behavior is a chemical event in the brain! Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia Mick Oreskovich, MD [email protected] www.wphp.org Council on Licensure, Enforcement and Regulation 2007 Annual Conference Atlanta, Georgia