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RURAL HEALTH CARE RESEARCH CENTER Evidence Based Decision-Making: Career Challenges for Practice, Management and Policy Elizabeth Merwin, PhD, RN, FAAN Madge M. Jones Professor of Nursing Associate Dean for Research Director, Rural Health Care Research Center Radford University School of Nursing April 20, 2007 Acknowledgements R01 NIMH Shortages of Health Professionals in Rural Areas P20 NINR Rural Health Care Research Center P50 NIMH, Southeastern Rural Mental Health Research Center, 1992-2000 Sigma Theta Tau’s Policy Statement: EvidenceBased Nursing “…..The society defines EBN as an integration of the best evidence available, nursing expertise, and the values and preferences of the individuals, families and communities who are served. This assumes that optimal nursing care is provided when nurses and health care decision-makers have access to a synthesis of the latest research, a consensus of expert opinion, and are thus able to exercise their judgment as they plan and provide care that takes into account cultural and personal values and preferences. This approach to nursing care bridges the gap between the best evidence available and the most appropriate nursing care of individuals, groups and populations with varied needs….” http://www.nursingsociety.org/research/main.html#ebp Resources for Evidence Based Information National Library of Medicine: http://www.nlm.nih.gov/hsrinfo/hsrsites.html#Evi dence%20Based%20Medicine%20and%20Healt h%20Technology%20Assessment Cochrane Library:http://www.mrw.interscience.wiley.com/co chrane/clsysrev/articles/CD005051/frame.html AHRQ: http://www.guideline.gov/ Examples: Evidence: Cochrane: Interventions to improve hand hygiene compliance in patient care (Gould, Chudleigh, Moralejo, Drey) Only 2 studies met criteria Data: 2005 National Healthcare Disparities Report -justification for importance of action -doesn’t tell what to do -stimulates research -over time research findings can be synthesized into evidence - example, RHCRC study with CHCs Application to Practice/Policy Healthy People 2010 http://phpartners.org/hp/ Report, Goals, Topic Area, Specific Goals Baseline Data Continued Evidence---data and articles Mid-term evaluation CHALLENGES EDUCATION – Determining Knowledge, Skills, Critical Thinking for different levels DEVELOPING ABILITY TO THINK WITH DATA INCORPORATING QUALITY IMPROVEMENT DATA BASED SOLUTIONS INTO PRACTICE – Benchmarking Linking practice, management and policy DEVELOPING RESEARH KNOWLEDGE/SKILLS – – – – Research Utilization Research Dissemination Participating in Research as Collaborator Conducting Independent Research Quality Improvement Why do many settings/systems act in isolation in choosing tools, forms, technology, developing inservice programs etc? – Why not have model policies, procedures, tools that can be adapted? – Need standardized measures, electronic data collection and contributions to electronic databases for analysis and comparison of trends among facilities How can research findings be disseminated in a more organized, useful way? Strategies for Integrating Care and for Quality Improvement Integrate quality improvement programs of health care agencies with researchers and research initiatives. Design with researchers and incorporate into quality improvement programs ongoing studies/evaluations of referrals, referral follow-up and outcomes Develop provider network of existing referral/treating agencies Link existing electronic data systems to facilitate patient follow-up. Do so following HIPAA guidelines. Need studies that follow patients over time through their use of health, mental health and social systems. These longitudinal studies will allow us to understand effectiveness of treatment and to identify clinical and system changes to improve care. May contribute to reduction of disability and mortality and increase probability of return to optimal health. Source: http://cdr.virginia.edu/cdr/ DATA BASED PROBLEM: Development of graphs and use of presentation software for meaningful data presentations You are responsible for leading an interdisciplinary team tasked with improving the quality and cost of care provided to a specific patient population of clients treated in the health system. Tomorrow you have an initial meeting of this team. You must begin the work with a data based presentation describing the characteristics of this population, their utilization of services, the cost of their care and how it is reimbursed. You must then lead a discussion to identify priority areas to focus on as the team completes it’s assignment. Pass out a Fact Sheet for everyone to take with them containing the most relevant information. Describe the characteristics of a patient population of your choice. Provide a description of the utilization and cost of services for this population. From the data identify a potential issue or problem that requires more in depth information to fully understand. Compare to benchmarks for the nations hospitals using data from HCUP-NET. Cdr login page: https://cdr.virginia.edu http://hcupnet.ahrq.gov/ http://www.ahd.com/ Hospital Compare: What Percentage of Pts with Pneumonia received Smoking Cessation Counseling/Advice? Top Hospitals 100% AVERAGE FOR ALL REPORTING HOSPITALS IN THE UNITED STATES 79% AVERAGE FOR ALL REPORTING HOSPITALS IN THE STATE OF VIRGINIA 82% CARILION NEW RIVER VALLEY MEDICAL CENTER 85% Top Hospitals represents the top 10% of hospitals nationwide. Source: http://www.hospitalcompare.hhs.gov/Hospital/Home2.asp?version=alternate&browser =IE%7C6%7CWinXP&language=English&defaultstatus=0&pagelist=Home Developing Evidence: Original Research Rural and Rural Mental Health Implications for Practice, Management, Policy Notice implications of same study or finding may differ for each area Notice that concepts are complex and will take many studies to get to evidence strong enough for guidelines Many Commissions/Task Forces 2005 Quality through Collaboration, The Future of Rural Health , Institute of Medicine 2004 Report to the Secretary from the National Advisory Committee on Rural Health and Human Services 2001 Report to Congress: Medicare in Rural America Common Themes/Issues and Problems Shortage of Providers Low availability of Resources Technology has much potential Integration is needed Absence of data to inform report is consistently a problem Reports consistently present data on country but often not broken down by rural Percentages of Racial/Ethnic Populations Uninsured in 2006 Racial/Ethnic Population Hispanic 31.4 16.2 Non-Hispnic Black Non-Hispanic White 10.1 14.5 Overall 0 5 10 15 20 25 30 Percentage Uninsured Early Release of Selected Estimates Based on Data from the January-March 2006 National Health Interview Survey, CDC http://www.cdc.gov/nchs/about/major/nhis/released200609.htm, accessed 11-11-06 35 Increasing Median Age in More Rural Areas Median Age 42 40 38 Median Age 36 34 32 1 2 3 4 5 6 Urban-Rural Continum 7 8 9 Health Status of MSA vs Non-MSA Percentage 35 30 25 20 NON-MSA 15 MSA 10 5 0 Excellent Very Good Good Fair Perceived Health Status Poor Most RURAL to Most URBAN County Level Community Characteristic Comparisons Average Demographics Census Per Capita Income % Minority Most Urban Most Rural 724,482 30,814 26% 7,153 18,976 12% Providers (per 10,000 Census) MDs (’99) RNs (’90) Psychiatrists (’99) Child psychiatrists (’99) Psychologists(’90) Social Workers (’90) 34 87 2 0.3 9 27 5 42 0.1 0.0 2 16 % MH HPSA(’00) 1 76 Merwin, E., Hinton, I, Dembling, B. and Stern, S. (2003) Shortages of Rural Mental Health Professionals. Archives of Psychiatric Nursing, 17:1, pp.42-51. Registered Nurses 1. Available in Every Community, in Every Health Setting 2. Shortage of RN’s Limits Potential for improving the availability and quality of health care in rural areas through increased knowledge and intervention by nurses. 3. Key to successful quality improvement and other research projects aimed towards improving care. • WHAT IS NECESSARY TO INCREASE NURSING’s CONTRIBUTIONS TO EVIDENCE BASED CARE? RN Risk of Malpractice Awards 1994-1998 National Practitioner Databank, N=1291 Paid Claims Risk 0.69 per 1000 RNs Factors explaining Risk (State) – State Median Per Capita Income – Physicians/Census – Attorneys/Census + – % Rural Residents – RNs/Census -- + + -- Fanaeian, N. & Merwin, E. (2001) Malpractice: Provider Risk or Consumer Protection? American Journal of Medical Quality, Vol. 16, No. 2, p. 43-57. Southeastern Rural Mental Health Research Center NIMH Funded 1992-2000 Director 1999-2004; Associate Director 1996-1999; Director of Mental Health Services Research 1993-1995 R01 Shortage of Health Professionals in Rural Areas http://www.nursing.virginia.edu/centers/srmhrc/ Goals for Transformed Mental Health System “Americans Understand that Mental Health is Essential to Overall Health MH Care is Consumer and Family Driven Disparities in MH Services are Eliminated Early Mental Health Screening, Assessment, and Referral to Services are Common Practice Excellent Mental Health Care is Delivered and Research is Accelerated. Technology is Used to Access MH Care and Information.” New Freedom Commission on Mental Health, 2003 Mental Disorders and Help Seeking in Rural Populations 33% of 646 respondents positive for 1 disorder 11% with help-seeking intervention sought help 4.3% without intervention sought help Incentives to Seek Care Differ by Race White NON-White Church 68% 93% Physician 67% 93% Family 51% 87% Police 90% 70% Spouse 72% 35% Preferences for Setting of Care 100 80 Home 60 Church 40 Family physician 20 0 Total rural African White American Women Men Comparison of Percentage of Population with Psychological Distress and Percentage Receiving MH Care, by Race and Unemployment 25 20 15 10 5 0 White African American American Indian or Alaskan Native Asian Two+ Races Hispanic or PctLatino Distress Unemployed Pct MH Treatment/Counseling Source: SAMHSA, National Survey on Drug Use and Health, 2005 Routine Screening “Quality screening and early intervention will occur in …..low-stigma settings” Primary care, Schools, justice and child welfare systems “Children and adults will be screened for mental illnesses during their routine physical exams.” New Freedom Commission on Mental Health, 2003 CHC Frequency of Administering Standardized Questionnaire on Patient Mental State 15 10 Frequency 5 0 Most of the time Some of the time Rarely Never Lack of Resources as Barriers to MH Services 25 20 15 Financial Transportation Primary No Time No MH Provider Frequency 10 5 0 No Barrier Minimal Moderate Importance Very Exceptional Interpersonal Perceptual or Interpersonal Barriers to Mental Health Services 20 15 Frequency 10 No Barrier Minimal 5 Moderate Very 0 Exceptional Community Reaction Family Resistance Patient Awareness of Need Importance Personal Resistance Mental Health Services Provided by Virginia Community Health Centers, 2000 Offers Specific Mental Health Programs Offers Counseling n=20 Who does the counseling?1 Physicians Social Workers Psychologists Psychiatrists 46% 56% Number of Centers 10 7 3 0 Multiple responses allowed1 Merwin, E., Hinton, I., Harvey, J., Kimble, K., Mackey, S. and Davis, K. (2001) Mental Health Care in Virginia Community Health Centers. Report prepared for and distributed by the Virginia Primary Care Association. http://www.vpca.com/ Never to rarely 60.0 50.0 40.0 30.0 20.0 10.0 0.0 ObGyn Medical Pediatrics Family Internal Sometimes to frequently Psychiatry Percentage Perceptions of Availability of Quality Outpatient Mental Health Care, by Physician Specialty Almost always to always Merwin, Attaporn, Xu, In Progress. From Community Tracking Survey, 2000-2001 Percentage of Graduates of Master's Programs in Nursing Specializing in Psychiatric Nursing Percentage of Psychiatric Nursing Graduates 18 16.35 16 15.74 15.16 14.69 14 13.25 12.48 12 12.00 10 10.30 9.78 9.50 8.92 8.71 8 6.94 6 6.59 6.58 5.56 4.45 4 2 0 80 81 82 83 84 85 86 87 88 89 1980 - 1996 90 91 92 93 94 95 96 Survival Models of Community Tenure and Length of Stay 10 year longitudinal study, Virginia DMHMRSAS Hospital Stays=61,648; Community Stays=70,051 Constructed 10 year profile for each patient Survival Analysis: no unobserved heterogeneity Findings: – Holding demographic, prior history & diagnoses constant, women have longer hospital stays than men and also return to the hospital for another hospital stay more rapidly than men; – African-American clients leave the community more quickly than Whites but race did not affect hospital stay duration – Individuals from rural areas had longer durations of hospital stays but no difference in community stay duration Stern, S., Merwin, E., Holt, F. (2002) Survival models of community tenure and length of hospital stay for the seriously mentally ill: a 10-year perspective. Health Services & Outcomes Research Methodology 2:117-135, 2001. STRATEGIES DEVELOP RESEARCH CAPABILITIES OF ALL NURSES INCREASE INTERDISCIPLINARY COLLABORATION FOSTER COMMUNITY and INTERORGANIZATIONAL PARTNERSHIPS Interdisciplinary/Interagency/Community Partnerships Merwin, 1995, Interdisciplinary Research “Bounded Rationality” Simon, 1957 Complexity of research problems beyond one person Kahn & Prager, 1994 Broader, more relevant NIMH, 1991 10 YRS--From 1995-2006 – From interdisciplinary research teams – To interdisciplinary/Interagency/organization changes – To research networks Promote Interdisciplinary Collaborations Identify existing relationships and expand relationships between original researchers and other researchers Provide leadership in developing interdisciplinary research teams Have interdisciplinary workshops and informal discussions to explore potential collaborations Lead interdisciplinary groups in developing proposals to support collaborative research Promote Interdisciplinary Collaborations Identify existing relationships and expand relationships between organization members and others Provide leadership in developing interdisciplinary academic programs, research teams and innovative practice opportunities; Integrate education, research and practice Develop financing mechanisms to support joint appointments and roles among organizations Have interdisciplinary workshops and informal discussions to explore potential collaborations Lead interdisciplinary groups in developing proposals to support collaborative research, training and practice Organizational Goals & Individual Researcher and Practice Partner Goals and Realities of Life Consistently clarify and articulate organizational goals Monitor attainment of goal Develop mechanisms to increase faculty competencies, productivity and success for all levels of faculty To identify faculty’s goals, clarify expectations and match with organizational goals, support attaining goals Develop and promote intrinsic and extrinsic rewards for meeting goals. Community-based Participatory Research “A collaborative research approach that is designed to ensure and establish structures for participation by communities affected by the issue being studied, representatives of organizations, and researchers in all aspects of the research process to improve health and well-being through taking action, including social change.” – “Co-learning and reciprocal transfer of expertise, by all research partners, with particular emphasis on the issues that can be studied with CBPR methods.” – “Shared decision-making power.” – “Mutual ownership of the processes and products of the research enterprise.” Source: http://www.ahrq.gov/clinic/epcsums/cbprsum.htm Community Partnership Strategies Develop long-term community partnerships among rural clinicians, administrators, community leaders, academic researchers, policy makers and consumer groups. In Past, relationships focused around individual projects/studies or discreet problems or goals. In Future, need ongoing formal and informal relationships supported by infrastructure for communication and partnerships. Formalize the partnerships – – – – – Who can contribute what? Don’t over commit. Better to acknowledge limitations and areas of possible problems. For example, if activities are only possible because of availability of one-time funding make sure everyone knows funding will have to be obtained to continue. Make this a goal of group to develop plan for sustainability. Establish ground rules. Use Memos of Agreements and Contracts Work out IRB, HIPAA and other regulatory issues Facilitate Critical Community Partnerships Develop an ongoing infrastructure to support partnership with community agencies Develop an Infrastructure to conduct multisite, complex intervention studies Contribute to those organizations by studying problems important to them, providing them data, and doing joint proposals Facilitate Critical Community Partnerships, Con’t Identify feasibility of ongoing infrastructure to support partnership with practice/research agencies Infrastructure to conduct multi-site, complex intervention studies, practice and training Contribute to those organizations by studying problems important to them, providing them data, and doing joint proposals Strategies For Organizational Partnerships Use of Video-technology to support communication and implement activities. Joint Hiring – Example, Adding an advanced practice nurse to Pact Team – Faculty member working 1 day a week as advanced practice nurse in community agency in non-traditional role Joint Appointments/Strategic Appointments to Boards with Common Interests From Undergrad to Seasoned Researcher Goal: Developing a research program – Expert on a specific problem/area – Create new knowledge to contribute to solutions How to get there – Educational requirements PhD BSN to PhD Get MSN along way Get Clinical/Leadership experience along way – Funding Shortage of Faculty spurs availability of federal funds – Receive tuition and stipend – National Student Research Awards BSN to PhD Advantages – Length of time to contribute is extended – Benefit by increased economic gains of increased education for longer period – If choose academic career fit with career opportunities of most disciplines Post-Doctoral reimbursement Higher Academic Ranks at Age equivalent to other disciplines Disadvantages – May not be able to work full-time Research Development: Helpful Early Steps Join a research team – Research Assistant or Volunteer Attend research meetings/conferences Subscribe to research journals From day 1, PUBLISH – Your best student paper – A special experience – Letters to the editor in response to a publication Participate in a study or evaluation in the setting of your employment – JCAHO requires ongoing quality evaluations Requirements for Successful Research Projects Expertise in Content area Expertise in Methodologies Ability to develop close relationships with interdisciplinary research team Organization/ Management/Leadership Support Credible and engaged with relevant clinical/community partner Doing important work from society’s perspective How to pick a Research Program? Decision evolves What do you love? What do you what to know? What is a burning interest? What would you think about or be concerned about and do if you never planned to work a day in your life? What are your special strengths/talents? STUDY WHAT YOU KNOW Many Sources of Funds But Difficult to Obtain Own organization Local businesses and Foundations Professional Organizations Small Grant 25,000-50,000 R15 150,000 R21 Exploratory/Developmental Research R01 Investigator Initiated – New Investigator (~3-4 yrs after PhD) – Senior Investigator Potential Funding Examples Dissertation Awards – AHRQ Dissertation Funding – NIMH Dissertation Funding New Initiative for Minority Students – NRSAs Post-Docs in Health Services Research – Institutional – Individual Integrating EVIDENCE and DATA with Decision-Making Policy Practice Education Administration Interdisciplinary Research Teams National, State Policy making Boards and Task Forces Review Committees