Post-traumatic Stress Disorder and Substance Use Disorders
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Transcript Post-traumatic Stress Disorder and Substance Use Disorders
Post-traumatic Stress Disorder
in Addictions
Elisa Triffleman, MD
The Public Health Institute,
Berkeley, CA
Yale University School of
Medicine, New Haven, CT
Outline of Presentation:
I. Diagnosis and Screening
II. Epidemiology and Comorbidity
III. Neurobiology and Treatment
Approaches
Outline of Presentation:
I. Diagnosis and Screening
II. Epidemiology and Comorbidity
III. Treatment Approaches
The DSM-IV Definition
of Trauma:
“Criterion A.: The person has been
exposed to a[n]…event in which both of
the following were present:
“1. The person experienced, witnessed,
or was confronted with an event or events
that involved actual or threatened death
or serious injury, or a threat to the
physical integrity of self or others….
DSM-IV Trauma:
“2. The person’s response involved
intense fear, helplessness or
horror…”
from: American Psychiatric Association,
Diagnostic and Statistical Manual, 4th
Edition--Text Revision, 2000.
DSM-IV Post-traumatic Stress
Disorder (PTSD)
At least 1 re-experiencing symptom:
“Classic” PTSD Symptoms
Nightmares (or evidence thereof)
Flashbacks
Intrusive memories
Physiological reactivity with reminders
Cue-related distress
DSM-IV Post-traumatic Stress
Disorder (PTSD)
At least 3 symptoms of avoidance,
numbing and estrangement:
Avoidance of internal or external cues
Emotional estrangement
Emotional numbing
DSM-IV Post-traumatic Stress
Disorder (PTSD)
Avoidance symptoms, cont’d:
Decreased interest in pleasurable or
usual activities
Psychogenic amnesia
Sense of a foreshortened future
DSM-IV Post-traumatic Stress
Disorder (PTSD)
At least 2 symptoms of hyperarousal;
Sleep disturbances
Hyperstartle
Irritability or anger outbursts
Hypervigilance
Decreased concentration
DSM-IV Post-traumatic Stress
Disorder (PTSD)
Duration and Impairment Criteria:
Occurring > 1 month post-trauma
Lasting > 1 month
Interfering with function
Subsyndromal PTSD
Also known as “partial PTSD”
No single, agreed-upon definition, but
most commonly:
2 out of 3 symptom cluster criteria,
or
1 intrusive-cluster symptom and
meeting full criteria for another symptom
cluster
Stein et al (1997) Am J Psychiatry, 154(8):1114-1119
Diagnostic Instruments
Interviews:
Clinician Administered PTSD Scale
Structured Clinical Interview for DSM-IV
(SCID) PTSD module
Structured Interview for PTSD
Diagnostic Instruments
Self-administered questionnaires:
Posttraumatic Diagnosis Scale
Coffey et al (1998): validation among detox
patients
Impact of Event Scale-Revised
Davidson Traumatic Stress Scale
PTSD Checklist
Outline of Presentation:
I. Terminology
II. Epidemiology and Comorbidity
III. Neurobiology and Treatment
Approaches
National Comorbidity Survey
PTSD prevalence: 5% males,10% female
Among those with PTSD:
Alcohol use disorders prevalence:
51.9% (OR=2.06) among males;
27.9% among females (OR=2.48)
Drug use disorders (excl nicotine):
34.5% (OR=2.97) among males, 26.9%
(OR=4.46) among females
Kessler et al. (1995) Arch Gen Psychiatry 52:1048-1060
Rates of PTSD-Substance Use
Disorders in Specific Samples
14% among community Gulf war
veterans
20% among mixed-gender substance
abuse outpatients (Triffleman, et al 1995)
Typically cited rates:30-50%
59% among community women in the
South Bronx (Fullilove, 1993)
Rates of PTSD, Cigarette Use
Beckham et al (1997): N=445 male VN
Vets:
Combat vets with PTSD smoked more
cigarettes than combat vets without PTSD
48% of PTSD+ vets vs 28% of PTSDvets smoked >25 cigs per day
Medical problems and PTSD
Higher rate of medical problems,
including:
HTN
Chronic pain disorders
Heart disease
GI disorders
Medical problems and PTSD
Higher rate of HIV risk behaviors
Kimmerling, et al (1998): Higher than
expected rates of PTSD among HIV+
women
Higher rate of mortality
Disorders co-occuring with
PTSD and addiction
Major depression and dysthymia
Anxiety disorders (panic disorder,
social phobia)
Psychotic disorders
Borderline, antisocial personality disorders
Dissociative disorders
Outline of Presentation:
I. Diagnosis and Screening
II. Epidemiology and Comorbidity
III. Neurobiology and Treatment
Approaches
Neurobiology of PTSD
Increased catecholamines, decreased
alpha-2 adrenergic receptors
HPA disturbances: decreased
glutocorticoid levels, increased
glutocorticoid receptors
Increased central corticotropin-releasing
factor
Neurobiology of PTSD
Serotonergic dysfunction
Reduced beta-endorphin levels and
increased pain thresholds
Brain Activation Changes in
PTSD
Hendler et al (2003) NeuroImage, 19: 587-600
Psychopharmacological
Approaches to PTSD
Psychopharmacotherapy for the
Dually Diagnosed
Treating the nonsubstance Axis I
disorder:
The nonsubstance Axis I disorder improves
The substance use disorder may improve, but
does not go into remission
Treatment retention improves
May have a durable effect, even after
discontinuation
Psychopharmacotherapy for the
Dually Diagnosed
Treating the Substance Use Disorder:
Any medication useful for the treatment of
addiction is useful in the treatment of dually
diagnosed individuals
But that does not mean there is a specific
psychotropic effect beyond anti-addiction
mechanism and decrease in substanceinduced psychiatric symptoms
Psychopharmacological
Approaches
In PTSD, medications are part of an
integrative strategy
As with psychotherapy, everything has
been tried
Psychopharmacological
Approaches
Antidepressants
RCT’s done in PTSD on:
SSRI’s (Fluoxetine, Paroxetine, Sertraline)
SSNRI (Mirtazapine)
TCA (Amitryptyline, Imipramine)
MAOI (Phenelzine, brofaromine)
Psychopharmacological
Approaches
Mood-stabilizing anticonvulsants (antiglutaminergic):
RCT on lamotrigine
Atypical antipsychotics
RCT’s on risperidone, quetiapine
Psychopharmacological
Approaches
Anti-adrenergic agents
RCT on Prazosin
Clonidine used frequently in children
Psychopharmacological
Approaches
Benzodiazepines:
1 RCT: Alprazolam vs placebo, 3.75
mg qD: no effect on core PTSD
symptoms
Benzodiazepines in PTSD
depends on the setting, the disorder and
the patient
Appropriate for use in intensive settings for
treatment of acute exascerbations of PTSD and
for detoxification—but still must make a clear
decision regarding continuation prior to
discharge
Should be used with caution in other settings
and for other purposes
Pharmacotherapy for PTSD-SUDs:
A case series regarding sertraline
(Zoloft):
N=9 civilian male and female subjects
Current alcohol dependence+PTSD
The severity of both PTSD and alcohol
dependence symptoms declined
significantly over the course of the 12week trial in 6 treatment-completers.
Brady et al (1995) J Clin Psychiatry 56:502-505
Psychosocial Treatment
Research Trials
in PTSD: without SUDs?
Many of the trials have included those with
concurrent PTSD-SUDs
Marks et al (1998): 17% of subjects were
alcohol dependent
Resick (2002): excluded subjects with substance
dependence, advised substance abusing
subjects not to use while in treatment
Outcomes for those with SUDS unknown
Impact of Concurrent
Treatment of PTSD-SUDs
Male veterans were at least partially in
alcohol use remission if they had attended
PTSD specialty clinics > 2x/month in
addition to regularly attending substanceabuse treatment facilities at 2 years’
follow-up.
Ouimette PC et al (2000). J Stud Alcohol, 61:247-253.
Impact of Concurrent
Treatment of PTSD-SUDs
Remission for SUDs was 3.7 times
more likely in those subjects in
treatment for PTSD during Year 1,
after controlling for outpatient
addiction treatment
Ouimette PC et al (2003) Journal of Consulting and
Clinical Psychology, 71:410-414
Psychosocial Approaches
in PTSD with SUDs
How does one address the trauma?
Discuss the trauma-related deficits
Discuss the events of the trauma
Discuss the meaning of the trauma
All or some
Psychosocial Approaches
in PTSD with SUDs
When does one address the trauma?
Never
First
Last
Throughout
Integrated Treatments for PTSD –
Substance Use Disorders
Several clinical approaches described, most for
outpatients, 1 residential-based treatment
Donovan et al (2001): male vets; completed
rehab for SUDS prior to treatment entry;
multiple treatment techniques used
Decreases in PTSD severity and number of days
of substance use
Donovan, Padin-Rivera, &Kowaliw (2001) J Traumatic Stress,
14:757-772.
Research-based Psychosocial
Treatment for PTSD-SUDS
A few have been rigorously tested:
Triffleman et al: Substance Dependence
PTSD Therapy (SDPT)=Assisted Recovery
from Trauma and Substances
Najavits et al: Seeking Safety
Back, Brady et al:
Concurrent Treatment of PTSD and Cocaine
Dependence
Research-based Psychosocial
Treatment for PTSD-SUDS
Assisted Recovery from Trauma and
Substances (ARTS; as SDPT, Triffleman
et al 1998, 2000, 2001)
Manualized Cognitive-Behavioral
Treatment with careful attention to
transference and countertransference
issues
Assisted Recovery from
Trauma and Substances
Phased, sequential treatment
Throughout: weekly – twice
weekly urine toxicology screening
ARTS
Phase I (week 1-12):
Substance use-focused, trauma-informed,
with emphasis on reduction of substance
use, based on Carroll’s (1993) CognitiveBehavioral Coping Skills Therapy
PTSD psychoeducation
PTSD and addiction-related coping skills,
including relaxation training, anger
management, assertiveness among others
Tacit motivational enhancement
ARTS
Phase II (weeks 13 and on):
Stress Inoculation
Prolonged exposure, adapted for work
with the actively addicted by a) fewer
repetitions each session; b) active
discussion after each PE; c) no tapes for
homework.
ARTS
In-vivo exposure (homework)
Could be started before or after onset of
prolonged exposure, based on individual
needs and comprehension
Continued urine tox testing, continued
therapist active query and attention to
substance use, craving, triggers
(including treatment sessions) etc.
ARTS
5 months duration
Twice-weekly hour-long sessions
Individual therapy
Outpatients
Research-based Psychosocial
Treatments for PTSD-SUDs
Najavits et al 1996: Seeking Safety
Integrative method based on Judith
Herman’s work
12-week, group therapy, 1.5 hours 2x/week
Emphasis on cognitive and coping skills
approaches
No direct discussion of the specifics of
traumatic events
Research-based Psychosocial
Treatments for PTSD-SUDs
Back, Brady et al (2001): 12-week
Concurrent Treatment of PTSD and
Cocaine Dependence
4 weeks of introduction, relapse
prevention and PTSD psychoeduction
Prolonged Exposure run concurrently
with cont’d relapse prevention
Commonalities among
Psychosocial approaches
to PTSD-SUDS
Structure
Gentle but firm limit-setting
Active monitoring of substance use,
PTSD symptoms, associated other
problems
Maintaining the focus, not just crisis
management
Commonalities among
Psychosocial approaches
to PTSD-SUDS
On-going, regularly scheduled
supervision
Videotaped therapy sessions
Research Trials
Triffleman (2000, 2001): Subjects in
ARTS attend more sessions over more
weeks
Substance abuse outcomes and PTSD
severity decreases equally in
comparison with Twelve-step
Facilitation therapy (Nowinski, Baker &
Carroll, 1993)
Research Trials
In order to examine PTSD-specific
components, pilot trial contrasted ARTS
with Cognitive-Behavioral Coping Skills
Therapy (CBT; Carroll et al, 1993, 1998)
for substance use disorders in a sample of
opiate dependent civilians receiving
opiate-agonist medical maintenance
ARTS vs CBCST: Major
Inclusion Criteria
Have a lifetime substance dependence
disorder on SCID
Self-reporting > 1 day of substance use
in the past 30 days –or– having a
positive urine toxicology screen
Full lifetime PTSD and current full or
partial PTSD (2/3 symptom clusters) on
the CAPS
ARTS vs CBCST: Major
Exclusion Criteria
Unable/unwilling/contraindicated to
discontinue current other psychosocial
treatment
Imminently suicidal, homicidal
Acutely manic, chronically psychotic
ARTS vs CBCST: Baseline
characteristics
Demographics (N=36):
Mean age: 44 + 8 years old
56% female
47% African-American, 35% Caucasian
80% unemployed
32% on probation or parole
ARTS vs CBCST: Baseline
characteristics
83% designated heroin as major problem
substance on the ASI
Mean: 4.1 + 1.9 lifetime substance
dependence disorders
ARTS vs CBCST: Baseline
characteristics
Index traumas: Traumatic bereavement
(16), Interpersonal victimization (11),
Witnessed interpersonal victimization
(6), Other (3)
Mean baseline CAPS severity: 65.7+
21.7; 78% had full current PTSD
ARTS vs CBCST: Outcomes
ARTS subjects attended more sessions
(mean: 26.1 +10.1) than CBCST subjects
(mean=18.8+ 10.7; Log-rank 7.83,
p<.005)
Including more sessions during the
PTSD-focused phase (10.5+ 5.0 sessions)
than CBCST (5.9+ 5.2; Breslow=6.31,
p=.01)
ARTS vs CBCST: Outcomes
CAPS PTSD severity declined over time
(F=46.64, df=1,247, p<.0001)
Declines vs baseline during follow-up
were 39-43% in both conditions
Effect sizes from 1.25 – 1.61; ARTS
ES at 18 month follow-up was 2.25.
ARTS vs CBT
ARTS vs CBCST: Outcomes
On the self-administered Posttraumatic
Diagnosis Scale, both conditions showed
net declines
Group (F=5.46, df=1,37, p=.02), time
(F=64.98, df=1,682, p<.0001) and
group-by-time effects (F=8.52, df=1, 682,
p<.005) present.
ARTS vs CBCST: Outcomes
ARTS had fewer heroin-positive urine
toxicology screens (44%) vs CBCST
(55%; log-rank =7.45, p<.01)
No differences in numbers of stimulantpositive tox screens (54% throughout the
protocol)
ARTS vs CBCST: Outcomes
ASI drug composite severity scores
showed decreases
ASI drug composite severity scores were
associated with the interaction of time
((F=3.67, df=1,262, p=.05) and whether
the subject was receiving opiate agonist
medical maintenance (F=36.26,
df=1,271, p<.0001)
ARTS vs CBCST: Conclusions
Subjects preferentially remained in ARTS
despite the presence of exposure-based
treatment techniques
Subjects improved in PTSD severity in
both conditions, but with differences in
time course on the PDS
ARTS vs CBCST: Conclusions
Subjects in ARTS showed fewer heroinpositive urine toxicology screens, perhaps
as a function of remaining in treatment
Subjective reports regarding drug use
were affected by whether subjects were on
or off opiate-agonist maintenance
Other PTSD-SUDS
Research Trials
Najavits (1996): Open, uncontrolled trial of
N=17 treatment completers showed
decreases in PTSD severity
Hien (2000): N=100, comparing Seeking
Safety and Cognitive-Behavioral Coping
Skills Therapy: equivalent outcomes
through 6-month follow-up; return to
baseline at 9 months
Back, Brady et al (2001): uncontrolled trial,
high rates of drop-out within first four
weeks
Vicarious Traumatization
Can occur in anyone with sufficient
exposure
Those with less training are more at risk
Preventative strategies:
Talk, talk, talk: get supervision, talk with a
work-buddy, talk with religious/spiritual leader
or peers, friends, etc.
Good Self-care habits
Conclusions
PTSD-SUD is:
Commonly occurring
Often associated with other disorders
Difficult but feasible to treat with a
variety of methodologies