Transcript Slide 1

#Horizon2020
#SME_Instrument
Δρ. Ηρακλής Αγιοβλασίτης
Εθνικό Κέντρο Τεκμηρίωσης (ΕΚΤ)
1ο Μέρος
• Horizon 2020
• The SME Instrument: Deep Dive
• ΕΚΤ & ΕΕΝ
2ο Μέρος:
• Οδηγός υποβολής πρότασης βήμαπρος-βήμα
Horizon 2020
3
4
What is Horizon 2020
o
o
Commission proposal for a 80 billion euro
research and innovation funding
programme (2014-2020)
A core part of Europe 2020, Innovation Union
& European Research Area:
- Responding to the economic crisis to invest in future
jobs and growth
- Addressing people’s concerns about their livelihoods,
safety and environment
- Strengthening the EU’s global position in research,
innovation and technology
Impact of R&D on economic recovery
4.0
Average R&D investment, 2004-2009
SE
FI
3.5
3.0
DK
DE
AT
2.5
FR
2.0
BE
NL
UK
LU
1.5
IE
CZ
ES
PT IT
EE
1.0
0.5
0.0
-5.0
HU
EL
LV
-4.0
-3.0
-2.0
-1.0
RO LT
BG
0.0
SK
CY
1.0
2.0
GDP growth, 2010
PL
3.0
4.0
5.0
6.0
•1. Excellent
science
•2. Industrial
leadership
•3. Societal
challenges
Idea
•1. Excellent
science
Production
•2. Industrial
leadership
•3. Societal
challenges
Solution
Academia
•1. Excellent
science
Academia
+
Industry
•2. Industrial
leadership
•3. Societal
challenges
Academia
+
Industry
+
End-users
Priority 1 | Excellent science
•
•
•
•
Why:
World class science is
the foundation of
tomorrow’s
technologies, jobs and
wellbeing
Europe needs to
develop, attract and
retain research talent
Researchers need
access to the best
infrastructures
Priority 2
| Industrial leadership
• Why:
• Europe needs more
innovative SMEs to
create growth and jobs
• Strategic investments
in key technologies
(e.g. advanced
manufacturing, microelectronics) underpin
innovation across
existing and emerging
sectors
• Europe needs to attract
more private
investment in research
and innovation
Priority 3 | Societal challenges
• Why:
• EU policy objectives
(climate, environment,
energy, transport etc)
cannot be achieved
without innovation
• Breakthrough solutions
come from multidisciplinary
collaborations, including
social sciences &
humanities
• Promising solutions need
to be tested,
demonstrated and scaled
up
Types of actions
Research &
Innovation Actions
(RIA)
•100%
•3 entities minimum
SME Instrument
•70-100%
•Only SMEs
•1 entity minimum
Innovation Actions
(IA)
Coordination &
Support (CSA)
•70-100%
•3 entities minimum
•100%
•1 entity minimum
Fast track to
innovation
PCPs/PPPs
•Maximum 5 entities
•> 2015
•Multi-annual framework
partnerships
Research Grants
Mobility Grants
•ERC
•Marie Sklodowska Curie
Types of actions
Specific Challenge Collaborative Research Projects
Research &
Innovation Actions
(RIA)
•100%
•3 entities minimum
Commercial SME Instrument
innovation
•70-100%
•Only SMEs
•1 entity minimum
Networks
Innovation Actions
(IA)
Coordination &
Support (CSA)
•70-100%
•3 entities minimum
•100%
•1 entity minimum
Fast track to
innovation
PCPs/PPPs
•Maximum 5 entities
•> 2015
•Multi-annual framework
partnerships
Research Grants
Mobility Grants
•ERC
•Marie Sklodowska Curie
Market-driven
R&D
Bottom-up
Academic grants
Horizon 2020
SME support: integrated approach
20 %
budgetary
target in
LEITs & SC
Collaborative
projects
'Innovation
in SMEs'
Eurostars II
Enhancing Innovation
Capacity
Fellowships
Access to Risk Finance
13%
SME instrument
7% = ~3 bn €
Public access
ECAS login
http://ec.europa.eu/research/participants/portal/desktop/en/home.html
WORK PROGRAMME 2014/2015Example of Topic
•
‘ICT 18-2014'
•
'Specific
challenge'
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'Scope'
•
'Expected
impact'
•
'Type of
action'
H2020 WP 2014-2015 Useful Info (1)
•
Portal of HORIZON 2020:
http://ec.europa.eu/programmes/horizon2020/
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How to get funding?:
http://ec.europa.eu/programmes/horizon2020/en/how-get-funding
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Participant portal?:
http://ec.europa.eu/research/participants/portal/desktop/en/home.html
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How to participate?:
http://ec.europa.eu/research/participants/portal/desktop/en/funding/index.html
•
H2020 Online Manual (registration, user account, find partners)
http://ec.europa.eu/research/participants/docs/h2020-fundingguide/index_en.htm
• Reference Documents / General Introduction 2014-2015:
http://ec.europa.eu/research/participants/data/ref/h2020/wp/2014_2015/ma
in/h2020-wp1415-intro_en.pdf
H2020 WP 2014-2015 Useful Info (2)
•
General annexes (You can see it also as a part of every call):
http://ec.europa.eu/research/participants/data/ref/h2020/wp/2014_2015/ann
exes/h2020-wp1415-annex-ga_en.pdf
•
Reference Documents / Main WP, Focus areas:
http://ec.europa.eu/research/participants/portal/desktop/en/funding/referenc
e_docs.html#h2020-work-programmes-2014-15-main-wp
•
Proposal templates for Research and Innovation Actions (RIA) and Innovation
Actions (IA):
•
http://ec.europa.eu/research/participants/data/ref/h2020/call_ptef/pt/h2020
-call-pt-ria-ia_en.pdf
Example of administrative forms and template for Coordination and Support
Actions (CSA):
http://ec.europa.eu/research/participants/data/ref/h2020/call_ptef/pt/h2020
-call-pt-ria-ia-csa_en.pdf
H2020 WP 2014-2015 Useful info (3)
•
H2020 RULES FOR PARTICIPATION:
http://ec.europa.eu/research/participants/data/ref/h2020/legal_basis/rules_parti
cipation/h2020-rules-participation_en.pdf
•
Horizon 2020 Helpdesk
http://ec.europa.eu/research/participants/portal/desktop/en/support/research_
enquiry_service.html
•
Research Enquiry Service
http://ec.europa.eu/research/index.cfm?pg=enquiries
•
H2020 WP 2014 – 2015 Open calls:
http://ec.europa.eu/research/participants/portal/desktop/en/opportunities/h20
20/index.html
•
The full list of H2020 WP 2014 - 2015 Calls
http://ec.europa.eu/research/participants/portal/desktop/en/opportunities/h2
020/master_calls.html
H2020 WP 2014-2015 Useful Info (4)
• Self-evaluation
forms: Form 1: Research and
innovation actions; Innovation actions; SME
instrument Form 2: Coordination & support
actions:
http://ec.europa.eu/research/participants/data
/ref/h2020/call_ptef/ef/h2020-call-ef-ria-iacsa_en.pdf
The SME
Instrument
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Why participate?
• Rank among the best
European SMEs
• Visibility at a European and
global level
• Business/management
coaching
• Networking opportunities
• Support for follow-up
financing
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Desired SME profile
• For innovative SMEs with an ambition to
develop, grow and have an international
impact
• Focused on established SMEs with high
growth potential
• Single company support (consortia of
several SMEs possible)
• Activities at TRL 6 or above
• No obligation for applicants to
sequentially cover all three phases; still
a "linear" process is strongly encouraged
• 70% funding (exceptions possible)
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Technology Readiness Levels
TRL 0: Idea. Unproven concept, no testing has been performed.
TRL 1: Basic research. Principles postulated and observed but no experimental
proof available.
TRL 2: Technology formulation. Concept and application have been formulated.
TRL 3: Applied research. First laboratory tests completed; proof of concept.
TRL 4: Small scale prototype built in a laboratory environment ("ugly"
prototype).
TRL 5: Large scale prototype tested in intended environment.
TRL 6: Prototype system tested in intended environment close to expected
performance.
TRL 7: Demonstration system operating in operational environment at precommercial scale.
TRL 8: First of a kind commercial system. Manufacturing issues solved.
TRL 9: Full commercial application, technology available for consumers.
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Timeline
• March 3, 2014
Open for submissions
• May 15, 2014
Evaluation starts
• 18 June 2014
First cut-off date for Phase 1
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The 3 Project Phases
Phase 1 - Concept &
Feasibility Assessment
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€50 000 in EU funding
o
Feasibility study
o
o
Initial 10 page business
proposal to be drafted
6 months in duration
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The 3 Project Phases
Phase 2 – Innovation Project
o
o
o
o
Between €0.5 million and €2.5
million in EU funding.
Develop project through
innovation strategy
Draft a more developed, 30 page
business plan
1-2 years in duration
31
The 3 Project Phases
Phase 3 – Market launch
o
o
o
o
o
No stand-alone phase!
No direct funding
Extensive support and
coaching
Facilitate access to risk finance
Additional support and
networking opportunities (EEN)
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Themes for 2014-2015
In 2014 and 2015 the SME Instrument will sponsor SMEs
operating within 13 themes:
• ICT: open disruptive
innovation
• Greener and more integrated
transport
• Nanotech, or other advanced • Eco-innovation and
tech for manufacturing and
materials
• Space research and
development
• Diagnostics devices and
biomarkers
• Sustainable food production
and processing
• Blue growth
• Low carbon energy systems
sustainable raw material
supply
• Urban critical infrastructure
• Biotechnology-based industrial
processes
• Mobile e-government
applications (2015 only)
• SME business model
innovation (2015 only)
33
E.g.
ICT-37
Specific Challenge: The challenge is to provide support to a large set of
early stage high risk innovative SMEs in the ICT sector. Focus will be on
SME proposing innovative ICT concept, product and service applying new
sets of rules, values and models which ultimately disrupt existing
markets.
The objective of the ODI is threefold:
• Nurture promising innovative and disruptive ideas;
• Support their prototyping, validation and demonstration in real world
conditions;
• Help for wider deployment or market uptake.
Proposed projects should have a potential for disruptive innovation and
fast market up-take in ICT.
In particular it will be interesting for entrepreneurs and young innovative
companies that are looking for swift support to their innovative ideas.
The ODI objective will support the validation, fast prototyping and
demonstration of disruptive innovation bearing a strong EU dimension.
Scope: ODI will be implemented through the SME instrument which
consists of three separate phases and a coaching and mentoring service
for beneficiaries. Participants can apply to Phase 1 with a view to
applying to Phase 2 at a later date, or directly to Phase 2.
ICT-37
Expected impact:
· Enhancing profitability and growth performance
of SMEs by combining and transferring new and
existing knowledge into innovative, disruptive
and competitive solutions seizing European and
global business opportunities.
· Market uptake and distribution of ICT
innovations.
· Increase of private investment in innovation,
notably through private co-investments and/or
follow-up investments in successfully supported
SMEs.
· The expected impact should be clearly
substantiated in qualitative and quantitative
terms (e.g. on turnover, employment, market
seize, IP management, sales, return on
investment and profit).
Amount of projects
• Varies between themes
E.g. from 90 for Phase 1 and 26 in
Phase 2 for ICT innovation;
to 8 in Phase 1 and 2 in Phase 2 for
Biotech
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H2020 SME instrument: Total Volume
Overall ~2,8 B€ over 2014-2020
10%
5,200
Phase 1
projects
88%
~15002500 Phase
2 projects*
2% coaching
Phase 3
0,5 to 2,5 M€
50 k€ lump sum
Funding
*Depending of funding per project
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Themes
High risk ICT innovation
Nanotech, or other
advanced tech for
manufacturing and
materials
Call id 2014
Call id 2015
Phase 1
Phase 2
Phase 1
Phase 2
ICT-37-2014-1
90 projects €4.5m
ICT-37-2014
~26 projects €40m
ICT-37-2015-1
90 projects €4.5m
ICT-37-2015
~26 projects €40m
NMP-25-2014
~13 projects €19m
NMP-25-2015-1.
47 projects €2.4m
NMP-25-2015
14 projects €21m
NMP-25-2014-1
43 projects €2.2m
Space research and
development
Space-SME-2014-1
17 projects €0.8m
Space-SME-2014-2
~5 projects €7.5m
Space-SME-2015-1
18 projects €0.9m
Space-SME-2015-2
~13 projects €7.7m
Diagnostics devices and
biomarkers
PHC-12-2014-1
132 projects €6.6m
PHC-12-2014
~38 projects €53m
PHC-12-2015-1
90 projects €4.5m
PHC-12-2015
~26 projects €40m
Sustainable food
production and
processing
SFS-08-2014-1
18 projects €0.9m
SFS-08-2014
~5 projects €8m
SFS-08-2015-1
18 projects €1.7m
SFS-08-2015
~10 projects €15m
BG-12-2014
1-2 projects €2.6m
BG-12-2015-1
10 projects €0.5m
BG-12-2015
2-3 projects €4m
Seas and oceans (Blue
growth)
BG-12-2014-1
6 projects €0.3m
Low carbon energy
systems
SIE-01-2014-1
67 projects €3.4m
SIE-01-2014
~20 projects €29m
SIE-01-2015-1
74 projects €3.7m
SIE-01-2015
~22 projects €31m
Greener and more
integrated transport
IT-1-2014-1
72 projects €3.6m
IT-1-2014
~21 projects €32m
IT-1-2015-1
78 projects €3.9m
IT-1-2015
23 projects €34m
Eco-innovation and
sustainable raw material
supply
SC5-20-2014-1
~34 projects €1.7m
SC5-20-2014
~10 projects €15m
SC5-20-2015-1
38 projects €1.9m
SC5-20-2015
~11 projects €17m
Urban critical
infrastructure
DRS-17-2014-1
14 projects €0.7m
DRS-17-2014
4 projects €6m
DRS-17-2015-1
14 projects €0.7m
DRS-17-2015
~4 projects €6.5m
Biotechnology-based
industrial processes
BIOTEC-5a-2014-1
8 projects €0.4m
BIOTEC-5a-2014
~2 projects €3.3m
BIOTEC-5b-2015-1
5 projects €0.2m
BIOTEC-5b-2015
1 project €2m
Mobile e-government
applications
-
-
INSO-9-2015-1
8 projects €0.4m
INSO-9-2015
~2 projects €3.5m
SME business model
innovation
-
-
INSO-10-2015-1
22 projects €1.1m
INSO-10-2015
~6 projects €9m
38
Call Organisation
• Open call: Submissions can be submitted any
time, and will be immediately evaluated
• 4 cut-off dates per year (March, June,
September, December) for ranking and finance
decisions
• Budget: For 2014 5% of the combined budget of
SC and LEIT, overall minimum 7% of these
combined budget. Total is roughly € 3 billion.
39
Evaluation process
• Remote evaluation
• No consensus meetings
• Short standardised feedback
• No negotiations
• Only one application per company allowed for all
phases
40
Evaluation criteria
• Possible economic impact
• Excellence in innovation
• Commercialisation potential
• SME potential achieving the
envisaged results
• Evaluation can be stopped if
proposals fail to achieve a
threshold for 'impact' criterion
41
Award criteria
Excellence (1):
Impact (weight of 1.5):
Clarity and pertinence of
the objectives;
The expected impacts listed in the work
programme under the relevant topic;
Credibility of the
proposed approach;
Enhancing innovation capacity and
integration of new knowledge;
Soundness of the concept,
including transdisciplinary
considerations; where
relevant;
Strengthening the competitiveness and
growth of companies by developing
innovations meeting the needs of European
and global markets and, where relevant, by
delivering such innovations to the markets;
Extent that proposed
work is ambitious, has
innovation potential, and
is beyond the state of the
art (e.g. ground-breaking
objectives, novel
concepts and
approaches).
Any other environmental and socially
important impacts (not already covered
above);
Effectiveness of the proposed measures to
exploit and disseminate the project results,
(including management of IPR), to
communicate on the project, and to manage
research data where relevant.
Quality of the
implementation (1):
Coherence and effectiveness
of the work plan, including
appropriateness of the
allocation of tasks and
resources;
Complementarity of the
participants within the
consortium (when relevant);
Appropriateness of the
management structures and
procedures, including risk and
innovation management.
Business coaching
• Coaches will drive the
performance of the
organisation (leadership
development)
• Coaches suggested by EEN,
and selected by the SME
• Business coaching covered:
o
o
Phase 1: 3 days
Phase 2: 12 days
43
EKT | EEN
44
EKT: Εθνική Υποδομή για Έρευνα & Καινοτομία
• Συγκέντρωση, οργάνωση και παροχή τεκμηριωμένης
πληροφόρησης για έρευνα, τεχνολογία & καινοτομία
• Ανάπτυξη προηγμένων υποδομών για ανοικτή
πρόσβαση σε επιστημονικό περιεχόμενο & ψηφιακές
υπηρεσίες
• Έκδοση δεικτών για πολιτικές με επιστημονική
τεκμηρίωση
• Υποστήριξη Έρευνας & Καινοτομίας:
- Εθνικό Σημείο Επαφής για ευρωπαϊκά προγράμματα
- Συντονιστής του Enterprise Europe Network-Hellas
EKT: Εθνική Υποδομή για Έρευνα & Καινοτομία
Εθνικό Πληροφοριακό Σύστημα Έρευνας & Τεχνολογίας
Ηλεκτρονική Υποδομή για ανοικτή
πρόσβαση σε περιεχόμενο/υπηρεσίες
http://www.epset.gr
Metrics
(www.ekt.gr/metrics):
-Έκδοση επίσημων δεικτών
για την έρευνα και την
καινοτομία
-Μελέτες για την ελληνική
συμμετοχή σε προγράμματα
ΕΚΤ: Εθνικό Σημείο Επαφής στον Ορίζοντα 2020
Άριστη Έρευνα:
• Ευρωπαϊκό Συμβούλιο Έρευνας
• Νέες & Αναδυόμενες Τεχνολογίες
• Δράσεις Marie Sklodowska Curie
• Ερευνητικές Υποδομές
Κοινωνικές Προκλήσεις:
• Τεχνολογίες Πληροφορίας & Επικοινωνιών
• Υγεία, δημογραφική αλλαγή και ευημερία
• Ασφαλής, καθαρή και αποδοτική ενέργεια
• Επιστήμη στην κοινωνία, Διεύρυνση συμμετοχής,
Καινοτόμες κοινωνίες
• Eυρατόμ
Βιομηχανική Υπεροχή: Πρόσβαση στη χρηματοδότηση
Ένα παγκόσμιο δίκτυο για τις μικρομεσαίες επιχειρήσεις
Χρηματοδοτείται από το Πρόγραμμα «Ανταγωνιστικότητα και
Καινοτομία» (Competitiveness & Innovation Program CIP 2007-2013)
Enterprise Europe Network
600 συνεργαζόμενοι φορείς, 54 χώρες,
> 3.000 εξειδικευμένα στελέχη,
17 ομάδες εμπειρογνωμόνων σε διάφορους
βιομηχανικούς τομείς
“one stop
shop no wrong
door”
Enterprise Europe Network - Hellas
http://www.enterprise-hellas.gr
Υπηρεσίες
Πληροφόρηση επιχειρήσεων για θέματα Ευρωπαϊκής Ένωσης

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
Υπηρεσίες διεθνούς επιχειρηματικής συνεργασίας
Ενημέρωση σχετικά με ευρωπαϊκά προγράμματα, πρωτοβουλίες και
χρηματοδοτικά εργαλεία
Υπηρεσίες προς την ΕΕ για θέματα κοινοτικής νομοθεσίας και πολιτικών μέσω
διαβουλεύσεων και ανατροφοδότησης από μικρομεσαίες επιχειρήσεις
Υπηρεσίες μεταφοράς τεχνολογίας και καινοτομίας

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Παροχή πληροφόρησης σε θέματα νομοθεσίας, διανοητικής ιδιοκτησίας και
χρηματοδοτικών προγραμμάτων
Διάχυση και αξιοποίηση ερευνητικών αποτελεσμάτων
Διαμεσολάβηση για διεθνείς τεχνολογικές συνεργασίες
Υποστήριξη της συμμετοχής ΜΜΕ στα προγράμματα Ε&ΤΑ της ΕΕ

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Εντοπισμός αναγκών ή στόχων μικρομεσαίων επιχειρήσεων σε θέματα
Έρευνας και Τεχνολογικής Ανάπτυξης και αναζήτηση εταίρων για συμμετοχή
σε ερευνητικές προτάσεις
Υποβοήθηση στη δημιουργία ερευνητικών προτάσεων
Πώς μπορώ να
δραστηριοποιηθώ σε
αγορά του εξωτερικού;
Δικαιούμαι ευρωπαϊκή
χρηματοδότηση;
Αναζητώ επιχειρηματικό
συνεργάτη στο εξωτερικό…
Πώς μπορώ να προωθήσω μια δική μου
καινοτόμο τεχνολογία;
Τι σημαίνει η συγκεκριμένη
ευρωπαϊκή νομοθεσία για την
επιχείρησή μου;
Events…
• Mission for Growth – Athens
o
11 Μαρτίου 2014, Αθήνα
• Marimatch 2014
o
4-5 Ιουνίου 2014, Αθήνα
• WIRE 2014
o
11-12 Ιουνίου 2014, Αίγλη Ζαππείου
http://www.enterprise-hellas.gr
Το ελληνικό δίκτυο σε αριθμούς
45.262 Απαντήσεις σε ερωτήματα ευρωπαϊκού περιεχομένου
22.473 Εξειδικευμένες συμβουλευτικές υπηρεσίες
13.412 Υπηρεσίες συμβουλευτικής υποστήριξης για πρόσβαση σε ευρωπαϊκά
χρηματοδοτικά προγράμματα
185 Οργανώσεις (ή συμμετοχές) εκδηλώσεων μεταφοράς τεχνολογίας
163 Οργανώσεις (ή συμμετοχές) επιχειρηματικών αποστολών
&
409 Συμφωνίες διεθνικής επιχειρηματικής συνεργασίας:
97 Τεχνολογικές - 133 Εμπορικές - 179 Ερευνητικές
2008-2012
Ευχαριστώ!
•
•
[email protected]
@hercagio