Transcript Slide 1

Electronic Self-Service Business Center
Web Filings
Search for entities, people or
documents
Order certificates & copies
Available 24/7
Business and Public Filings Division
Electronic Self-Service Business Center
 Automates many revenue functions;
 Eliminates manual entry of document information
reducing government costs and increasing efficiency;
and
 Expedites receipt of filed or rejected document or
fulfillment of copies/certificate requests by using
email notification.
Business and Public Filings Division
Electronic Self-Service Business Center
Subscription Service--$1.00 per search.
 Fee waived if order placed in
connection with search results or search
function used during entry of a web filing.
Business and Public Filings Division
Electronic Self-Service Business Center
To file documents you must be a regular subscriber.
Required Software: Adobe Acrobat Reader 4.0 or better
and unzip utility such as WinZip 7.0 or better.
If a Spam filtering service is used, make sure that
[email protected] is allowed through without
being filtered to ensure delivery of emails containing
notification regarding documents/orders.
Business and Public Filings Division
Where else can you receive…
 Expedite Service Without the Expedite Fee!
 Response by Close of Next Business Day for Filings
 2 Hour Response for Certificates of Fact
 Plain or Certified Copies Within 4 Business Days
Online Name Reservations Are Recommended!!
Filing dates not restricted by 5:00 p.m.
Business and Public Filings Division
Available Filings
Initial Filings (Formation Documents & Registrations)
• Name reservations
• Name registrations
• Formation filings (domestic & foreign entities)
• LLP registrations
Business and Public Filings Division
Available Change Filings
Assumed name certificates
Change to registered agent/office
Dissolutions, cancellations, & withdrawal of domestic &
foreign entities
Tax forfeiture reinstatements
PA’s annual statements, nonprofit and LP periodic reports
Name change amendments (business corp. & PC only)
Business and Public Filings Division
Business and Public Filings Division
Business and Public Filings Division
Business and Public Filings Division
Name Availability Issues
Increasingly difficult to find an available name.
Failure to meet entity name standards is the most
common reason for rejection.
There are statutory, as well as, administrative
requirements.
Recent upgrade to SOS search program should enhance
your name availability searches on the web.
Business and Public Filings Division
Name Availability
Names Cannot Be:
Same as another entity name;
Deceptively similar to another entity name; or
Similar to another entity name without the previously
filed entity’s consent.
Business and Public Filings Division
Name Availability Issues
Letters of Consent
Names that are the same or deceptively similar cannot be filed
even if the entities are related or affiliated companies.
E.g., IT Ventures, Inc. vs. IT Ventures, LP
Letters of consent are allowed for entity names that are similar.
E.g., IT Ventures, LLC vs. IT Venture Partners, Ltd.
A letter of consent should be unequivocal and unconditional.
Business and Public Filings Division
Name Availability
Do Not Assume...
 That the SOS has reviewed state registered
trademarks, federal trademarks, or assumed name filings
when determining “availability” of an entity name.
 That your interpretation of an SOSDirect search of an
entity name means that the name is available and that the
document will be filed.
Business and Public Filings Division
Name Availability
Do Not Assume...
That the filing of the name by the SOS gives the business
entity the right to use of the name. BOC, current law, and
common law provide that:
• The issuance of the certificate does not authorize use
of the name in violation of the rights of another under
the federal Trademark Act, the Texas Trademark Act,
the Assumed Business or Professional Name Act, or
the common law.
Business and Public Filings Division
Reminder
 All name availability determinations provided by
telephone or by email are preliminary!
Do not enter into contracts
or initiate regulatory
filings based on a
preliminary name
availability determination.
Business and Public Filings Division
Name Availability
Texas Administrative Code may be found on our web site at
www.sos.state.tx.us under the Texas Register icon.
The rules are contained in Title 1, Part 4, Chapter 79,
Sections 79.30-79.54 of the Texas Administrative Code.
Business and Public Filings Division
End of Year Filings and BOC
Business and Public Filings Division
End of Year Filings and BOC
Prior law will govern
formation filings received
and accepted for filing on
or before December 31,
2005.
BOC will govern formation
filings received on or after
January 1, 2006.
Business and Public Filings Division
End of Year Filings and BOC
Date of receipt by the SOS rather than date of
execution or date of mailing will control whether prior
law or BOC will apply to formation document.
A rejected document will receive a new date of
receipt on its resubmission.
REMINDER:
LLC filing fees will increase 1/1/06.
Business and Public Filings Division
End of Year Filings and BOC
If you wish to ensure that your formation filing is
governed by prior law:
 Use
an assured delivery method;
 File
through SOSDirect before 5 p.m. December
31, 2005, if possible; or
 File
early and use delayed effective provisions.
Business and Public Filings Division
End of Year Filings--Caveats
Entities created with a delayed effective date of January
1, 2006 or later will be subject to BOC provisions.
Conversions submitted with a delayed effective date of
January 1, 2006 or later:
 BOC
will apply to converted entity. BOC applies to
filing fee associated with conversion and formation.
Business and Public Filings Division
End of Year Filings--Caveats
Mergers submitted with a delayed effective date of
January 1, 2006 or later:
 BOC
will apply to any new domestic filing entity
created by the plan of merger.
 BOC
formation fee for each domestic filing entity
created by the plan of merger must be included in
filing fee.
Business and Public Filings Division
Tips on Doing Business with SOS
Include a cover letter with a daytime telephone
number or cell phone number.
When in doubt of fees or procedures, please call.
Use SOSDirect for services and
filings, if feasible.
www.sos.state.tx.us
Business and Public Filings Division
Tips on Doing Business with SOS
Send separate checks when submitting multiple
documents.
Provide evidence of prior name reservation when
submitting corresponding instrument.
SIGN THE DOCUMENT--We do not accept
documents with conforming signatures.
Don’t ask legal staff to waive a statutory requirement.
Business and Public Filings Division
Need Help? Contact the SOS
• E-mail your problem, question, or concerns, if lengthy.
•[email protected] availability
questions
•[email protected] questions
•E-mail naming convention:
[email protected]
• If you have a spam filter be sure to allow acceptance of
SOS e-mails.
Business and Public Filings Division
Need Help? Contact the SOS
If you leave a voice-mail message for one of the
attorneys, please repeat your name & telephone
numbers—clearly and slowly.
Robert Sumners
(512) 463-5590
Mike Powell
(512) 463-9856
Nahdiah Hoang
(512) 475-0218
Business and Public Filings Division