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RATING QUALITY OF EVIDENCE AND STRENGTH OF RECOMMENDATIONS IN GI USING THE GRADE FRAMEWORK AGA Clinical Practice & Quality Management Committee Teleconference 17 Oct 2008 Yngve Falck-Ytter, M.D. Assistant Professor of Medicine Case Western Reserve University, Cleveland Division of Gastroenterology, Case and VA Medical Center Disclosure In the past 4 years, Dr. Falck-Ytter received no personal payments for services from industry. His research group received research grants from Valeant and Roche that were deposited into nonprofit research accounts. He is a member of the GRADE working group which has received funding from various governmental entities in the US and Europe. Some of the GRADE work he has done is supported in part by grant # 1 R13 HS016880-01 from the Agency for Healthcare Research and Quality. Content Background and rationale for revisiting guideline methodology The GRADE approach Grading the quality of evidence and strength of recommendations in GI Hierarchy of evidence Randomized Controlled Trials Cohort Studies and Case Control Studies Case Reports and Case Series, Non-systematic observations Expert Opinion BIAS Expert Opinion Expert Opinion STUDY DESIGN Reasons for grading evidence? People draw conclusions about the quality of evidence and strength of recommendations Systematic and explicit approaches can help protect against errors, resolve disagreements communicate information and fulfill needs Change practitioner behavior However, wide variation in approaches GRADE working group. BMJ. 2004 & 2008 Grading used in GI CPGs AASLD AGA ACG I RCTs, well designed, n↑ for suff. stat. power I Syst. review of RCTs II 1+ properly desig. RCT, n↑, clinical setting II-2 Cohort or casecontrol analytical studies II 1 large welldesigned clinical trial (+/- rand.), cohort or casecontrol studies or well designed metaanalysis II-3 Multiple time series, dramatic uncontr. experiments III Clinical experience, descr. studies, expert comm. III IV Not rated IV Non-exp. studies >1 center/group, opinion respected authorities, clinical evidence, descr. studies, expert consensus comm. I RCTs II-1 Controlled trials (no randomization) Opinion of respected authorities, descrip. epidemiology III Publ., well-desig. trials, pre-post, cohort, time series, case-control studies ASGE A. Prospect. controlled trials B. Observational studies C. Expert opinion 6 Limitations of existing systems Confuse quality of evidence with strength of recommendations Lack well-articulated conceptual framework Criteria not comprehensive or transparent GRADE unique breadth, intensity of development process wide endorsement and use conceptual framework comprehensive, transparent criteria Focus on all important outcomes related to a specific question and overall quality GRADE Working Group David Atkins, chief medical officera Dana Best, assistant professorb Martin Eccles, professord Francoise Cluzeau, lecturerx Yngve Falck-Ytter, associate directore Signe Flottorp, researcherf Gordon H Guyatt, professorg Robin T Harbour, quality and information director h Margaret C Haugh, methodologisti David Henry, professorj Suzanne Hill, senior lecturerj Roman Jaeschke, clinical professork Regina Kunx, Associate Professor Gillian Leng, guidelines programme directorl Alessandro Liberati, professorm Nicola Magrini, directorn James Mason, professord Philippa Middleton, honorary research fellowo Jacek Mrukowicz, executive directorp Dianne O’Connell, senior epidemiologistq Andrew D Oxman, directorf Bob Phillips, associate fellowr Holger J Schünemann, professorg,s Tessa Tan-Torres Edejer, medical officert David Tovey, Editory Jane Thomas, Lecturer, UK Helena Varonen, associate editoru Gunn E Vist, researcherf John W Williams Jr, professorv Stephanie Zaza, project directorw a) Agency for Healthcare Research and Quality, USA b) Children's National Medical Center, USA c) Centers for Disease Control and Prevention, USA d) University of Newcastle upon Tyne, UK e) German Cochrane Centre, Germany f) Norwegian Centre for Health Services, Norway g) McMaster University, Canada h) Scottish Intercollegiate Guidelines Network, UK i) Fédération Nationale des Centres de Lutte Contre le Cancer, France j) University of Newcastle, Australia k) McMaster University, Canada l) National Institute for Clinical Excellence, UK m) Università di Modena e Reggio Emilia, Italy n) Centro per la Valutazione della Efficacia della Assistenza Sanitaria, Italy o) Australasian Cochrane Centre, Australia p) Polish Institute for Evidence Based Medicine, Poland q) The Cancer Council, Australia r) Centre for Evidence-based Medicine, UK s) National Cancer Institute, Italy t) World Health Organisation, Switzerland u) Finnish Medical Society Duodecim, Finland v) Duke University Medical Center, USA w) Centers for Disease Control and Prevention, USA x) University of London, UK Y) BMJ Clinical Evidence, UK GRADE uptake GRADE: Quality of evidence The extent to which our confidence in an estimate of the treatment effect is adequate to support particular recommendation. Although the degree of confidence is a continuum, we suggest using four categories: High Moderate Low Very low 11 Quality of evidence across studies Outcome #1 Outcome #2 Outcome #3 Quality: High Quality: Moderate Quality: Low III V II IB Determinants of quality RCTs start high Observational studies start low What lowers quality of evidence? 5 factors: Detailed design and execution Inconsistency of results Indirectness of evidence Imprecision Publication bias What is the study design? 14 1. Design and execution Study limitations (risk of bias) Lack of allocation concealment No true intention to treat principle Inadequate blinding Loss to follow-up Early stopping for benefit 2. Consistency of results Look for explanation for inconsistency patients, intervention, comparator, outcome, methods Judgment variation in size of effect overlap in confidence intervals statistical significance of heterogeneity I2 Heterogeneity Pagliaro L et al. Ann Intern Med 1992;117:59-70 17 3. Directness of Evidence Indirect comparisons Interested in head-to-head comparison Drug A versus drug B Infliximab versus adalimumab in Crohn’s disease Differences in patients (early cirrhosis vs end-stage cirrhosis) interventions (CRC screening: flex. sig. vs colonoscopy) outcomes (non-steroidal safety: ulcer on endoscopy vs symptomatic ulcer complications) 4. Imprecision Small sample size small number of events wide confidence intervals uncertainty about magnitude of effect 5. Reporting Bias (Publication Bias) Reporting of studies publication bias number of small studies Reporting of outcomes Quality assessment criteria Quality of evidence Study design Lower if… High (4) Randomized trial Study limitations (design and execution) Moderate (3) Low (2) Very low (1) Inconsistency Observational study Indirectness Imprecision Higher if… What can raise the quality of evidence? Publication bias 21 BMJ 2003;327:1459–61 22 Quality assessment criteria Quality of evidence Study design Lower if… Higher if… High (4) Randomized trial Study limitations Large effect (e.g., RR 0.5) Very large effect (e.g., RR 0.2) Inconsistency Evidence of dose-response gradient Indirectness All plausible confounding would reduce a demonstrated effect Moderate (3) Low (2) Very low (1) Observational study Imprecision Publication bias 23 Categories of quality High Further research is very unlikely to change our confidence in the estimate of effect Moderate Further research is likely to have an important impact on our confidence in the estimate of effect and may change the estimate Low Further research is very likely to have an important impact on our confidence in the estimate of effect and is likely to change the estimate Very low Any estimate of effect is very uncertain 24 Judgments about the overall quality of evidence Most systems not explicit Options: Benefits Primary outcome Highest Lowest Beyond the scope of a systematic review GRADE: Based on lowest of all the critical outcomes 25 GRADE evidence profile Strength of recommendation “The strength of a recommendation reflects the extent to which we can, across the range of patients for whom the recommendations are intended, be confident that desirable effects of a management strategy outweigh undesirable effects.” Although the strength of recommendation is a continuum, we suggest using two categories : “Strong” and “Weak” Desirable and undesirable effects Desirable effects Mortality reduction Improvement in quality of life, fewer hospitalizations/infections Reduction in the burden of treatment Reduced resource expenditure Undesirable effects Deleterious impact on morbidity, mortality or quality of life, increased resource expenditure Determinants of the strength of recommendation Factors that can weaken the strength of a recommendation Explanation Lower quality evidence The higher the quality of evidence, the more likely is a strong recommendation. The larger the difference between the desirable and undesirable consequences, the more likely a strong recommendation warranted. The smaller the net benefit and the lower certainty for that benefit, the more likely is a weak recommendation warranted. The greater the variability in values and preferences, or uncertainty in values and preferences, the more likely weak recommendation warranted. The higher the costs of an intervention – that is, the more resources consumed – the less likely is a strong recommendation warranted. Uncertainty about the balance of benefits versus harms and burdens Uncertainty or differences in values Uncertainty about whether the net benefits are worth the costs Developing recommendations Implications of a strong recommendation Patients: Most people in this situation would want the recommended course of action and only a small proportion would not Clinicians: Most patients should receive the recommended course of action Policy makers: The recommendation can be adapted as a policy in most situations Implications of a weak recommendation Patients: The majority of people in this situation would want the recommended course of action, but many would not Clinicians: Be prepared to help patients to make a decision that is consistent with their own values/decision aids and shared decision making Policy makers: There is a need for substantial debate and involvement of stakeholders Where GRADE fits in Prioritize problems, establish panel Systematic review Searches, selection of studies, data collection and analysis Prepare evidence profile: Quality of evidence for each outcome and summary of findings Assess overall quality of evidence Decide direction and strength of recommendation Draft guideline Consult with stakeholders and / or external peer reviewer Disseminate guideline Implement the guideline and evaluate GRADE Assess the relative importance of outcomes Critical Outcome Critical Outcome Important Outcome Not High Moderate Low Very low Summary of findings & estimate of effect for each outcome Systematic review Grade down P I C O Outcome 1. 2. 3. 4. 5. Grade up RCT start high, obs. data start low Risk of bias Inconsistency Indirectness Imprecision Publication bias 1. Large effect 2. Dose response 3. Confounders Guideline development Formulate recommendations: • For or against (direction) • Strong or weak (strength) By considering: Quality of evidence Balance benefits/harms Values and preferences Revise if necessary by considering: Resource use (cost) Rate overall quality of evidence across outcomes based on lowest quality of critical outcomes • • • • “We recommend using…” “We suggest using…” “We recommend against using…” “We suggest against using…” Conclusions GRADE is gaining acceptance as international standard Criteria for evidence assessment across questions and outcomes Criteria for moving from evidence to recommendations Simple, transparent, systematic Transparency in decision making and judgments is key