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Structural
actions
2000-2006
Structural Funds Evaluation
A VIEW FROM THE EUROPEAN
COMMISSION
Anna Burylo,
DG Regional Policy,
Evaluation Unit
EU-Regional Policy
1
Structural
actions
2000-2006
PRESENTATION
1. Evaluation of Structural Funds
(2000-2006)
2. Evaluation Capacity Building
3. Programming and the Evaluation Life
Cycle
4. Ex Ante Evaluation
5. Mid Term Evaluation
6. Ex Post Evaluation
7. Ongoing Evaluation
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Structural
actions
2000-2006
EVALUATION OF
STRUCTURAL FUNDS (2000-2006)
Set out in Regulation 1260/1999 on
General Provisions on the Structural
Funds:
Ex Ante Evaluation (Art. 41)
Mid Term Evaluation (Art. 42)
Ex Post Evaluation (Art. 43)
Also important:
Quantification (Art. 36)
Cost Benefit Analysis - Major
Projects (Art. 26)
Performance Reserve (Art. 44)
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Structural
actions
2000-2006
EVALUATION CAPACITY BUILDING
Objective – the capacity to produce high
quality evaluations for learning (how to
achieve greater impact) and accountability
(what have we achieved with public money)
Evaluation as a management tool
Linkage to the monitoring system
Challenges
Having a mandate and an Evaluation Plan
– clarity of role
Appropriate numbers of qualified staff
Institutionalising evaluation
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PROGRAMMING AND EVALUATION
LIFE CYCLE
Structural
actions
2000-2006
EA
MT
Evaluation Life Cycle
EA
EP
MT
EA
EP
ongoing
evaluation
EP
Programming
Period
93 94 95 96 97 98 99
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00 01 02 03 04 05 06
07 08 09 10 11 12 13
14 15
Key: EA: ex ante, MT: mid-term, EP: ex post
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Structural
actions
2000-2006
EX ANTE EVALUATION – ROLE & AIMS
Serves as a basis for preparing Plans and
Programmes
Provides the rationale for the intervention
and financial allocations across priorities
Evaluates anticipated socio-economic
results and impacts
Assesses the quality of implementation,
monitoring and evaluation arrangements
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Structural
actions
2000-2006
EX ANTE EVALUATION ORGANISATION
Responsibility of those preparing Plans
and Programmes
Should be an interactive process
Working Paper of the Commission (No. 2) –
to be updated for 2007-2013 period
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Structural
actions
2000-2006
MID TERM EVALUATION ROLE AND AIMS
To improve the quality and relevance of
programming through
examination of any changes in the
programme environment and programme
performance to date, and
making any necessary changes required
to maximise the impact of the programme
For 2007-2013, mid term evaluation will
become ongoing evaluation
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Structural
actions
2000-2006
The Mid Term Evaluation Update - 2005
For current Member States - an
update – not full review of strategy,
themes, etc.
New Member States to be involved
also
Focus on Outputs, Results, Impacts
Opportunity to include some
evaluation questions on issues
arising in the programme, if
necessary
Preparation for ex ante evaluation
2006 and ex post evaluation 2009
Draft working paper for discussion
in June
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Structural
actions
2000-2006
EX POST EVALUATION –
ROLE & AIMS
To establish:
Effectiveness, efficiency and impact in
relation to economic and social cohesion
Factors contributing to the success or
failure of implementation and the
achievements and results, including
sustainability
(1999 Regulation – for ex post to be carried out by
end 2009)
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Structural
actions
2000-2006
EX POST EVALUATION CHALLENGES FOR CURRENT PERIOD
To be complete by end of 2009 – but
expenditure continues to end 2008.
Evaluations across 25 very diverse
Member States
How to involve the Member States
One contract per Objective? (not required
in the regulation)
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Structural
actions
2000-2006
EX POST EVALUATION –
CURRENT THINKING
Link update of Mid Term Evaluation to
requirements of Ex Post
Work with Member States from 2005
onwards
Split contracts into thematic areas
Draft working paper for discussion later in
2004
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Structural
actions
Ongoing Evaluation – the
Evaluation Plan
Current thinking – to replace mid term
evaluation in 2007-2013
2000-2006
Evaluation Plan – to be agreed by Monitoring
Committee and be adapted to needs –
reviewed each year
Plan should include organisation (who is
responsible), resources (human + financial)
and draft list of evaluation projects
For 2004-2006, one or two evaluations each
year, focused on systems issues, themes or
measures
2005 – start ex ante evaluation process
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