Transcript Document

This power point presentation is a summary of what you learned
during the second Risk Management session titled:
Board’ Policies and Procedures…
Before, During, and After a Disaster
Please use it to carry our message to your fellow credit union’
employees, members, chapter, and community leaders!
Thank you for attending my session!
Rich Woldt CPP, CFE
CEO: The Risk Management Learning Center
[email protected]
RMLearningCenter.com
Provided by:
Rich Woldt CPP, CFE
CEO- The Risk Management
Learning Center
ACFEI – Level III Homeland
Security Instructor
Licensed Private Detective
[email protected]
608-712-7880
RMLearningCenter.com
Credit Union Leaders of the Western
States agreed …
“The credit union movement and its
members are once again challenged by the
threat of earthquakes, wildfires, tornados,
droughts, hurricanes, and all forms of
natural and man made disasters, to include
terrorist attacks that can devastate our
homeland and economy in the
Southwestern United States!”
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Credit Union Leaders of the Western States –
Further Agreed…
• We must assemble and identify our
risks, measure our threats, and take
action to preserve, protect, and defend
our industry against all forms of
natural disaster and terrorist attacks!
• This is not the first time we’ve
assembled with such noble-a-cause…
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We Discussed How the States at Our Conference
Worked Together to Solve Annual Flooding in the
Southwestern USA and the Role the Credit Union
Movement Played During the Hoover Dam Project to
control the flooding and Stabilize the Economy!
• 1905 – 1928 The SW
• 1905 –1928 Colorado
economy is strong but
River Flooding of the
Southwest:
challenged by
• 1928 – 1934 New Mexico,
depression in 1929.
Wyoming, Colorado,
• 1934 – Credit Union
California, Utah, Arizona,
and Nevada take charge of
Leagues unite to form
the Boulder/Hoover Dam
the Credit Union
Project!
National Association
• 1935 The Hoover Dam is
& the rest is history!
Dedicated and the rest is
history!
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We discussed why credit unions are positioned better
than any other industry, anywhere in the world,
anytime in history to meet the needs of victims before,
during, and after a disaster or terrorist attack!
Risks
Risk Manager
Incident Commander
International Risk Managers
Credit Union Risk Managers (CURM)
Credit Union Members, Sponsors and Community
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Trauma Management…
“We Discussed the Underlying Causes of
Trauma and How to Work With Victims! Rich
Woldt
All victims feel…
• Guilty! They say…
– “I should have -- !”
• Fear! They worry…
– “What’s next?”
• A sense of being out of control! They ask…
– “What can we do to feel safe?”
 Remember: “The Universe of Victims!”
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We discussed Maslow’s Hierarchy of Needs
and how it’s being used to create an incident
command system for the credit unions,
credit union chapters, and their business
community!
Self
Esteem
Belonging &
Social Well-being
“Physiological Needs”
Medical Attention
Food, Shelter & Economic Well-being
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We learned why and how to support victims
24/7 before, during and after a disaster, and
how to lead them home and back to normal.
Normal Zone Briefings & Equipment
Debriefing & Decontamination
Hot Zone
“The victim’s road to recovery should be as short as possible
And involve all victims as much as possible!” Rich Woldt
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Session Benefits at a Glance…
We Learned… You Can’t Totally
Avoid Disasters, Terrorist Attacks, or
Most Life Threatening Risks, So…
We Learned How… to Identify,
Measure, and Control Risks That
Threatening Our Life and
Community!
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We Learned to Predict the Impact Disasters
Have on Your Field of Membership (FOM),
Community and Chapter…
• We learned to measure economic disparages…
between countries, communities, neighborhoods, and
neighbors…East/West German 5-1, North/South Korea 13-1,
Bourbon Street/?
• We learned the impact Katrina had on fidelity
bond risks:
– Looting, Burglary, Robbery, Forgery, Embezzlement,
Scams, Fires/Arson, Gang Reprisals, Murders, Extortion,
Vandalism, Identity Theft, Insurance Fraud, etc.
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Session Benefits at a Glance…
• We Reviewed… The evolution from Disaster
Recovery to Business Resumption & Business
Continuity to Contingency Planning!
We Introduced “Contingency Management,”
The “Incident Command System,” and discussed
the role chapters will play during the next
disaster or terrorist attack… We discussed the…
“Pyramid Road to Recovery!”
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We discussed how the Incident Command
System’s been used since the 1940s to
fight wildfires, floods, earthquakes,
hurricanes, tornados, volcanoes and
terrorist attacks in the western states!
Incident Commander
Safety
Information
Liaison
Operations
Planning
Staging Area
Strike Force
Mission or Task
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Logistics
Finance
We Provided Support for
Carrying the Message Home!
• Finally: you received handouts to teach the
incident command system, lead first
responders to the rescue, evacuees out of
harms way, and victims to full recovery!
• The handouts provided can be downloaded from
RMlearningCenter.com. Just click on the fuchsia
handout boxes titled handouts for the 2006
Western States Volunteers Conference.
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We also learned to “Google” and
focus on risks threatening our
community and country!
Local Risk Assessments...
Start with a “Google" search on the risk and city in
which you're doing your study.
For example, burglary Sturgeon Bay,
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We Reviewed Risk
Management Principles!
Two Types of Risks: Pure & Speculative.
Three Risk Management Steps:
Identify, Measure, and Control.
Five Risk Management Controls:
Avoid, Reduce, Spread, Assume, and Transfer;
and…
Two Ways to Measure Risks:
Frequency & Severity.
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And Contingency Planning - Fundamentals:
We discussed what’s been learned from experience
and outlined performance standards to follow
during the next disaster.
• Set the “tone from the top”
– Or you’ll be pushing a rope uphill!
• Select appropriate plan writers and alternates,
– Or you’ll miss important details!
• Designate and train “Recovery” Teams:
– Damage Assessment Team (DAT)
– Disaster Recovery Team (DRT)
• Focus on “Your Worst Case Scenarios”
• Write plans that will help you survive, recover and grow!
– RMLC faculty recommend the “Parking Lot” Approach
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And, Discussed “Contingency Management”
and “The Incident Command System!”
Incident Commander
Safety
Information
Liaison
Operations
Planning
Staging Area
Strike Force
Mission or Task
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Logistics
Finance
We discusses the
Emergency Operations
Center (EOC)
•
•
•
•
•
•
Security is Job #1
Location
Facilities, Utilities & Equipment
Floor Plan
Operations
Staging Area Design & Management:
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And Missions Carried Out by
OPERATIONS:
1) First: Life Safety
2) Next: Communications
3) Third: House-in-place or Evacuate
4) Fourth: Relocation & Tracking
5) Fifth: Property Protection & Security
6) Sixth: Reconstruction &
Resettlement?
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We Discussed the (5) “Key”
Functions of Operations:
• Life safety: First aid, evacuation, & tracking victims through recovery.
• Protect Property: Physical property from fire, vandalism, the
elements, etc.
• Transport Victims: From danger to shelter, food, telephones and
entertainment.
• Communicate: Notifying friends, family and fellow employees. Includes
proactively handling the media.
• Rebuild: Facilitate Rebuilding and Recovery based on Maslow’s
Hierarchy of Needs.
It’s a shift to The “Incident Command System.”
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And the design and deployment of
an effective Staging Area
• A place to assemble,
inventory and dispatch
response and recovery
assets.
• May need several staging
areas flexible enough to
relocate.
Assets enter and are cleared and inventoried on
one end and Recovery personnel and resources
flow in one end of the site and out the other!
Hot
Zone
Demilitarized Zone
Response and Recovery Zone
Recovery Zone
Back to Normal Zone
• Staging Area Manager
reports to Incident
Commander or
Operations Section
Chief.
• The incident will determine
the type, size and staging
area design:
Staging Areas
Staging area entry/exit, parking,
security, access controls, etc.
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And we reviewed the “Virtual”
Incident Command System Used
When Ivan Struck Jamaica!
Incident Commander
Risk Manager
Safety
Liaison
Information
Planning
Operations
Staging Area
Strike
Contingency
Planners
Task &
Mission
Response Teams
Damage Assessment
Disaster Recovery
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Logistics
Finance &
Administration
Victims:
Insurance/Bonding
Credit Unions
Members, Etc.
CUNA Mutual
Claims
ARMS
We highlighted Reporting
Instructions For First Responders:
• Dress For Success: Your “personal” preparation is most
important. Depending on the nature of the incident, anticipated weather,
climate, duration of the event, etc., pack appropriate clothing, work shoes,
gloves, eye protection, head gear, and personal items such as extra glasses,
flash lights and batteries, water packs, back packs, sun screen, chap sticks, etc.
• Family Briefings: Before leaving home, hold “Family
Briefings” to ensure everyone is aware of where you’re going, what you’ll be
doing, how to contact you while gone, and when you estimate you’ll be home.
• Arrange to call a designated telephone number that is
equipped with an answering machine at a specific time
each week to report your status to an adult family
member.
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And Offered Advice for Victims
and Those Forced to Evacuate:
• Create personal identification packages:
provide each family member with a “personal identification package”
that includes a pictured ID with physical description (age, height,
weight, hair color, distinguishing characteristics such as scars, tattoos,
etc.) Also, include a “medical needs form” listing
medications needed, how often, and where to obtain prescription
medications. Provide children with arm bracelets that
can’t easy be removed indicating their name, age, home
address, school, etc.) The goal is to provide adults and the red
cross with enough information to track your children if they are lost
during an evacuation. Place recent family pictures and a
duplicate of each family member’s package in one
envelope to be carried by the head of the household.
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Neil Purtell & John Vardallas
• In the morning
Neil covered the
increased fraud
and scams
associated with
disasters and…
• Than conducted a
session on
“Understanding
the Arabic Culture.
• Sessions conducted by
John Vardalls pulled
it all together and set
our course into the
future!
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Thank You!
Credit Union Volunteers for
attending the… 2006
Western States Volunteers
Conference in Las Vegas!
Call me if you need help
sharing this Risk
Management message at
your next chapter meeting!
Rich Woldt CPP, CFE
CEO- The Risk Management Learning Center
Licensed Private Detective
[email protected]
608-712-7880
RMLearningCenter.com