Transcript G.J. O’Mahoney Presentation

National Instrument 24-101
Institutional Trade Matching & Settlement
Implementation Phase
Jane Davis
Executive Director, Canadian Capital Markets Association
March 14, 2007
Agenda
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Welcome and Introductions
About the CCMA
Overview of National Instrument 24-101
Buy-Side, Sell-Side & Custodian Perspectives
Questions & Answer Period
2
The Panel
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Shaun Fluker, Legal Counsel, Alberta Securities
Commission
Jane Depraitere, Director of Operations, Mawer
Investment Management
Kris Sanker, BMO Nesbitt Burns, Manager, Trade
Settlement/Securities Lending
3
CCMA Board &
Observers
Mission Statement
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Enhance the global competitiveness of Canada’s
capital markets through a forum of industry
experts who provide leadership and direction to
the investment community.
5
Committee Structure
CCMA Board of Directors
Finance Committee
Executive Committee
Subcommittee of the Board
Secretary
CCMA
(Executive Director)
Custodian
Subcommittee
(CSC)
Buy-Side
Subcommittee
(BSSC)
Sell-Side
Subcommittee
(SSSC)
Communication
& Education
Working Group
(CEWG)
Legal/
Regulatory
Working
Group
(LRWG)
6
January 2007
NI 24-101
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Effective April 1, 2007
Phased-in transitional performance target dates over
an approximate three-year period
Documentation in place by October 1, 2007
Exception reporting in February 2008
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National Instrument 24-101
Institutional Trade Matching & Settlement
Implementation Phase
Jane Davis
Executive Director, Canadian Capital Markets Association
March 14, 2007