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How to prove that you are being useful - a guide to system level metrics in urgent and emergency care Dr Ian Sturgess Partner, NHS Interim Management and Support Senior Clinical Lead, Emergency Care Intensive Support Team A whole system perspective Focus on CDM and more effective responses to urgent care needs – ACS condition management Clear operational performance framework and integrated in to primary care Improved integration with primary care responders Front load senior decision process incl primary care General Practice & GP OOH Communit y Support Ambulance Service & GP OOH Discharge Process Health Promotion A+E MAU/SAU/ Short Stay Optimise ambulatory emergency care Inpatient Wards Redesign to left shift LOS Information flow converting the unheralded to the heralded Preventative/ Predictive care Disease management Managed populations Alternatives to acute admission settings Alternative access for diagnosis Alternative settings for therapy Alternative sites for discharge Alternative sites for readmission “Quality begins with intent, which is fixed by management.” W. E. Deming, Out of the Crisis, p.5 3 System Level Improvement? How Do You Know? • Be clear about your aim statement – with a definable system level improvement metric(s) – how much by when and how measured. • Measure some key ‘Process’ metrics. • Ignore balancing metrics at your peril! • Use Statistical Process Control effectively Clarify what your aim is. 1. Promote healthy living and independence. 2. Attendance and admission avoidance at times of acute care need. 3. Reducing length of stay and readmissions by effective early supported discharge 4. End of Life care All are amenable to having a definable ‘aim statement’ with a linked system level impact metric, a process metric and a balancing metric. The Three Faces of Performance Measurement Improvement Accountability Research Aim Improvement of care Comparison, choice, reassurance, spur for change New knowledge Methods: Tests are observable No test; merely evaluate current performance Test blinded or controlled tests Accept consistent bias Measure and adjust to reduce bias Design to eliminate bias • Sample Size “Just enough” data, small sequential samples Obtain 100% of available, relevant data “Just in case” data • Flexibility of Hypothesis flexible, changes as learning takes place No hypothesis Fixed hypothesis • Testing Strategy Sequential tests No tests One large test • Determining if a Change is an Improvement Run charts or Shewhart control charts No change focus Hypothesis, statistical tests (t-test, F-test, chi square), p-vlaues • Confidentiality of the Data Data used only by those involved with improvement Data available for public consumption and review Research subjects’ identities protected Aspect • Test Observability • Bias Hypothesis 6 Focus on the Vital Few! There are many things in life that are interesting to know. It far more important, however, to work on those things that are essential to quality than to spend time working on what is merely interesting! The challenge, therefore, is to be disciplined enough to focus on the essential (or vital few) things and set aside those things that might be interesting but trivial! 7 System Levels Example Nursing Services Macrosystem Mesosystem Nursing Divisions Microsystem Frontline Nursing Units Source: Bojestig, Jonkoping CC Sweden 8 Building a Cascade of Measures Outcome - system level eg admissions, death, harm, Institutionalisation etc L1 System L2 Board & CEO Process + Outcome L3 Service Line L4 Process (+ Outcome) Microsystems: Units, Depts L 5 Physician & Patient Individual Process Metrics Adapted from Lloyd & Caldwell Drivers Secondary Drivers Appropriate use of intensive hospital services (ICU care) Hospital Care SWVMC CAMC Memorial Hermann (Sepsis + CHF) Identification of patient severity and wishes with respect to end of life care Timely referral to palliative care / hospice options Identification of provider responsible for coordination Appropriate Utilization of Resources at the End-of-Life Coordination of Care Execution of a shared treatment plan (all providers and patient and family) Utilization Measures (last six months of life) •Hospital days •ICU days •Physician visits Lehigh Handoff management Assist patient and family to establish goals and intention Patient and Family Support Preparation of family caregivers to cope with exacerbation 24 hour access to appropriate services Provider Supply Availability of providers Availability of resources Managing the Streams Identify the stream – Short stay Sick specialty – Allocate early to teams skilled in that stream Sick frail Complex Number of patients 250 Short stay – manage to the hour Maximise ambulatory care 200 150 100 50 Clarity of specialty criteria Specialty case management plan at Handover – no delays Green bed days vs red bed days Minimise handover Decompensation risk Early assertive management Green bed days vs red bed days Complex needs – how much is decompensation? Detect early and design simple rules for discharge 0 1 3 5 7 9 11 13 15 17 19 21 23 25 27 29 31 33 35 37 39 41 43 45 47 49 51 53 55 57 59 Length of stay (days) The road to ruin: Capacity plans and contracts based on average past activity Fail to account for variation in demand + Fail to deliver required activity to meet demand Income less than expected Fail to account for variation in capacity Guarantee waiting times beyond emergency and elective targets Increased variations in capacity Reduces effective capacity Increased staff overtime & waiting list initiatives Increased costs Cost cutting initiatives Impact – Beds occupied – Total Objective – Hard Red Lines Aim – Reduce Acute beds occupied to SPC mean of 600 or less + reduce crude in-hospital mortality rate by 10% + a fall in SCHMI by 31st March 2012 Process measure – The whole system action plan etc etc ie holding the system to account not just the acute sector. Balancing – Deliver a decrease in Long term care ie more patients returning to live at home. No increase in 30 day re-admission rate Trust NEL Admissions and Discharges Aim – Reduce emergency admissions – by 20 by 31st March 2012 Processes – RAT in A+E, 10 Care improvements, improved EoL care etc Balancing - prevent any increase in institutional care Zero LOS Discharges - Trust Excl paediatrics, midwifery and obstetrics Aim – Increase zero LOS Process – deliver AEC Balancing – Reduce overall NEL admissions 2 midnights or less LOS Discharges Trust Aim – Increase short stay discharges Process – deliver AEC + short stay review process Balancing – Reduce overall NEL admissions In-Patients with LOS 14 days or more Trust Aim – Reduce I/P with LOS 14 + to 75 or less by 31st March 2012 Process – Early identification of at risk group, CGA, early supported discharge schemes Balancing – no increase in institutional care – aim for a reduction in over 75s in Long term Care Background to Statistical Process Control (SPC) • Introduced by Walter Shewhart (Bell Telephone Laboratories 1924) • The method was exported to Japan in the 1950s, where it was successfully applied in industry. • SPC techniques “demonstrate the simplicity and power of control charts at guiding their users towards appropriate action for improvement”. 1 1. Mohammed MA, Cheng KK, Rouse A, Marshall T. Bristol, Shipman, and clinical governance: Shewhart's forgotten lessons. Lancet 2001; 357(9254):463-467 Can you identify the flaws in the following “dashboard?” Measure Acute MI Core Measures Congestive Heart Failure Core Measures Pneumonia Core Measures Press-Ganey Patient Satisfaction OR Turnover Time Falls Medication Errors Total Knee and Hip Infection Rates Surgical Site Infection Rates for Cardiac Surgery Time to answer nurse call lights on all Med/Surg Units Current Performance 6 Decile National, 4h decile State Goal for 2007 2 state decile or above 4th Decile National, 2nd decile State 2nd State decile or above 3rd Decile National, 1st Decile State 2nd State decile or above 57% Rate us “Excellent” Statistically significant improvement i.e 62% “Excellent” rating 15 minutes Less than 5 per 1000 patient days Less than 7 per 1000 patient days h 22 minutes 7 per 1000 patient days 5.1 per 1000 patient days (from Nurse Variance Reports) 1.2% 4.2% nd Less than 4.1 % i.e. Better (lower) than 50th %tile for NNIS Less than 10.4% i.e. Better (lower) than 50th %tile for NNIS We are developing a standard measure, We are aiming to achieve significant and will report in future meetings to improvement in timeliness of Board on this initiative response to patients concerns. Given two different numbers, one will always be bigger than the other! What action is appropriate? Something very important! Last month This month What does this data tell us? Patients treated 650 600 550 500 450 400 350 300 Jan07 Feb07 Mar07 Apr07 May07 Jun07 Jul07 Aug- Sep07 07 Oct07 Nov- Dec- Jan07 07 08 Feb08 Mar08 Apr08 May08 Jun08 Jul08 Aug- Sep08 08 Oct08 Nov- Dec08 08 Variation in a system is normal 1 • The variation is caused by factors that are inherent in the system over time • They affect all outcomes • This is ‘common cause’ variation or • The causes are ‘unassignable’ • Common cause variation can be reduced by tackling things that affect the process all the time 1. Roberts T. Understanding variation [Online] July 2005 [cited July 2009]; [17 Pages] Available from: http://www.evidencebasedpractice.org.uk/documents/presentations/spc_TEBPCJune2005.ppt Some variation may not be normal 1 • The factors are not present in the process all the time • They do not affect everybody • They arise because of specific circumstances • This is ‘special’ or ‘assignable’ cause variation. 1. Roberts T. Understanding variation [Online] July 2005 [cited July 2009]; [17 Pages] Available from: http://www.evidencebasedpractice.org.uk/documents/presentations/spc_TEBPCJune2005.ppt Two types of SPC chart • If you want to compare different individuals, units or hospitals etc over a single time period, a ‘funnel chart’ may be helpful • If you want to compare a single individual, unit or hospital over different time periods, a ‘time chart’ may be helpful Anatomy of an SPC ‘Funnel Chart’ Chart title Non Elective COPD admissions/ /100 100 COPD Patients Patients admissions Elective Non 60.0 Likely Special Cause Variation Practices with higher or lower than average admissions may be explained by a variety of factors 50.0 Upper 99.8% 40.0 Upper 95% 30.0 Overall Mean 20.0 Likely Common Cause Variation Lower 95% Lower 99.8% 10.0 Likely Special Cause Variation 0.0 0 50 100 150 200 250 Size COPD ListList Size Example data for illustrative purposes only 300 The Improvement Process 100 90 80 70 60 50 40 30 20 10 0 Special causes present unpredictable Process predictable Time Process improvement 3 Dangers to Beware Of… • Reacting to special cause variation by changing the process • Ignoring special cause variation by assuming “its part of the • process” • Do not compare more than one process