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DAIDS IPCP-HTM NIH/NIAID: 1st IPCP on Rectal Microbicides Developments (2004-2011) Two Phase 1 Clinical Trials: RMP-01: Topical UC781 (single & 7-day topical) RMP-02 / MTN-006: Tenofovir (single oral, single & 7-day topical) Peter Anton, UCLA: PI Ian McGowan, MWRI/University of Pittsburgh: co-PI NIH/NIAID: 2nd IPCP on Rectal Microbicides Developments (2009-2014) Ian McGowan, MWRI/University of Pittsburgh: PI Outline Intent context Assays for use in RM trials 1st Phase 1 RM Clinical Trial utilizing assays: RMP-01 (UC781) 2nd Phase 1 RM Clinical trial: RMP-02/MTN-006 (Tenofovir) NIH IP/CP Assay Optimization: selected for Phase 1 Assay factors addressed prior to trial (some still to address) : Apply to both vaginal and rectal samples Anticipate effect of standard clinical trial / home use such as enemas/douches/gels (osm; pH; dilution effect) Sequence of sample collection: inherent confounder Multi-site trials: determine where samples (Flow, explants etc) collected versus where/when processed (fresh, frozen, O/N, batched: 1 lab?) Semen/seminal fluid alter results/drug delivery? Same with sexual activity / trauma • Relevance for interpreting “biopsy infection” experiments Compartment dilution effect on delivered drug concentrations? • Quantify [microbicide] likely exposed to tissue. Challenge much greater in rectal than cervicovaginal explants NORMATIVE VALUES: to assess implications/actions of “out-ofrange” values (and then: clinical relevance) NIH IP/CP HPTN 056: Characterization of Baseline Mucosal Indices of Injury and Inflammation in Men for Use in Rectal Microbicide Trials Pre-Phase 1 rectal safety study: normative ranges; inherent variability Primary Objective Determine variability of mucosal immunological, virological and histopathological parameters in biopsies from 10cm & 30cm in the recto-sigmoid colon in 4 defined study groups (n=16): I. II. III. IV. HIV-/RAIHIV-/RAI+ HIV+/RAI+: high PVL HIV+/RAI+: high PVL Secondary Objective Determine within group stability of defined measures over time (3 flexible sigs over 6 weeks) & biological variability between groups Assays Histopathology (qual/quant); flow cytometry, tissue cytokine mRNA, rectal secreted Ig, tissue VL) Total: 48 procedures; 1,440 biopsies McGowan et al, HPTN 056 JAIDS 2007 HPTN-056: Data Analysis Data analyzed by group means Subject variability around means explored Definitions: • Sig: within subject standard deviation • Tau: between subject standard deviation • Intra-class correlation (ICC) [ICC = Tau^2/ (Tau^2 + Sig^2)] • ICC thresholds – >0.75 shows strong stability – >0.5 shows moderate stability McGowan et al, HPTN 056 JAIDS 2007 Stability of Flow Cytometry Data Mean G1 G2 G3 G4 Sig Tau ICC CD3% 68 66 74 70 5.5 9.8 0.76 CD4% 42 41 12 29 4.0 8.0 0.81 CD8% 29 28 62 45 5.2 11.9 0.84 CD31% 68 66 73 70 5.6 9.9 0.76 CD19% 32 30 26 37 7.4 8.3 0.56 ICC: Intra-class correlation >.75 shows strong stability McGowan et al, HPTN 056 JAIDS 2007 Stability of Cytokine Data Mean G1 G2 G3 G4 Sig Tau ICC RANTES 4.1 4.5 4.9 4.1 0.28 0.49 0.75 2.7 3.2 3.3 3.0 0.29 0.50 0.74 2.7 3.2 2.6 2.8 0.28 0.43 0.70 (log10) IFN-g (log10) IL-10 (log10) ICC: Intra-class correlation >.75 shows strong stability McGowan et al, HPTN 056 JAIDS 2007 Where to sample…”explants” Colorectal (10cm) Colonic (30cm) Colorectal (higher than 10cm) Upper intestinal tract (systemic delivery to targets) When to sample…explants Real-life factors: bowel movements, prep, pre/post sexual prep, menses Drug trial factors: how long post exposure, frequency, # samples Safe to sample…? NIH IP/CP Colorectal: Biopsy location X X NIH IP/CP Colorectal Biopsy safety and location NIH IP/CP RM Clinical Relevance: Selection Site for Explants Concentration ~10cm Microbicide ~30cm Success Failure HIV Anus + effect? Rectum no effect? Colon Ano-Rectal Distance Diagram courtesy: C Hendrix) Rectal Explant Model used in RM Clinical Trials: “ex vivo biopsy infection” experiments HIV-1 infected and washed explants a) Explants transferred by transfer pipet to a dry petri-dish, cut-side down Mounted explants transferred to well of 24well plate containing 500ul of explant medium Explant media soaked collagen rafts b)1 cm2 raft placed atop the explant and inverted. Media 100% exchanged q 3 days for ~2 weeks (D1/D4/D7/D11/D14) Supernatant frozen for batched p24 ELISA (= qPCR of HIVRNA) Fletcher et al AIDS 2006 A PHASE 1 SAFETY AND ACCEPTABILITY STUDY OF THE UC-781 MICROBICIDE GEL APPLIED RECTALLY IN HIV SERONEGATIVE ADULTS: RMP-01 P Anton, T Saunders, A Adler, C Siboliban, E Khanukhova, C Price, J Elliott, K Tanner, Ana Ventuneac, Alex Carballo-Dieguez, J Boscardin, Y Zhao, W Cumberland, AM Corner, C Mauck, I McGowan UCLA, NIH, CONRAD submitted Rectal Biopsy Infections ex vivo: RMP-01 Samples acquired endoscopically (large-cup forceps): 14 biopsies at each site (10cm and 30cm) NO DRUG ADDED TO EXPLANTS (except at V2): all drug applied in vivo To laboratory and set up within 2 hours HIV (pre-determined strain, titers) applied to explants, incubated 2 hrs Biopsies washed (>3-5 times), then mounted on gelfoam, placed in well of 24-well plate; incubated for 12-14 days. Controls: media (uninfected control); UC781 at baseline visit only to demonstrate in vitro efficacy Supernatants for p24 taken every 3 days (100%); each time point is mean of 2 biopsies pooled; cumulative p24 graphed NIH IP/CP Confidence from RMP-01 UC781 RM trial (n=36; 3 arms) (V2 = baseline) (V3 = single topical application UC781) V2 UC781 0.10% UC781 0.25% 22000 20000 18000 16000 14000 12000 10000 8000 6000 4000 2000 0 22000 20000 18000 16000 14000 12000 10000 8000 6000 4000 2000 0 V3 Cumulative P-24 at Day 14 (pg/ml) in vivo exposed 22000 20000 18000 16000 14000 12000 10000 8000 6000 4000 2000 0 Cumulative P-24 at Day 14 (pg/ml) 10cm Cumulative P-24 at Day 14 (pg/ml) HEC Placebo V2 22000 20000 18000 16000 14000 12000 10000 8000 6000 4000 2000 0 V2 V3 Visit 22000 20000 18000 16000 14000 12000 10000 8000 6000 4000 2000 0 V2 V3 Visit V3 Visit Cumulative P-24 at Day 14 (pg/ml) 30cm V2 V3 Visit Cumulative P-24 at Day 14 (pg/ml) ex vivo infected Cumulative P-24 at Day 14 (pg/ml) Visit Bx infection data (V2 vs V3) 22000 20000 18000 16000 14000 12000 10000 8000 6000 4000 2000 0 104 virus titer V2 V3 Visit NIH IP/CP RMP-01 UC781 RM trial: now 102 virus titer 6000 5000 4000 3000 2000 1000 0 V2 UC781 0.10% UC781 0.25% 7000 7000 (ID=410) 6000 5000 4000 3000 2000 1000 0 V3 V2 6000 5000 4000 3000 2000 1000 0 V3 Visit 5000 Baseline variability looks same…. 4000 3000 2000 1000 0 V3 V2 V3 but only 60% infected with this titer Visit 7000 7000 Cumulative P-24 at Day 14 (pg/ml) 7000 V2 6000 Visit Cumulative P-24 at Day 14 (pg/ml) Cumulative P-24 at Day 14 (pg/ml) Visit 30cm Cumulative P-24 at Day 14 (pg/ml) 7000 Cumulative P-24 at Day 14 (pg/ml) 10cm Cumulative P-24 at Day 14 (pg/ml) HEC Placebo 6000 5000 4000 3000 2000 1000 0 V2 6000 5000 4000 3000 2000 1000 V3 Visit 0 V2 V is it V3 (V2 = baseline) (V3 = single topical application UC781) NIH IP/CP Lessons learned thus far for these types of trials: Do infectibility results from 30cm and 10cm differ: NO Need infectibility of ‘all’ baseline sample explants: YES Baseline infectibility Compare 10cm vs. 30cm for all subjects at baseline (V2) Paired t-test 102 viral dose 0.8600 104 viral dose 0.5228 No difference seen when using 36 subjects’ baseline data: “OK” to use 1 site in next trial Use higher titer virus for explant infection studies NIH IP/CP DAIDS IPCP-HTM RMP-02/MTN-006: A Phase 1, Placebo-Controlled Trial of Rectally Applied 1%Vaginal Tenofovir Gel with Comparison to Oral Tenofovir Disoproxil Fumarate P Anton1, R Cranston3, A Carballo-Dieguez4, A Kashuba5, E Khanukhova1, J Elliott1, L Janocko6,8, N Richardson-Harman7, W Cumberland9, C Mauck10, C Hendrix2,8, I McGowan6,8 UCLA: Dept. of Medicine1 & School of Public Health9, Johns Hopkins University2, University of Pittsburgh: Dept. of Medicine3 & Magee-Womens Research Institute6, Columbia University4, UNC CFAR & School of Pharmacy5, Alpha StatConsult LLC7, MTN8, CONRAD10 Presented: CROI 2011, Boston, MA Study Rationale Rectal intercourse is commonly practiced by men and women HIV transmission during receptive anal intercourse (RAI) is significantly greater per sexual act CAPRISA 004 demonstrated 39% reduction in HIV infection using 1% tenofovir gel formulated for vaginal use Given the prevalence of RAI and the success of this agent, this Phase 1 trial aimed to evaluate safety of the hyperosmolar, vaginally formulated 1% tenofovir gel when used rectally; in addition, aims were to investigate acceptability, mucosal injury and multi-compartment PK RMP-02/MTN-006 Study Design 3 stage trial at 2 sites (UCLA/MWRI): open label TDF (oral) followed by 2:1 randomization of tenofovir: HEC placebo (for single rectal topical dose; 7-day rectal topical dosing) Each dosing stage with 2 weeks of sampling (then: 2 weeks wash-out/healing) Product: Tenofovir Disoproxil Fumarate (TDF) 300mg tablet, Tenofovir 1% gel (vaginal formulation/applicator) or HEC placebo gel 8.5 months; 3.5 months/participant all 18 enrolled → completed. 100% retention (78% male; 22% female) Safety, PK / PD, acceptability Baseline Evaluation Open label Oral tenofovir (N = 18) Single rectal tenofovir (N = 18) 2:1 7 Day Rectal tenofovir (N = 18) 2:1 Each participant completed 12 visits with 8 flexible sigmoidoscopies in 3.5 months → ~2300 bx >10,000 study samples DAIDS IPCP-HTM Subject’s Samples Workflow: ‘chain of custody’ Clinical Unit Blood UCLA/MG Clin Lab (Safety labs, HIV, RPR HSV 1 & 2) Urine Magee NAAT GC/CT UCLA/MG Plasma PBMC Vaginal Sponge Rectal Swabs UCLA/MG Cytokines UCLA/MG UCLA/MG Beta HcG & U/A Rectal Sponges Magee NAAT Stool Sample Rectal Lavages UCLA/MG UCLA/MG Biopsies UCLA/MG (Sloughing Assay) MTN PK Lab GC, CT MTN Micro (rectal microflora) MTN PK Lab Magee-WRI (gram stain,pH) MTN PK Lab Genova UCAL/MG (calprotectin) (Explant Culture, Immunophenotyping PK processing MTN PK Lab UCLA Research Pathology (Qualitative) Study Endpoints Primary Objective: Safety of 1% vaginally-formulated tenofovir gel, applied rectally Endpoint: ≥ Grade 2 AE Secondary Objectives: Acceptability, Mucosal Immunotoxicity, PK Endpoints - Acceptability: - % of those at last visit liking product - likely to use the candidate in the future if helps Endpoints - Mucosal Injury: - fecal calprotectin - rectal microflora - secreted rectal cytokines - rectal epithelial sloughing - rectal histology - rectal mucosal CD4+ T cell phenotype/activation Endpoints - PK: Tenofovir/diphosphate concentrations (9-10 compartments): • Blood: plasma, PBMC, PBMC subsets (CD4+/CD4-) • Fluids: rectal fluid, vaginal fluid (sponges) • Tissue: Whole biopsy homogenates, isolated mucosal mononuclear cells (MMC) & CD4+/CD- subsets Exploratory Objective: ex vivo infectibility of in vivo exposed rectal tissue biopsies Endpoint: cumulative HIV-1 p24 levels in colorectal explant supernatants at 14d Safety All Adverse Events All Adverse Events n ORAL SD RECTAL SD Placebo RECTAL SD Tenofovir RECTAL 7-D Placebo RECTAL 7-D Tenofovir GI System Events Subjects Events Subjects Events 18 15 37 7 15 6 5 13 3 9 12 8 17 6 10 6 5 9 2 6 12 12 47 12 37 p=0.10 p=0.002 p=0.001 5 2 p=0.002 Clinical Grade 3 Events RECTAL 7-D Tenofovir 12 2 5 Acceptability 75% likely to use TFV in the future if they felt it might be helpful, despite relatively more dislike and discomfort. Mucosal Injury Indices single ORAL single RECTAL 7-day RECTAL (compared to baseline) (between groups) (between groups) no difference no difference no difference ND ND no difference no difference no difference p=0.01 no difference no difference no difference no difference no difference no difference no difference no difference no difference no difference no difference no difference no difference no difference no difference epithelial sloughing histology mucosal lymphocytes no difference no difference no difference no difference no difference no difference CD3, CD4or CD8 on CD45 CD38 or CD38 RFI on CD4 CCR5 or CCR5 RFI on CD4 HLA-DR on CD4 HLA-DR & CD38 on CD4 ND=not done no difference no difference no difference no difference no difference no difference no difference no difference no difference no difference no difference no difference no difference no difference no difference Mucosal Index fecal calprotectin rectal microflora secreted rectal cytokines IL-1b IL-6 IL-12 INFg TNFa MIP-1a RANTES p=0.03 no difference no difference DAIDS IPCP-HTM PK: TFV Exposure in Plasma Tenofovir Plasma Concentration median (IQR) 1000 Tenofovir Concentration (ng/mL) Oral Dose Single Rectal Dose Multiple Rectal Dose 100 10 1 0.1 0.01 0 4 8 12 16 20 24 Time Post-Dose (h) With RECTAL dosing: plasma TFV Cmax & AUC: 2% of ORAL ‘7-day’ RECTAL dosing: no TFV accumulation in plasma PK:TFVTFV-DP in Comparison Rectal~30min Tissue DP Homogenate Post-Dose (30 minutes post dose) 105 TVF DP Tissue Homogenate Concentration (fmol/mg) 7/18 10/12 12/12 104 103 102 101 100 Oral Dose Single Rectal Dose Multiple Rectal Dose Single ORAL: (i) TFV DP Tmax ≥ 24h7/18 post-dose. (ii) At 10/12 10 days, TFV DP detectable in 55% subjects N detectable 12/12 Single RECTAL dose: (i) Tissue TFV DP Cmax was 112x > single ORAL and AUCall was 1.5x > single ORAL. (ii) At 10 days, TFV DP detectable in 80% ‘7-day’ RECTAL dosing: Tissue TFV DP accumulated: Cmax was 5x > single RECTAL dose Biopsy Infection ex vivo of 7-day RECTAL dosing in vivo: Significant suppression seen (HIV-1BaL TCID50=104 at ~10 cm) effect size: 0.80 ANCOVA p=0.005 Single ORAL dosing: no significant changes (p=0.65) Single RECTAL dosing: no significant changes (p=0.12) Dose-Response Relationship: rectal tissue TFV DP with rectal biopsy infectibility Oral Dose Single Rectal Dose Multiple Rectal Dose Cumulative p24 (pg/mL) 15000 r2 = 0.33 P = 0.0011 10000 5000 0 0 1 2 3 Log10 [Tissue TFV-DP ]fmol/mg 4 • Virus inhibition correlated with increasing tissue TFV-DP, even with small study n • Feasible to assess both dose and response following in vivo exposure to drug CONCLUSIONS The vaginal formulation of 1% TFV gel was sub-optimal for clinical safety and acceptability when rectally applied. Despite extensive mucosal indices of injury, none were seen with product use. Consistent with other studies, the systemic absorption of rectally-delivered TFV was ~2% of oral dose. Rectal dosing was associated with 100x more active TFV-DP in the target mucosa than oral dose. Rectal tissue biopsy infection ex vivo was significantly reduced compared to control; may be a potential biomarker of efficacy. PK/PD: Dose/response correlations were evaluable and significant in this intensive small trial. Acknowledgments U19 Integrated Preclinical-Clinical Program for HIV Topical Microbicides (IPCP-HTM) grant funded by DAIDS, NIAID, NIH grant (AI060614) Participants Study Teams at each site: UCLA MWRI, University of Pittsburgh NIH/DAIDS MTN Network Support MTN Microbiology Laboratory MTN Clinical Pharmacology Analytical Lab at JHU CONRAD Gilead Alpha StatConsult LLC Support from MTN: funded by NIAID (5U01AI068633), NICHD, NIMH, all of NIH. DAIDS IPCP-HTM QUESTIONS ? DAIDS IPCP-HTM