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Quantitative Microbial Risk Assessment (QMRA) Salmonella spp. in broiler chicken Suphachai Nuanualsuwan DVM, MPVM, PhD1 Significance and Rationale • Public Health • Bacterial foodborne disease • Food safety • Food for Export •World trade organization (WTO) • Trade barrier • Salmonella control Suphachai 2 DVM, MPVM, PhD Risk Analysis Risk communication Risk assessment Risk management Suphachai 3 DVM, MPVM, PhD CAC's Risk Assessment 1. Hazard Identification 2.Hazard Characterization 3.Exposure Assessment 4. Risk Characterization Suphachai 4 DVM, MPVM, PhD CAC's Risk Assessment 1. Hazard Identification The identification of biological, chemical, and physical agents capable of causing adverse health effects and which may be present in a particular food or group of foods. Suphachai 5 DVM, MPVM, PhD Hazard in foods 1. Physical Hazard 2. Chemical Hazard 3. Biological Hazard Suphachai 6 DVM, MPVM, PhD Hazard Identification : Salmonella spp. • Introduction • Taxonomy and Nomenclature • Factors affecting growth and survival • Geographical distribution and transmission • Human incidence • Symptoms and illness • Foodborne illness Suphachai 7 DVM, MPVM, PhD Hazard Identification Introduction • Salmonella spp. • Gram negative bacterium • Family : Enterobacteriaceae • Rod shape • Non-spore former • Human and animals are primary habitat 8 Hazard Identification • Taxonomy and Nomenclature • WHO and Collaborating Center of Reference & Research on Salmonella (Institute Pasteur, Paris) • Salmonella enterica (2443) Salmonella bongori (20) • Salmonella enterica supsp. enterica serovar. (1454) • Salmonella enterica supsp. enterica serovar. typhimurium Salmonella Typhimurium or S.Typhimurium 9 Hazard Identification • Factors affecting growth and survival • Temperature • pH • Water activities : aW • Atmosphere : O2 • Predictive microbiology Suphachai 10 DVM, MPVM, PhD Hazard Identification • Factors affecting growth and survival 1. Temperature • Optimal range 30-45oC (mesophile) • Tmax 54oC • D57.2 (aW 0.9) = 40-55 min • Mechanism of inactivation above Tmax • Protein esp. enzymes • Lipid esp. cell membrane Suphachai 11 DVM, MPVM, PhD Hazard Identification • Factors affecting growth and survival 2. pH • Optimum 6.5-7.5 • Growth 4.5-9.5 • Acid tolerance response (ATR) • Mechanism of inactivation • energy use up to maintain pH Suphachai 12 DVM, MPVM, PhD Hazard Identification • Factors affecting growth and survival 3. Water activities (aW) • moisture vs. water activity • Optimum > 0.93 • Compatible solutes : glycine betaine, choline, proline and glutamate • Not inactivate bacterium Suphachai 13 DVM, MPVM, PhD Hazard Identification • Factors affecting growth and survival 4. Atmosphere • Facultative anaerobe • Respiration via electron transport system (ETS) • Fermentation earns less energy than respiration • Salmonella do both Suphachai 14 DVM, MPVM, PhD Hazard Identification • Geographical distribution and transmission • Worldwide • Human animal and environment • Human incidence • age group < 5 years and 35 years • S.Enteritidis (12 %) S.Weltevreden (8%) • S.Typhimurium (3%) Suphachai 15 DVM, MPVM, PhD Pathogenesis of Salmonella 16 Hazard Identification • Symptoms and illness • Enteric Fever : S.Typhi & S.Paratyphi • Gastroenteritis Suphachai 17 DVM, MPVM, PhD CAC's Risk Assessment 1. Hazard Identification 2.Hazard Characterization 3.Exposure Assessment 4. Risk Characterization Suphachai 18 DVM, MPVM, PhD Hazard Characterization The qualitative and/or quantitative evaluation of the nature of the adverse health effects associated with the hazard. For the purpose of Microbiological Risk Assessment the concerns relate to microorganisms and/or their toxins. 19 Hazard Characterization • Major related factors • Pathogenesis • Modeling concepts • Dose-response models available • Epidemiological data of Salmonella Suphachai 20 DVM, MPVM, PhD Hazard Characterization • Major related factors • Microbiological factor • Host factor • Food matrix factor Suphachai 21 DVM, MPVM, PhD Fundamental epidemiological concept Agent Disease Host Environment Suphachai 22 DVM, MPVM, PhD Hazard Characterization • Major related factors • Microbiological • Survival in environment and host • Factors affecting growth and survival • Virulence factors Suphachai 23 DVM, MPVM, PhD Hazard Characterization • Major related factors • Host • Demographic and socioeconomic factors • Genetic factors • Health and Immunity factors Suphachai 24 DVM, MPVM, PhD Hazard Characterization • Major related factors • Food Matrix • Food composition • Food condition • Consumption • Micro-environment Suphachai 25 DVM, MPVM, PhD Hazard Characterization • Pathogenesis • Exposure • Infection • Illness • Recovery, sequel, or death Suphachai 26 DVM, MPVM, PhD Hazard Characterization Pathogenesis Recovery Exposure Infection Illness Chronic Death Suphachai 27 DVM, MPVM, PhD Hazard Characterization • Dose-response models • Human-feeding trial • US. Risk assessment of S. Enteritidis • Health Canada S. Enteritidis • Epidemiological data worldwide Suphachai 28 DVM, MPVM, PhD Hazard Characterization • Epidemiological data • Similar to the real foodborne outbreaks • water, cheese, ice cream, ham, beef, salad, soup, chicken etc. • 33 outbreaks : Japan (9), North America (11) • 7 serovar. <= S.Enteritidis (12), S.Typhimurium (3) • Beta-Poisson 29 Outbreak of Salmonella Enteritidis & Salmonella spp. 30 Comparison of Dose-response curves Outbreak curve = 0.1324 = 51.45 31 Hazard Characterization • Using epidemiological data • Beta-Possion model • = 0.1324 (0.0763 - 0.2274) • = 51.45 (38.49 - 57.96) P(D) = Dose 1 - [ 1 + ------------ ] –α 32 CAC's Risk Assessment 1. Hazard Identification 2.Hazard Characterization P(D) = Dose 1 - [ 1 + ------------ ] –α Suphachai 33 DVM, MPVM, PhD CAC's Risk Assessment 1. Hazard Identification 2.Hazard Characterization 3.Exposure Assessment 4. Risk Characterization Suphachai 34 DVM, MPVM, PhD Exposure assessment The qualitative and/or quantitative evaluation of the likely intake of biological, chemical, and physical agents via food as well as exposures from other sources if relevant. Suphachai 35 DVM, MPVM, PhD Exposure assessment • Estimation of how likely it is that and individual or a population will be exposed to a microbial hazard and what numbers of the microorganism are likely to be ingested Suphachai 36 DVM, MPVM, PhD Exposure assessment • Probability of Exposure to Salmonella (PE) • Ingested dose of Salmonella (D) Suphachai 37 DVM, MPVM, PhD Exposure assessment Process Risk Model (PRM) • Mathematical model predicting the probability of an adverse effet as a function of multiple process parameters • Risk is determined by the process variables • Mathematical model describes microbial changes Suphachai 38 DVM, MPVM, PhD Food chain of poultry production Parent stock P Prevalence P P C Broiler Concentration C Slaughter house C Retail C P Consumption PE & Dose Suphachai 39 DVM, MPVM, PhD Exposure assessment 1. Probability of exposure • Probability (or Prevalence) of Salmonella in chicken • Concentration of Salmonella in chicken • Mass of chicken consumed Suphachai 40 DVM, MPVM, PhD Exposure assessment 2. Ingested dose of Salmonella (D) • Concentration of Salmonella in chicken • Mass of chicken consumed • Dose = Concentration x Consumption (CFU) (CFU/g) x (g) Suphachai 41 DVM, MPVM, PhD Exposure assessment How to get these data • Published sources • Experiment • Predictive microbiology Suphachai 42 DVM, MPVM, PhD Exposure assessment Quality of Data • Lack of knowledge brings about estimation • Total uncertainty • Uncertainty (inadequate sample size) • Variability (natural phenomena) Suphachai 43 DVM, MPVM, PhD Exposure assessment • Probability distribution • Point estimate • Interval estimate Deterministic Probabilistic 44 Exposure assessment 1. Probability of exposure (PE) C -m * 10 PE = P *(1-e ) = 0.3987 PE = Probability of Exposure P = Prevalence in chicken C = Concentration in chicken (LogMPN/g) m = Mass of chicken ingested (g) Suphachai 45 DVM, MPVM, PhD Model and Data analysis Monte Carlo technique • combine distributions in models • considering both uncertainty & variablity Simulation • do numerous iterations • converge to a more stable value Suphachai 46 DVM, MPVM, PhD Exposure assessment 1. Probability of exposure (PE) Distribution for PE/D26 12 Mean=0.3987346 10 8 6 4 2 0 0 .2 5 0 .3 3 7 5 0 .4 2 5 0 .5 1 2 5 47 0 .6 CAC's Risk Assessment 1. Hazard Identification 2.Hazard Characterization 3.Exposure Assessment PE and Dose Suphachai 48 DVM, MPVM, PhD Hazard Characterization Probability of illness from dose = P(D) c Dose = 10 x m Dose P(D) = 1 - [ + ----------- ] β - = 1.62 x 10 -5 Suphachai 49 DVM, MPVM, PhD Hazard Characterization Probability of illness from dose = P(D) Distribution for Pi/C41 160 Mean=1. 14971E-04 140 120 100 80 60 40 20 0 0 0 .0 1 0 .0 2 0 .0 3 0 .0 4 50 CAC's Risk Assessment 1. Hazard Identification 2.Hazard Characterization P(D) = Dose 1 - [ 1 + ----------- ] –α 3.Exposure Assessment C -m * 10 PE = P *(1-e ) Suphachai 51 DVM, MPVM, PhD CAC's Risk Assessment 1. Hazard Identification 2.Hazard Characterization 3.Exposure Assessment 4. Risk Characterization Suphachai 52 DVM, MPVM, PhD Risk characterization The process of determining the qualitative and/or quantitative estimation, including attendant uncertainties, of the probability of occurrence and severity of known or potential adverse health effects in a given population based on hazard identification, hazard characterization and exposure assessment. 53 Risk characterization • Final stage of risk assessment • Overall evaluation of the likelihood that the population will suffer adverse effects as a result of the hazard; P(D) • Integrate steps 2nd and 3rd 2nd Hazard Characterization : P(D) 3rd Exposure assessment : PE , D 54 Risk characterization • Risk estimate Pi = PE x P(D) Pi = 0.4091 x 1.62 x10-5 = 6.63 x 10-6 Suphachai 55 DVM, MPVM, PhD CAC's Risk Assessment 1. Hazard Identification 2.Hazard Characterization 3.Exposure Assessment 4. Risk Characterization Pi = PE x P(D) Suphachai 56 DVM, MPVM, PhD Risk characterization • Output from Monte Carlo Simulation • Mean of Risk estimate = 4.57 x10-5 Distribution for Risk estimate/C43 400 Mean=4.573928E-05 350 300 250 200 150 100 50 0 0 5 10 Values in 10^-3 15 20 57 Sensitivity Analysis for Risk Management Regression Sensitivity for Risk estimate/C3 0.081 D/J12 -0.017 InactivationTime/K12 Consumption/B14 0.011 0.01 BConcDist/G10 -1 -0.5 0 0.5 1 Std b Coefficients Suphachai 58 DVM, MPVM, PhD Applications • Likelihood of population or individual to suffer from adverse effect by Salmonella • Risk factors contributing exposure, risk estimate • Suggest control measures for risk management • Increase food export • Enhance public health Suphachai 59 DVM, MPVM, PhD 60