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Have Safety Culture Data, Will Travel? Sallie J. Weaver, PhD Assistant Professor Dept. of Anesthesiology & Critical Care Medicine, and Armstrong Institute for Patient Safety & Quality Roadmap 1. What is patient safety culture? 2. Why does it matter? 3. I have data….but now what? 4. Some food for thought regarding acting on data 2 Armstrong Institute for Patient Safety and Quality Sounding the Call for a Culture of Safety • “Health care organizations must develop a culture of safety such that an organization’s care processes and workforce are focused on improving the reliability and safety of care for patients” • Joint Commission Leadership Standard: – Leaders create and maintain a culture of safety and quality throughout their organization • NQF Safe Practice #2 – Culture measurement, feedback, and intervention 3 Armstrong Institute for Patient Safety and Quality The Armstrong Institute Model to Improve Care Translating Evidence Into Practice (TRiP) 1. Summarize the evidence in a checklist 2. Identify local barriers to implementation 3. Measure performance Reducing preventable patient harm Comprehensive Unit based Safety Program (CUSP) Pre-Work: Measure clinician and staff perceptions of safety culture (HSOPS Survey) • Emerging Evidence • Local Opportunities to Improve 1. Educate staff on science of safety • Collaborative learning 2. Identify defects 3. Recruit executive to adopt unit 4. Learn from one defect per quarter 5. Implement teamwork tools 4. Ensure all patients get the evidence • Engage • Educate • Execute • Evaluate Technical Work Adaptive Work 4 What is Safety Culture? • Perceived priority of safety relative to other goals Culture • Culture is the compass team members use to guide their behaviors, attitudes, & perceptions on the job • What will I get praised for? • What will I get reprimanded for? • What is the “right” thing to do? Armstrong Institute for Patient Safety and Quality Behavior on the Job Outcomes -Patient & Family Safety - Care Provider Safety 5 What Are Core Aspects of Safety Culture… Formal and informal leader actions & expectations Teamwork processes (e.g., back-up behavior) Feedback, reward, and corrective action practices Communication patterns & language Resource allocation practices Culture of Safety Error-detection and correction systems 6 Armstrong Institute for Patient Safety and Quality Why Safety Culture Matters 1. Safety culture is related to outcomes Patient outcomes Patient care experience Infection rates, sepsis Postop. hemorrhage, respiratory failure, accidental puncture/laceration Treatment errors Clinician outcomes Incident reporting, burnout, turnover 2. Safety culture influences the effectiveness of other safety and quality interventions Can enhance or inhibit effects of other interventions 3. Safety culture can change through intervention Best evidence so far for culture interventions that use multiple components Armstrong Institute for Patient Safety and Quality 7 CUSP & Safety Culture Safety Culture is typically measured “PreCUSP”: Before interventions begin • Provides a baseline to diagnose barriers and facilitators that can impact improvement efforts • Then can be measured 12-18 months following start of improvement efforts Use reliable and valid survey instrument • Hospital Survey on Patient Safety (HSOPS) CUSP is the intervention that you will use to help you improve culture results 8 Armstrong Institute for Patient Safety and Quality Part II I HAVE MY DATA…BUT NOW WHAT? Prepare your Elevator Speech: What is the Hospital Survey on Patient Safety (HSOPS)? Suite of survey tools = SOPS • Hospital • Medical office • Nursing home Background & Frame of Reference: • Sponsored by: Agency for Healthcare Research & Quality • US federal agency charged with conducting and supporting research to improve patient safety and care quality • Developed by Westat, public release in 2004 Participants are asked to choose 1 to 5 for each question: 1 Strongly Disagree 2 Disagree 3 Neither Agree nor Disagree 4 Agree 5Strongly Agree 1 Never 2 Rarely 3 Sometimes 4 Most of the time 5 Always 10 Armstrong Institute for Patient Safety and Quality HSOPS Questions & Composite Scores 10 Composite Scores (“Dimensions”) Number of Questions Example Question 1. Supervisor/manager expectations & actions promoting patient safety 4 B1. My supervisor/manager seriously considers staff suggestions for improving patient safety. 2. Organizational learning-continuous improvement 3 A9. Mistakes have led to positive changes here 3. Teamwork within unit 4 A1. People support one another in this unit. 4. Communication openness 3 C4. Staff feel free to question the decisions or actions of those with more authority. 5. Feedback & communication about error 3 C1. We are given feedback about changes put into place based on event reports. 6. Nonpunitive response to error 3 A8. Staff feel like their mistakes are held against them. (negatively worded) 7. Staffing 4 A2. We have enough staff to handle the workload. 8. Hospital management support for patient safety 3 F8. The actions of hospital management show that patient safety is a top priority. 9. Teamwork across hospital units 4 F4.There is good cooperation among hospital units that need to work together. 4 F5.Important patient care information is often lost during shift changes. (negatively worded) 11 10. Hospital handoffs & transitions HSOPS Questions & Composite Scores –continued4 Outcome variables Number of Questions Example Question 1. Overall perceptions of safety 4 A15. Patient safety is never sacrificed to get more work done. 2. Frequency of event reporting 3 D1. When a mistake is made, but is caught and corrected before affecting the patient, how often is this reported? 3. Patient safety grade (of hospital unit) 1 E1. Please give your work area/unit in this hospital an overall grade on patient safety. 4. Number of events reported in the last 12 months 1 G1. In the past 12 months, how many event reports have you filled out and submitted? Plus background questions about respondents 12 Armstrong Institute for Patient Safety and Quality HSOPS Scoring • Scoring guidelines created by AHRQ • Scores represent the % of positive responses – % who gave a score of 4 or 5 1 Strongly Disagree 2 Disagree 3 Neither Agree nor Disagree 4 Agree 5Strongly Agree 1 Never 2 Rarely 3 Sometimes 4 Most of the time 5 Always 13 Armstrong Institute for Patient Safety and Quality Your medical center Your medical center Your medical center Your medical center Your medical center Your medical center Your medical center Your medical center Your medical center Interpreting Composite Scores: • The big picture view Armstrong Institute for Safety and • Patient Higher isQuality better 14 Questions provide a deeper dive: • For positively worded items, more green is better Armstrong Institute for Patient Safety and Quality 15 15 Your medical center Your medical center Your medical center Your medical center Your medical center Your medical center Your medical center Your medical center Your medical center Interpreting Composite Scores: • The big picture view Armstrong Institute for Safety and • Patient Higher isQuality better 16 Questions provide a deeper dive: • For negatively worded items, more RED 17 Institute for Patient Safety and Quality isArmstrong better Next Steps: Creating a Debriefing Plan • Debriefing is… – A semi-structured conversation among frontline clinicians and staff that is usually led by a designated facilitator • Purpose… 1. Encourage open communication, transparency, and interactive discussion about the survey results • Across all levels 2. To engage clinicians and staff in generating and implementing their ideas about how to create an effective safety culture in their work area Armstrong Institute for Patient Safety and Quality 18 Some points to cover in your debriefing plan Decision points for project team How many debriefing sessions will be held? Debriefing plan Who will facilitate each debriefing session? When will debriefing(s) be held? Where will debriefing(s) be held? Who is responsible for taking notes and recording ideas from each session? If you conduct more than one debriefing session, who is responsible for collating notes and ideas for improvement from the different sessions? How will the CUSP team ensure there is follow-up on the action items from the debriefing session(s)? 19 Armstrong Institute for Patient Safety and Quality Keep in mind…Culture Change can seem Hard Because Culture has Three Layers… (Schein, 2010; Scorzoni, 1982) 1. Behaviors, norms, processes enacted on the job, feedback & reward systems 2. Espoused values, goals, philosophies, formal policies 3. Underlying assumptions 20 Armstrong Institute for Patient Safety and Quality Keep in mind…Culture Change can seem Hard Because Culture has Three Layers… (Schein, 2010; Scorzoni, 1982) 1. Behaviors, norms, processes enacted on the job Safety climate surveys focus diagnostic measurement here 2. Espoused values, goals, philosophies, formal polices 3. Underlying assumptions 21 Armstrong Institute for Patient Safety and Quality Keep in mind…Culture Change can seem Hard Because Culture has Three Layers… (Schein, 2010; Scorzoni, 1982) 1. Behaviors, norms, processes enacted on the job 2. Espoused values, goals, philosophies, formal policies Deeper levels addressed by: Debriefing 3. Underlying Involvement of unit members assumptions Leaders who model the values and align assumptions 22 Armstrong Institute for Patient Safety and Quality Culture Change Can Seem Hard Because it Involves both Unlearning and Re-Learning Refreeze Learn & Rebalance Unfreeze Lewin, 1951; Schein, 2009 23 Armstrong Institute for Patient Safety and Quality Changing Culture in Practice: National CLABSI Project Example • Baseline HSOPS survey Target non-punitive response to error • What did they do? – Clarified the language and definitions of events, errors, glitches with all unit clinicians & staff • Education campaign to define and differentiate process errors (e.g., expected behavior not clear, not known) from intentional violations • Created shared mental model about expected safety behavior, as well as what to report, when, and when/how to follow-up • Follow up…hot off the presses! Non-punitive response, communication openness, supervisor support Armstrong Institute for Patient Safety and Quality 24 In Sum 1. Review the survey report for your unit 2. Can be helpful to distill the report down into 3-5 key slides 3. Decide when, how, and where to debrief your teammates (and leaders) on these results • Be prepared to listen • Ask for feedback • Ask teammates to help come up with solutions 4. Gather a small group together and use the “culture debriefing tool” to examine the roots of problem areas and begin to formulate strategies for improvement • Next call with Jill Marsteller & Mike Rosen Aug 9 25 Armstrong Institute for Patient Safety and Quality Thank you! Sallie J. Weaver, PhD ACCM, and Armstrong Institute for Patient Safety and Quality [email protected]