Transcript Slide 1

Massachusetts Export Center
Real-World AES Compliance
Olga Kuznets
Senior International Sales Support Rep, PMP,
CGBP
AGENDA
ASPECT MEDICAL SYSTEMS, INC.
 Introduction
 AES Compliance
 Freight forwarder relationships
 AES Challenges and Tips
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WHO WE ARE
Aspect Medical Systems (NASDAQ:
ASPM) was founded in 1987 and is
recognized as a pioneer and global
market leader in brain monitoring
Bispectral Index (BIS) technology, to
ultimately improve the quality and cost
effectiveness of patient care.
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AES COMPLIANCE
AES Direct http://www.aesdirect.gov/
Set up process: “register new account”
•
Submit Registration Form
•
Review, Verify, and Confirm Information Submitted
•
Create Username and Password
•
Download User Guide/Sample Shipment
http://download.aesdirect.gov/userguide/aesguide30809.pdf
•
Take Certification Quiz
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AES Response messages
Response Messages from the AES:
• Acceptance,
• Compliance Alert-can not be corrected
• Verify
• Warning
• Fatal Error-will not return an ITN#
Examples:
Compliance Alert 700
Verify Message 8L1
Warning message “Response Message 341”–
Fatal Error 649
Shipment Reported Late – Option 2 (Pre-departure)
Value/Quantity1 out of range – Low
“Ultimate Consignee Must be Reported in Four Days”
for shipments flagged as “Sold En Route.”
“Quantity 1” Cannot Exceed Shipping Weight
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AES Compliance
• AES Corrections and Compliance reports
Questions regarding corrections should be directed to the Regulations, Outreach and
Education Branch at 800-549-0595, Menu Option 3 or at [email protected].
• AES Downtime Policy
(AESDOWN FilerID Example: AESDOWN 987654333)
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Routed Export Transactions
• A routed export transaction is a transaction in which the Foreign
Principal Party of Interest authorizes a freight forwarder to prepare
and file the Electronic Export Information. While the FPPI will
select the U.S. agent, it may give authorization to the USPPI to file
the EEI.
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Routed Export Transactions
Forwarder Letter of engagement:
As a nominated forwarder for a routed export transaction we will not
substitute or alter the information provided by “your company's
name” without their authorization.
We assume responsibility if there is a penalty for violating the
regulations for failing to file Electronic Export Information with US
census bureau in accordance with Instructions provided by “your
company's name” on the on the Shipper’s Letter of Instructions.
We will provide a copy of the following documents as soon as shipment
departs from the United States:
Air Way Bill copy/or Bill of Lading ( if transported by ground)
EEI transaction record detailing items Schedule B#, values declared
per each individual Schedule B#, weight
Internal Transaction Number ( ITN#) provided by census bureau
If any discrepancies in documentation are found by USPPI the
corrections will be made within a reasonable time.
Export will be performed in accordance with US Export Administration
Regulations.
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AES Compliance-Carrier data Elements
Port of Export: required when self-filing your SED/EEI shipments with AESDirect.
Depends on country of destination.
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QUESTIONS?
Thank you for your Time.
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