Can Patient-Centered Care Enhance the Quality of
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Transcript Can Patient-Centered Care Enhance the Quality of
Can “Patient-Centered Care”
Enhance the Quality of
Behavioral Health Care?
Judith A. Cook, Ph.D.
Professor and Director
Center on Mental Health Services Research & Policy
Department of Psychiatry
University of Illinois at Chicago
Presented at the The Twenty-First Annual Rosalynn Carter
Symposium on Mental Health Policy
Atlanta, GA, November2, 2005
What is Patient-Centered Medical
Care as Defined in the 2001 IOM
Quality Chasm Report?
Respecting pt’s values, beliefs, preferences
Customizing care to the individual pt
Providing patient education
Coordinating & integrating care
Expert management of symptoms
Provision of emotional support to pts
Accommodation of pt’s supporters
What Does Patient-Centered Behavioral
Health Care Look Like?
Self-help/mutual support groups (Recovery, GROW,
Depression & Bipolar Support Alliance)
Peer-to-peer services (Georgia Certified Peer Specialists)
Peer-to-peer education (Bridges, Vision for Tomorrow)
Mental illness self-management (WRAP, Taking Charge)
Self-directed care/$ follows the person models
Person-centered planning
Peer addiction recovery services (AA, Double Trouble)
Advance directives for mental health care (ADMaker)
Employment of people in recovery in traditional programs
Seclusion & restraint reduction/elimination
How to Accomplish Pt-Centered Care?
From Quality Chasm Report:
• View the patient as the source of
control…
“… [by providing patients with] the necessary
information and the opportunity to exercise the
degree of control they choose over health care
decisions…” (2001, p. 61, emphasis added)
Have We Accomplished this Aspect of
Patient-Centered Care in U.S Mental
Health System?
From Presidents’ New Freedom Commission on
Mental Health Achieving the Promise Report…
(2003, p. 28-29)
“Currently, adults with serious mental illnesses…have
limited influence over the care they receive…”
“The extreme fragmentation of the system of care means
that many consumers of behavioral health services
are…unable to fully participate in their own plans for
recovery.”
“…consumers and their families do not control their own
care.”
(emphasis added)
What Does the 2005 IOM Report
Recommend?
• “Recommendation 4-1. Build and disseminate the
evidence base better…strengthen, coordinate, and
consolidate the synthesis and dissemination of
evidence on effective M/SU treatments and
services…”
IOM Report on Improving the Quality of Health
Care for Mental and Substance Use Conditions,
2005, p.12
What Is the Evidence Base
for Patient-Centered Care
In Behavioral Health Care?
U.S. Agency for Healthcare Policy &
Research 1992 Evidence Rating Guidelines
Level Ia
Level Ib
Level IIa
Level IIb
Level III
Level IV
evidence from meta-analysis of multiple randomized
controlled trials
evidence from at least 1 randomized controlled trial
at least one well-designed controlled study without
randomization
evidence obtained from at least one other type of
non-controlled, well-designed quasi-experimental
study
evidence obtained from well-designed non-experimental
descriptive studies, such as comparative studies,
correlation studies, and case studies
expert committee reports or opinions &/or clinical
experiences of respected authorities
Consumer-Operated Mental Health
Services: Evidence Base
4 Randomized Controlled Trials (Paulson et al., 1999;
Solomon & Draine, 1999; Kaufmann, 1995; Edmunson
et al., 1982)
Multi-site (N=8) COSP Study (Campbell et al., 2005)
All found COSP services equivalent or superior to control
services
• COSP Evidence Base - Level Ib*
*Level Ib - evidence from at least 1 randomized controlled trial, U.S. Agency for
Healthcare Research & Quality 1992 Evidence Rating Guidelines
Mental Illness Self-Management:
Evidence Base
Illness Self-Management: Wellness Recovery Action
Planning (WRAP) (Vermont Recovery Education
Project, nd; Buffington, 2003)
Significant changes in knowledge of symptoms,
symptom management, use of natural supports,
hopefulness, development of crisis plan
• Self-Management Evidence Base - Level IIb*
*Level IIb - evidence obtained from at least one other type of non-controlled,
well-designed quasi-experimental study, U.S. Agency for Healthcare
Research & Quality 1992 Evidence Rating Guidelines
Seclusion & Restraint Reduction:
Evidence Base
Seclusion & Restraint Reduction (Jonikas et al.,
2004; McCue et al., 2004)
Significant pre-post-reductions in rates of seclusion
&/or restraint following staff/patient training &
ACM planning
• Seclusion & Restraint Reduction Evidence
Base - Level IIb*
*Level IIb - evidence obtained from at least one other type of noncontrolled, well-designed quasi-experimental study, U.S. Agency for
Healthcare Research & Quality 1992 Evidence Rating Guidelines
Advance Directives for Psychiatric
Care: Evidence Base
Psychiatric Advance Directives: (AD-Maker) –
(Backlar, 2000; Southerby et al., 1999; Srebnik et al.,
2004, 2005)
Significant increases in perceived control over mental
health problems, involvement in care, and ability to
express treatment preferences
• Advance Directives Evidence Base - Level IIb*
*Level IIb - evidence obtained from at least one other type of non-controlled,
well-designed quasi-experimental study, U.S. Agency for Healthcare
Research & Quality 1992 Evidence Rating Guidelines
Self-Directed Care: Evidence Base
Self-Directed Care for Mental Health Recovery:
Significantly greater satisfaction than comparison
group with ability to obtain needed services & with
progress toward goal attainment; significant increases
in level of functioning & days in the community
compared to pre-program levels (Teague & Boaz,
2003; Cook & Russell, 2005)
• Advance Directives Evidence Base - Level III*
*Level III-evidence obtained from well-designed non-experimental
descriptive studies, such as comparative studies, correlation studies,
and case studies, U.S. Agency for Healthcare Research & Quality 1992
Evidence Rating Guidelines
Other reasons to expect quality
enhancement from consumercentered care
The Use of Consumer-Directed Mental
Health Care Appears to be Growing
• ECA study (early 1980s) - 4.1% of individuals with a
mental disorder used voluntary support in past year
• MIDUS study (1996) - 18% of ppl with severe mental
illness used formal mental health self-help/mutual aid
group in past year
• In a national survey of states, 40 funded consumeroperated peer/mutual support programs, 38 funded
consumer advocacy programs, 32 states reported
offering self-help programs in state hospitals, & 32
funded drop-in centers (Shaw, 2004).
While Consumer-Centered Care is
Growing the Amount of State
Funding is Fairly Minimal
• In 2002-2003, most states spent less than
one percent of their total annual mental
health budgets on COSP.
• Of 41 states reporting, 1/3 provided less
than $500,000/year and 1/4 spent $200,000
or less/ year. (NASMHPD, 2004).
Is Consumer-Centered Care a
Good Investment for Federal
Policy?
• President’s Commission Report (2003)
noted the need to increase opportunities for
consumer-run services and consumerproviders, enhance access to peer support,
and increase treatment choice and the full
partnership of consumer and providers.
A “Modest Proposal” for Enhancing
Behavioral Health Quality
Increase level of funding for consumer-centered and
consumer-operated services
Encourage development of new models of consumercentered care
Encourage & fund more and more rigorous research on
the effectiveness of consumer-directed care
Train professionals in these models & require that they
collaborate effectively with consumers & consumerproviders
Increase consumers’ involvement in all levels of
behavioral health care “transformation”
Is This the Dawning of a New
Day for Quality Behavioral
Healthcare?