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Pulmonary Function Tests Wanida Paoin 1 Objectives Review basic pulmonary anatomy and lung volume. Indication for PFTs. Technique and basic interpretation of spirometry. Difference between obstructive and restrictive lung disease. Clinically application 2 Conducting Airways Air travels via laminar flow through the conducting airways: • • • • • • • trachea, lobar bronchi, segmental bronchi, subsegmental bronchi, small bronchi, bronchioles, and terminal bronchioles. 3 From Netter Atlas of Human Anatomy, 1989 4 Gas Exchange Capillaries are wrapped around alveoli. Approximately 300 million alveoli Alveolar-capillary barrier: 0.3 μm in some places, surface area of 50-100 square meters! (size of a tennis court) Murray & Nadel: Textbook of Respiratory Medicine, 3rd ed., Copyright © 2000 W. B. Saunders Company 5 Lung Volumes IRV IC VC TV 4 Volumes 4 Capacities • Sum of 2 or more lung volumes TLC ERV FRC RV RV 6 Pulmonary Function Tests • • • • • • Pulse oximetry Blood gases End tidal CO2 Spirometry Peak expiratory flow rate Bronchial challenge testing • • • Respiratory muscle pressure measurement Lung volumes by helium dilution or body plethysmography Diffusing capacity • Exercise tests 7 Pulmonary Function Tests Evaluates 1 or more major aspects of the respiratory system • Lung volumes • Airway function • Gas exchange 8 Indications Detect disease Evaluate extent and monitor course of disease Evaluate treatment Measure effects of exposures Assess risk for surgical procedures Assess bronchial hyperreactivity 9 Evaluate extent and monitor course of disease Obstructive disease - asthma - FB - subglottic, tracheal stenosis - tracheomalacia - vascular ring - vocal cord paralysis 10 Evaluate extent and monitor course of disease Restictive disease - external compression: thoracic cage abnormality, pleural effusion, pneumothorax, obesity, scoliosis - unexpanded lung: interstitial fibrosis, pulmonary edema - neuromuscular disease: poliomyelitis, myasthenia grevis 11 Importance Patients and physicians have inaccurate perceptions of severity of airflow obstruction and/or severity of lung disease by physical exam Provides objective evidence in identifying patterns of disease 12 Spirometry Measurement of the pattern of air movement into and out of the lungs during controlled ventilatory maneuvers. Silhouette of Hutchinson Performing Spirometry, From Chest, 2002 13 Limitation They do not act alone. They act only to support or exclude a diagnosis. 14 Mechanical Properties Compliance Elastic recoil • Describes the stiffness of the lungs • volume / pressure • The tendency of the lung to return to it’s • resting state A lung that is fully stretched has more elastic recoil and thus larger maximal flows 15 Resistive Properties Determined by airway caliber Affected by • Lung volume • Bronchial smooth muscles • Airway collapsibility 16 Factors That Affect Lung Volumes Age Sex Height Weight Race Disease 17 Special Considerations Ability to perform spirometry dependent on developmental age of child, personality, and interest of the child. Patients need a calm, relaxed environment and good coaching. Patience is key. Even with the best of environments and coaching, a child may not be able to perform spirometry. 18 Parameter from spirometer PEFR Spirogram FVC FEF25-75 FEV1 Flow-Volume Curve 19 Technique Acceptable criteria Give instructions and demonstrate < 10 y: > 3 min Patient performs the maneuver > 10 y: > 6 min or no more volume > 1 min • Sit / Stand direct Not inhale • Puts nose clip on No air leak • Inhales maximally pause • Puts mouthpiece on mouth No and closes lips around mouthpiece 2 maximum FVC different < 10% • Exhales as hard and fast and long as possible • Repeat minimum of three times (check for reproducibility.) • Use the best value for interpretation as %predicted of control (age, height, sex, race) 20 ATS, 1994) (adapted from FVC Forced vital capacity (FVC): • • Total volume of air that can be exhaled forcefully from TLC The majority of FVC can be exhaled in <3 seconds in normal people, but often is much more prolonged in obstructive diseases 21 FEV1 Forced expiratory volume in 1 second: (FEV1) • • Volume of air forcefully expired from full inflation (TLC) in the first second Normal people can exhale more than 80% of their FVC in the first second (FEV1/FVC) 22 FEF25-75 Forced expiratory flow 2575% (FEF25-75) • • • • Mean forced expiratory flow during middle half of FVC May reflect effort independent expiration and the status of the small airways Highly variable Depends heavily on FVC 23 PEFR 24 PEFR Peak flow meter device Technique • Sit/Stand direct • Inhales maximally • Puts mouthpiece on mouth and closes lips around mouthpiece 80% • Blow out as hard and Green fast as: > possible Yellow : 50-79% • Repeat minimum of three times : < 50% < 20% / • Use the best value forRed interpretationNormal as %predicted Normal personal best< 12% • Clinical application: monitor severity, daily variability, pre and post bronchodilator 25 Categories of Disease Obstructive Restrictive Mixed 26 FVC Interpretation of % predicted: • • • • 80 % 70-79% 50%-69% <50% Normal Mild reduction Moderate reduction Severe reduction 27 FEV1 Interpretation of % predicted: • • • • >80% 65-79% 50-64% <49% Normal Mild obstruction Moderate obstruction Severe obstruction 28 Spirometry Interpretation: FVC FEV1 FEF25-75% PEFR FEV1/FVC % predicted > 80% > 80% > 70% > 80% > 80% absolute value 29 Spirometry in Obstructive Disease Slow rise in upstroke May not reach plateau 30 Restrictive Disease Rapid upstroke as in normal spirometry Plateau volume is low 31 Spirometry Interpretation: Obstructive vs. Restrictive Defect What parameter is the most sensitive in airway obstruction? Parameter Obstructive Disorders Restrictive Disorders FVC N or ↓ ↓ FEV1 ↓ ↓ FEF25-75% ↓ N to ↓ FEV1/FVC ↓ N or ↑ PEFR ↓ N to ↓ 32 Spirometry Interpretation: Obstructive Disorders • Characterized by a limitation of expiratory airflow Examples: • Asthma • Bronchiectasis • COPD • Cystic Fibrosis Restrictive Disorders • Characterized by reduced lung volumes/decreased lung compliance Examples: • Interstitial Fibrosis • Kyphoscoliosis • Obesity • Lung Resection • Neuromuscular diseases • Cystic Fibrosis 33 Flow-Volume Loop PEFR flow expiration volume inspiration TLC RV Ruppel GL. Manual of Pulmonary Function Testing, 8th ed., Mosby 2003 Do FVC maneuver and then inhale as rapidly and as much as able. The expiratory and inspiratory flow volume curves put together make a flow volume loop. 34 Restrictive Lung Disease Characterized by diminished lung volume Decreased TLC, FVC Normal or increased: FEV1/FVC ratio 35 Obstructive Lung Disease Characterized by a limitation of expiratory airflow • Examples: asthma, COPD 36 Large Airway Obstruction Characterized by a truncated inspiratory or expiratory loop 37 Flow-Volume Loops L1 L2 L3 L4 R1 R2 R3 Incomplete exhalation Variable extrathoracic ob Variable intrathoracic ob Fixed central or up aw ob Inadq effort Restrictive lung disease 38 (Rudolph and Rudolph, 2003) Spirometry: Pre and Post Bronchodilator Obtain spirogram and flow-volume loop. Pre and 15 minutes after administration of the bronchodilator Salbutamol MDI 4 puffs via valve spacer • • • Slow inhale Breath hold 5-10 sec. 5-10 sec pause between each puff. Reversibility: FEV1 / PEFR > 12% Improve flow-volume loop. 39 PEFR Inhales maximally Exhales as hard and fast and short as possible Repeat minimum of three times Use the best value for interpretation as %predicted of control / personal best Highly effort dependent Diurnal variation (normal < 20%) Different value in each devices 40 Exercise challenge test Perform spirometry Exercise 6-8 min (tread mill) till HR 160-180/min Repeat spirometry at 5, 10, 15, 20, 30 min EIB: FEV1 10-15%, or wheezing 41 Respiratory muscle testing Measure maximum inspiratory P. (PImax, MIP) or negative inspiratory force (NIF) Maximum inhale via pressure manometer Normal < -60 cmH2O Useful for evaluation neuromuscular dis: myasthenia grevis, Guillian-Barre syndrome, diaphragmatic paralysis, pre-extubation Other parameter: FVC, PEFR 42 Clinical Applications 43 Case #1 Case #1 Parameter Actual %Predicted FVC (L) 4.11 116 FEV1 (L) 3.28 108 FEV1/FVC (%) 80 93 FEF25-75% (L/s) 6.94 88 PEFR (L/s) 3.15 10744 Case #2 Parameter Actual (best) Predicted %Predicted FVC (L) 4.31 4.44 97 FEV1 (L) 2.15 3.83 56 FEV1/FVC (%) 50 86 58 FEF25-75% (L/s) 0.93 4.27 22 PEFR (L/s) 5.23 8.01 65 45 Case #3 Parameter Actual (best) Predicted %Predicted FVC (L) 1.24 3.60 34 FEV1 (L) 1.19 3.09 38 FEV1/FVC (%) 95.65 86.00 111 FEF25-75% (L/s) 1.69 3.48 48 PEFR (L/s) 4.37 6.70 6546 Case #4 Parameter Actual (best) Predicted %Predicted FVC (L) 3.40 4.93 69 FEV1 (L) 2.17 4.25 51 FEV1/FVC (%) 63.72 84.68 75 FEF25-75% (L/s) 1.09 4.75 23 PEFR (L/s) 6.65 9.00 73 47 Case #5 Parameter Pre %Pred Post %Pred %Change FVC (L) 1.58 84 1.91 102 21.07 FEV1 (L) 1.04 63 1.44 87 38.62 FEV1/FVC 66.05 77 75.63 88 14.50 FEF25-75% 0.55 27 1.10 55 101.64 PEFR (L/s) 2.39 73 3.42 104 42.85 48