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IMPROVING LANDSLIDE MOVEMENT FORECASTING USING ASCAT SOIL MOISTURE DATA Duration (h) Pmax-1h (mm) Ptot (mm) SWI75 (%) European Geosciences Union General Assembly 2012 Vienna, Austria, 22 – 27 April 2012 API20 (mm) http://hydrology.irpi.cnr.it http://hydrology.irpi.cnr.it dH (mm) Luca Brocca (1), Francesco Ponziani (2), Nicola Berni (2), Florisa Melone (1), Tommaso Moramarco (1), Wolfgang Wagner (3) Date 07-10-30 17:30 6.5 6.6 14.7 15.3 37.8 0.109 07-11-14 08:00 10.5 4.0 28.8 18.7 68.9 0.000 07-12-07 17:30 7.5 1.8 13.8 22.0 21.4 0.101 07-12-08 04:30 10.0 3.6 21.2 22.8 42.6 0.052 08:00 12.0 1.4 12.4 27.1 22.0 0.025 Predicting the spatial and temporal occurrence of rainfall triggered landslides represents an important scientific and operational08-01-06 issue due to their high threats to human lives and properties. This study investigates the relationship between rainfall, soil moisture conditions and landslide 08-02-04 23:30 6.5 4.2 18.2 32.9 41.9 0.111 movement by using recorded movements of a rock slope located in central Italy, the Torgiovannetto landslide. This landslide is 08-03-07 a very05:00 large rock threatening county and state 12.0 slide,1.6 20.8 28.8 33.4 0.145 roads. Data acquired by a network of extensometers and a meteorological station clearly indicate that the 08-03-11are 02:00associated 10.0 3.6rainfall 13.0patterns. 29.8 By 54.6 movements of the unstable wedge, firstly detected in 2003, are still proceeding and the alternate phases of quiescence and reactivation with using0.109 a multiple linear regression approach, the opening of the tension cracks (as recorded by the extensometers) as 08-03-23 10:00 13.0 4.0 21.2 31.2 97.6 0.520 a function of rainfall and soil moisture conditions prior the occurrence of rainfall, are predicted for the period 2007-2009. Specifically, soil moisture indicators are through the Soil Water Index, SWI, product derived by the Advanced SCATterometer (ASCAT) on board the MetOp 08-03-27 17:00 4.5 3.4 10.6 obtained 31.5 90.6 0.413 (Meteorological Operational) satellite and by an Antecedent Precipitation Index, API. 08-04-08 15:00 11.0 6.2 34.0 30.3 105.3 0.573 08-04-22 14:30 3.5 10.8 12.6 30.6 104.6 0.739 08-05-21 01:00 12.5 2.4 21.8 22.4 44.6 0.411 08-05-29 18:30 1.5 9.5 15.1 22.2 73.3 0.492 08-06-13 16:30 3.0 6.6 12.0 23.1 79.8 0.444 08-06-14 10:30 7.0 6.0 17.2 23.3 103.2 0.513 08-07-02 14:30 4.5 3.8 14.4 22.6 60.8 0.090 08-07-14 12:30 2.5 8.4 14.2 21.4 29.0 0.045 08-07-22 00:00 5.5 15.2 21.8 20.3 53.6 0.136 Based on a previous study (Ponziani et al., 2012) indicating the significant effect of initial soil moisture conditions on landslide triggering, the 08-08-23 14:30 3.0 13.4 20.6 16.1 27.6 0.003 relationship between rainfall, ASCAT soil moisture and the slope movement was investigated here a multiple regression 08-09-01 15:30 6.0 7.6 by applying 17.4 14.8 45.0linear0.032 analysis for a sequence of rainfall events occurred in the period 2007-2009. 08-09-12 19:30 5.5 5.2 21.8 14.1 42.5 0.001 Specifically, 46 rainfall events were extracted and for each of them the main characteristic of rainfall (total , and maximum rainfall over 08-09-13 09:30 3.0 9.2 rainfall, 19.6 Ptot15.8 62.1 0.097 17:00 1.0 75, and15.1 25.6 16.2 89.9precipitation 0.212 a duration of 1h, Pmax-1h), the initial Soil Water Index obtained by ASCAT08-09-14 with T=75 days, SWI the cumulated antecedent over 08-09-19 2.6 10.8 17.4 107.3 displacement 0.190 20 days, API20, were computed. Finally, the extensometer crack aperture, dH, 08:00 computed9.0 as the difference between the recorded 08-10-03 21:30 6.0 7.6 18.8 16.9 62.7 0.324 between the end and the start of each rainfall event, was considered as the predictand. 08-10-17 18:00 2.5 4.8 12.6 17.1 32.1 0.090 08-11-01 00:30 15.0 5.0 20.8 19.9 58.2 0.147 Pmax-1h Ptot SWI API dH 08-11-04 17:30 Duration 6.5 6.2 14.8 21.975 75.820 0.000 Date Pmax-1h 22-December-2008 (h) (mm) (mm) (%) (mm) (mm) 08-11-13 12:30 5.5 4.2 23.0 26.4 92.5 0.146 08-11-24 21.0 4.0 39.2 28.8 75.2 0.084 07-10-30 12:30 17:30 6.5 6.6 14.7 15.3 37.8 0.109 5 5.8 07-11-14 10.5 4.0 28.8 18.7 68.9 0.000 08-11-30 08:00 02:00 5.5 5.8 11.0 31.7 105.6 0.374 rainfall crack aperture 4.5 5.6 07-12-07 12:30 17:30 7.5 1.8 13.8 22.0 21.4 0.101 08-12-05 6.0 8.2 24.4 34.5 129.6 0.491 4 5.4 3.5 07-12-08 02:30 04:30 10.0 3.6 21.2 22.8 42.6 0.052 08-12-10 11.5 2.8 27.6 36.6 164.6 0.933 5.2 3 08-01-06 22:30 08:00 12.0 1.4 12.4 27.1 22.0 0.025 08-12-10 13.0 4.2 43.8 39.2 208.4 1.369 5 2.5 08-02-04 20:30 23:30 6.5 4.2 18.2 32.9 41.9 0.111 09-01-24 13.5 1.2 15.4 43.8 228.2 1.102 4.8 2 4.6 08-03-07 12.0 1.6 20.8 28.8 33.4 0.145 09-02-04 05:00 16:00 13.0 1.8 11.6 46.8 40.8 1.054 1.5 4.4 08-03-11 13:30 02:00 10.0 3.6 13.0 29.8 54.6 0.109 09-02-07 6.5 2.2 13.2 46.2 61.8 1.213 1 4.2 0.5 08-03-23 05:00 10:00 13.0 4.0 21.2 31.2 97.6 0.520 09-03-02 9.0 1.8 10.8 41.3 17.2 0.477 0 4 08-03-27 06:30 17:00 4.5 3.4 10.6 31.5 90.6 0.413 09-03-05 8.0 2.6 10.2 42.5 42.4 0.881 10 Dec 08 11 Dec 08 11 Dec 08 11 Dec 08 08-04-08 20:30 15:00 11.0 6.2 34.0 30.3 105.3 0.573 09-03-30 1.5 5.0 11.8 40.1 46.0 0.710 18:00 00:00 06:00 12:00 ................ 08-04-22 3.5 10.8 12.6 30.6 104.6 0.739 09-04-01 14:30 21:30 5.0 2.6 10.2 40.3 60.0 0.773 dH 08-05-21 14:00 01:00 12.5 2.4 21.8 22.4 44.6 0.411 09-04-29 5.5 5.4 11.6 34.5 49.2 0.543 SWI Ptot 08-05-29 1.5 9.5 15.1 22.2 73.3 0.492 09-05-31 18:30 10:00 2.5 8.4 13.0 26.0 18.0 0.183 08-06-13 15:30 16:30 3.0 6.6 12.0 23.1 79.8 0.444 09-05-31 10.5 2.2 13.2 26.0 31.2 0.239 08-06-14 04:30 10:30 7.0 6.0 17.2 23.3 103.2 0.513 09-06-01 13.5 2.0 17.0 26.5 48.6 0.260 08-07-02 14:30 4.5 3.8 14.4 22.6 60.8 0.090 The multiple linear regression equation was written as: 1 08-07-14 12:30 2.5 8.4 14.2 21.4 29.0 0.045 08-07-22 00:00 5.5 15.2 21.8 20.3 53.6 0.136 The Torgiovannetto rock slope is located in an abandoned stone quarry 08-08-23 14:30 3.0 13.4 20.6 16.1 27.6 0.003 max-1h tot 7517.4 14.8 45.0 0.032 08-09-01 15:30 20 6.0 7.6 close to Assisi town in central Italy. The main front of the quarry, oriented 08-09-12 5.5 42.5 0.001 approximately along the SE-NW direction, has an average dip of about 38°. Successively, different configurations of the model are analysed with the aim of19:30 understanding the 5.2 different 21.8 impact 14.1 of rainfall and soil moisture 08-09-13 09:30 9.2 15.8 62.1 0.097 In this area, the rock mass is composed of regular stratifications of conditions on the landslide movement. The first configuration uses as predictors only the 3.0 rainfall variables (P19.6 and P ), the second and the max-1h 16.2 tot 89.9 08-09-14 17:00 1.0 15.1 25.6 0.212 limestone, with intercalations of thin, weak clay layers. Due to the third configurations the rainfall variables together with the API20 and the SWI all the predictors. 75, respectively; 08-09-19 08:00 9.0and the last 2.6 configuration 10.8 17.4 107.3 0.190 orientation of the bedding planes and to the presence of the weak clay 08-10-03 21:30 6.0 7.6 18.8 16.9 62.7 0.324 layers between the hard calcareous strata, the upper part of the slope is in 08-10-17 18:00 2.5 4.8 12.6 17.1 32.1 0.090 The obtained results can be summarized as follows: marginal stability conditions. A limited number of slope failures have been 08-11-01 00:30 15.0 5.0 20.8 19.9 58.2 0.147 1. for the 1st configuration (only rainfall), the estimated crack aperture poorly follows 08-11-04 17:30 the observations 6.5 6.2(r=0.219) 14.8 21.9 75.8 0.000 reported on several occasions, and several tension cracks running parallel 08-11-13 12:30 with5.5a better reproduction 4.2 23.0 of 26.4 92.5 magnitude 0.146 2. for the 2nd configuration (rainfall + API20) results significantly improve (r=0.635) the seasonal of crack to the quarry face have been observed on the upper part of the slope. 08-11-24 12:30 21.0 4.0 39.2 28.8 75.2 0.084 aperture. The monitoring network is composed of 13 extensometers, 5 inclinometers 08-11-30 02:00(r=0.821) 5.5 5.8 11.0 31.7 105.6 0.374 3. the 3rd configuration (rainfall + SWI75) provides a further significant improvement and one meteorological station. The data used for this study covers the 08-12-05 6.0 period8.2 34.5 129.6 0.491 4. for the 4th configuration (all the predictors) the agreement is reasonably good12:30 for the whole resulting24.4 in r=0.877. period 2007-2009 08-12-10 02:30 11.5 2.8 27.6 36.6 164.6 0.933 08-12-10 22:30 13.0 4.2 43.8 39.2 208.4 1.369 Moreover, the relative weight of each predictor is quantitatively determined by 20:30 analysing13.5 the standardized coefficients linear 1.102 regression. In the 09-01-24 1.2 15.4 43.8of the 228.2 configuration 4 the coefficients are found to be equal to 0.13, 0.04, 0.36 and16:00 0.74 for P13.0 API20 and SWI7546.8 , respectively. Thus, 09-02-04 11.6 40.8 1.054 the SWI75 is max-1h, Ptot; 1.8 the most significant predictor with a weight ~50% and ~80% higher than the API20 and respectively. 09-02-07 13:30 6.5 Pmax-1h, 2.2 13.2 46.2 61.8 1.213 09-03-02 05:00 9.0 1.8 10.8 41.3 17.2 0.477 09-03-05 06:30 8.0 2.6 10.2 42.5 42.4 0.881 ASCAT is a C-band scatterometer on-board METOP 09-03-30 20:30 1.5 5.0 11.8 40.1 46.0 0.710 satellite and operating since 2006. The spatial 09-04-01 21:30 5.0 2.6 10.2 40.3 60.0 0.773 resolution is 50/25 km and a daily coverage for the 09-04-29 14:00 5.5 5.4 11.6 34.5 49.2 0.543 80% of the Earth is provided. The influence of rainfall and soil moisture conditions in09-05-31 the estimation movements of a well slope located in central Italy, the Torgiovannetto landslide, was here investigated. The results of 10:00 2.5 of the 8.4 13.0 26.0 18.0 monitored 0.183 the multiple regression analysis clearly indicate that ASCAT-derived estimates can be0.239 effectively used to predict the crack aperture of the slope with reasonable accuracy (r=0.821). The 09-05-31 15:30 10.5soil moisture 2.2 13.2 26.0 31.2 TU-Wien algorithm (Wagner et al., 1999) 09-06-01 04:30 13.5precipitation 2.0 17.0 26.5 can 48.6be used 0.260 to predict the crack aperture of the Torgiovannetto slope in an operational context even though it is regression model implemented in this study, coupled with quantitative forecasts, INTRODUCTION ARE COARSE-RESOLUTION SATELLITE SOIL MOISTURE DATA USEFUL FOR THE PREDICTION OF THE MOVEMENT OF SMALL-SCALE LANDSLIDES? MULTIPLE REGRESSION ANALYSIS rainfall (mm/h) cumulative displacement (mm) TORGIOVANNETTO LANDSLIDE dĤ P RESULTS + P API SWI + + + ASCAT Soil Water Index (SWI) CONCLUSIONS Surface soil moisture (SSM) is retrieved from the ASCAT backscatter measurements using a time series-based change detection approach. The surface roughness is assumed to have a constant contribution in time, and by knowing the typical yearly vegetation cycle and how it influences the backscatter-incidence angle relationship, the vegetation effects are removed revealing the soil moisture variations. The Soil Water Index (SWI) is then obtained by applying an exponential filter to the SSM data and depends on a single parameter T (characteristic time length). For more details see Brocca et al. (2011). 1 only based on a simple empirical relationship. On the basis of these encouraging results, the use of more complex physically-based models linking the rainfall and soil moisture conditions with the landslide movement will be the object of future investigations. Moreover, the availability of ASCAT satellite soil moisture data at global scale present new opportunities for the integration of this data set in landslide forecasting systems worldwide. References Brocca, L., Hasenauer, S., Lacava, T., Melone, F., Moramarco, T., Wagner, W., Dorigo, W., Matgen, P., Martínez-Fernández, J., Llorens, P., Latron, J., Martin, C., Bittelli, M. (2011). Soil moisture estimation through ASCAT and AMSR-E sensors: an intercomparison and validation study across Europe. Remote Sensing of Environment, 115, 3390-3408, doi:10.1016/j.rse.2011.08.003. Brocca L., Ponziani, F., Moramarco, T., Melone, F., Berni, N., Wagner, W. (2012). Improving landslide forecasting using ASCAT-derived soil moisture data: a case study of the Torgiovannetto landslide in central Italy. Remote Sensing, in press. Ponziani, F., Pandolfo, C., Stelluti, M., Berni, N., Brocca, L., Moramarco, T. (2012). Assessment of rainfall thresholds and soil moisture modelling for operational hydrogeological risk prevention in the Umbria region (central Italy). Landslides, in press, doi:10.1007/s10346-011-0287-3. Wagner, W., Lemoine, G., Rott, H. (1999). A method for estimating soil moisture from ERS scatterometer and soil data. Remote Sensing of Environment, 70, 191-207, doi:10.1016/S0034-4257(99)00036-X. Contact E-MAIL: [email protected] URL: http://hydrology.irpi.cnr.it/people/l.brocca (1) Research Institute for Geo-Hydrological Protection, National Research Council, Perugia, Italy (2) Umbria Region Functional Centre, Foligno (Perugia), Italy (3) Institute of Photogrammetry and Remote Sensing, Vienna University of Technology, Vienna, Austria