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Programming with Concurrency: Threads, Actors and Coroutines

Z H E N L I E I L E E N K R A E M E R E D U P A R 2 0 1 3 B O S T O N , M A , U S A

Computer Science Department, University of Georgia

Motivation & Observations

 Motivation   Users depend on the effectiveness, efficiency, and reliability of parallel and distributed computing that now permeates most computing activities CS Education research and materials for teaching concurrency, particularly to undergraduates, are underdeveloped  Observations    In existing courses on concurrency, a disconnect often occurs between conceptual knowledge and practical skills In the absence of hands-on practice, students do not retain the conceptual knowledge Practical skills of interest to students: programming with concurrency constructs in Java, Scala and Python

Principle & Implementation

 Course Design Principle:  Provide repeated practice to support acquisition of integrated conceptual knowledge (concurrency constructs) and practical skills (programming languages)  Student Demographics:   Little prior knowledge of concurrency topics Some level of familiarity in 1 to 2 programming languages  Implementation:   A scaffolding approach for the acquisition of a 2 nd programming language and 3 A hands-on, practice-centered learning environment rd

Course Design

Elements of Teaching

5

M O D E L S O F C O N C U R R E N C Y A P P R O A C H E S T O C O N C U R R E N C Y C L A S S I C A L P R O B L E M S I N C O N C U R R E N C Y

Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Models of Concurrency

6 

Shared memory model

 Single, unified memory image  Synchronization: different computing processes communicate through this shared memory 

Message passing model

  Private memory Synchronization: different computing processes communicate through the exchange of messages Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Approaches to Concurrency

7  Thread-based approach   Most operating systems (kernel level, user level, hybrid) Java, C, C++, etc.

 Actor-based approach   Web framework (LiftWeb, SOAP); Chat & messaging (Facebook, Twitter); Scala, Erlang  Coroutine-based approach   Network library (Gevent) Haskell, Python Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Approaches to Concurrency

8

Approach Constructs

Java java.lang.Object

threads java.lang.Runnable

Scala actors Runnable interface java.lang.Thread

wait(), notify(), notifyAll() scala.actors._

Actor._

!, receive, react, mailbox related function

General Design Procedure

discern shared (passive) vs.

thread (active) objects apply monitor pattern design protocols of message types and behaviors apply react pattern Python coroutines PEP 342: enhanced generator function discern shared (passive) objects discern coroutine and progress yield, send, next, StopIteration conditions exception apply generator pattern Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Classical Problems in Concurrency

9 

Multi-tasking (race condition)

Conditional synchronization

Deadlock & fairness

Multiple issues combined

Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Classical Problems in Concurrency

10 

Multi-tasking (race condition)

Ornamental garden

Sum and worker

Conditional synchronization

Deadlock & fairness

Multiple issues combined

Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Classical Problems in Concurrency

11 

Multi-tasking (race condition)

Conditional synchronization

Bank account

Bounded buffer

 

Deadlock & fairness Multiple issues combined

Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Classical Problems in Concurrency

12   

Multi-tasking (race condition) Conditional synchronization Deadlock & fairness

Dining philosopher

 

Readers and writers Multiple issues combined

Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Classical Problems in Concurrency

13    

Multi-tasking (race condition) Conditional synchronization Deadlock & fairness Multiple issues combined

Party matching

Sleeping barber

Book inventory

Single lane bridge

Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Content and Course Implementation

Overview of Parallelism and Concurrency

15 

2 weeks

  

Content

  Multi-core architecture Two models of concurrency Reading    Introduction to Parallel Computing Parallel Computer Architectures Multi-core Processors and Systems Assignment   Lab: Observing multi-core architecture’s performance Homework: Survey on contemporary supercomputers Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

UML and Concurrency

1.5 Weeks

Content

  UML state and sequence diagrams (multi-media tutorial) Mapping of UML diagram to C++ codes 

Assignment

 Lab: Modeling book inventory system as shared memory and message passing systems using UML

Comprehension of Concurrency with Pseudocode

 4 weeks    Content    Introduction to pseudocode system Concurrency concepts (race conditions, etc.) Implementation details with pseudocode Reading   Semaphore versus Mutex (online material) MySQL bug reports (online material) Assignment   Homework: pseudocode completion of dining philosopher and readers-writers problem Lab: implement book inventory system with pseudocode

Pseudocode System (original)

18

Simple Statement

variable = expression

Simple statements are executed atomically. Assignment is an example of a simple statement total = 0 name = “John Smith” condition = True height = 3.3

If Statement (Conditional)

IF

condition

THEN statement(s) ELSE IF

condition

THEN statement(s) ELSE statement(s) ENDIF The calculation of

condition

necessarily atomic if it involves function call statements. However, the choice of branch based on a calculated is executed atomically.

is not

condition

value IF testScore >= 90 THEN PRINTLN “A” ELSE IF testScore >= 80 THEN PRINTLM “B” ELSE IF testScore >= 70 THEN PRINTLN “C” ELSE PRINTLN “F” ENDIF testScore = 88

Output

B Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Pseudocode System (extended)

19

Parallel Execution Statements

PARA

statement(s)

ENDPARA Statements within the PARA/ENDPARA block are executed concurrently.

Atomic statements within PARA/ENDPARA are executed in any order.

Statements defined in a function that is called within the PARA/ENDPARA block are executed sequentially.

Statements defined in functions that are called within a PARA/ENDPARA block are executed in any order of interleaving with simple statements within the same PARA/ENDPARA block.

Statements defined in two functions that are called within the same PARA/ENDPARA block are executed in any order of interleaving while statements from any one of the functions are executed in their order of definition.

PARA PRINT “hello ” PRINT “world ” ENDPARA

Output

possibility 1: hello world possibility 2: world hello DEFINE print() PRINT “hi” PRINT “there” ENDDEF PARA print() ENDPARA

Output

hi there DEFINE print() PRINT “hi” PRINT “there” ENDDEF PARA print() PRINT “world” ENDPARA

Output

possibility 1: world hi there possibility 2: hi world there possibility 3: hi there world Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Pseudocode System (extended)

20

Shared Memory Concurrency Exclusively Accessed Statement

EXC_ACC

statement(s)

END_EXC_ACC Only appears within a function definition.

When one function call executes statements inside an EXC_ACC/END_EXC_ACC block, other function calls that read or modify the same variables that appear inside the markers may not execute until the first function call completes or executes a WAIT function.

x = 10 DEFINE changeX(diff) EXC_ACC x = x + diff END_EXC_ACC ENDDEF PARA changeX(1) changeX(-2) ENDPARA PRINTLN x

Output

9

Wait and Notify Functions

WAIT() NOTIFY() Only be called inside a EXC_ACC/END_EXC_ACC block.

Once a WAIT() function starts execution, another function call that reads or modifies variables inside the EXC_ACC/END_EXC_ACC block may execute.

Once a NOTIFY() function is executed, all WAIT() functions finish their execution.

Both WAIT() and NOTIFY() functions are atomic.

x = 10 DEFINE changeX(diff) EXC_ACC WHILE x + diff < 0 DO WAIT() ENDWHILE x = x + diff NOTIFY() END_EXC_ACC ENDDEF PARA changeX(-11) changeX(1) ENDPARA PRINTLN x

Output

0 Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Pseudocode System (extended)

21

Message Passing Concurrency Message Variable

MESSAGE.

message-name

(

value

...) A special message variable that carries a collection of values. The

message-name

another.

is used to distinguish message variables from one m1 = MESSAGE.h(“hello”) m2 = MESSAGE.w(“world”)

Send Statement

Send(

message variable

).To(

object)

Send a message specified by message variable to a receiver object.

A send statement is asynchronous, which means that the order in which messages are received may differ from the order in which they were sent.

m1 = MESSAGE.h(“hello”) m2 = MESSAGE.w(“world”) Send(m1).To(r1) Send(m2).To(r1)

Receive Statement

ON_RECEIVING

message statement(s) message statement(s) ...

Accept the next message and execute statement(s) according to the type of the message.

CLASS Receiver DEFINE receive ON_RECEIVING MESSAGE.h(var) PRINT var MESSAGE.w(var) PRINTLN var ENDDEF ENDCLASS m1 = MESSAGE.h(“hello”) m2 = MESSAGE.w(“world”) r1 = new Receiver() r1.receive() Send(m1).To(r1) Send(m2).To(r1)

Output

possibility1: hello world possibility2: world hello Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Pseudocode System (sample)

22 CLASS Buffer DEFINE initialize Buffer(capacityVal) items = [] capacity = capacityVal ENDDEF DEFINE produce(itemVal) EXC_ACC WHILE length(items) > capacity DO WAIT() ENDWHILE items[length(items)] = itemVal NOTIFY() END_EXC_ACC ENDDEF DEFINE consume() EXC_ACC WHILE length(items) < 1 DO WAIT() ENDWHILE item = items[0] del items[0] NOTIFY() END_EXC_ACC return item ENDDEF ENDCLASS CLASS Producer DEFINE initialize Producer(bufferVal) buffer = bufferVal ENDDEF DEFINE run() WHILE True DO buffer.produce(randNum(0,10)) ENDWHILE ENDDEF ENDCLASS CLASS Consumer DEFINE initialize Consumer(bufferVal) buffer = bufferVal ENDDEF DEFINE run() WHILE True DO PRINTLN buffer.consume() ENDWHILE ENDDEF ENDCLASS Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Midterm Exam

1 week

Content

 Comprehension of a concurrent system (single-lane bridge, expressed using pseudocode

Midterm Exam Performance

Group

S (9 students)

Shared Memory (Mean)

56.67 / 100 (1 st ) D (7 students) 76.14 / 100 (2 nd ) All 65.19 / 100

Message Passing (Mean)

81.72 / 100 (2 nd )

Overall (Mean)

138.39 / 200 65.93 / 100 (1 st ) 142.07 / 200 74.81 / 100

Concurrent Program Comprehension

25 PARA redCarA.run() redCarB.run() blueCarA.run() END_PARA Suppose

redCarA

has called the

redEnter()

method on line 9 but has not returned. Then

redCarB

invokes its

run()

method and calls the

redEnter()

method but also has not returned.

Decide if each of the scenarios below (k-t) could happen immediately after the above. Circle YES if the sequence is possible; otherwise, circle NO. Then please provide a brief explanation of your reasoning.

(m)

redCarB

returns from the

redEnter()

method, then calls the

redExit()

method on line 19 and blocks on the EXC_ACC marker on line 20.

YES Explanation: NO PARA bridge.start() redCarA.start() redCarB.start() blueCarA.start() END_PARA Suppose

redCarA

has sent the

redEnter

message but has not yet received any messages. Then

redCarB

invokes its

start()

method, and sends the

redEnter

message but has not yet received any messages.

Decide if each of the scenarios below (k-t) could happen immediately after the above. Circle YES if the sequence is possible; otherwise, circle NO. Then please provide a brief explanation of your reasoning.

(m)

redCarB

receives a

succeedEnter

MESSAGE.succeedExit(2) .

message, then sends a

redExit

message YES Explanation: NO and receives Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

General Misconception Hierarchy

26

Description Level

D1 Misconceptions of the system and/or problem descriptions

Terminology Level

Misinterpretation of a term that describes thread or process T1 behavior

Concurrency Level

C1 Misconceptions about thread or process behaviors

Implementation Level

I1 Misconceptions about synchronous mechanisms I2 Misconceptions about asynchronous mechanisms

Uncertainty Level

U1 Confusion about space of executions; include impossible execution sequences or fail to consider possible execution sequences Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Misconceptions about Shared Memory

27

Shared Memory

[D1]S1: Conflate order of cars with their thread’s name (#students: 3) [T1]S2: Misinterpret “race condition” as “different interleaving” (#students: 1) [T1]S3: Misinterpretation on terminology “block on” (#students: 2) [C1]S4: Conflate order of method return with order of entering/exiting bridge (#students: 4) [C1]S5: Conflate locking with conditional waiting (#students: 9) [I1]S6: Misinterpretation of WAIT() function’s effect and conflate wait with continuous execution of the enclosing while loop (#students: 1) [I1]S7: Conflate order of method invocation/return with get/release lock (#students: 10) [U]S8: Uncertainty (#students: 2) Increased size of state spaced causes illogical (self-contradictory) reasoning or occurrence of misconceptions not seen in simpler scenarios Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Misconceptions about Message Passing

28

Message Passing

[D1]M1: Question setting (#students: 6) [T1]M2: Misinterpret “race condition” as “different order of messages” (#students: 1) [C1]M3: Send semantics : assume ability to send depends on condition at receiver or interpret send as a synchronous method call (#students: 7) [C1]M4: Receive semantics: assume receipt of acknowledgement message is synchronous with the occurrence of the event ( (bridge entered or exited) (#students: 7) [I2]M5: Conflate message sending order with receiving order (#students: 6) Four scenarios: 1) 2) 3) different senders, same receiver (covered by test problem) different senders, different receivers same sender, different receivers (covered by test problem) 4) same sender, same receiver [U1]M6: Uncertainty (#students: 7) Increased size of state spaced causes illogical (self-contradictory) reasoning or occurrence of misconceptions not seen in simpler scenarios Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Misconceptions: the “fall back” phenomenon

29   Extensive training  terminology level rare misconceptions on Large number of misconceptions on description level?  fall back from uncertainty Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Implementation of Concurrency

 8 weeks    Content (flipped classroom)   Practice Java, Scala and Python without concurrency constructs Implement concurrency with threads, actors and coroutines Reading    Java API and concurrency tutorial Scala API and actors tutorial Python API, Google’s python class, and coroutine tutorial Assignment  Lab: implement party-matching and sleeping barber with threads, actors and coroutines

Final Exam

0.5 week

Content

  Implementation of concurrency (single-lane bridge) Choose either threads, actors or coroutines approach to finish

Related Curriculum Topics Covered

32     Flynn’s Taxonomy Why and what is parallel/distributed computing Concurrency Non-determinism  Shared memory        Task/thread spawning Language extensions Tasks and threads Synchronization Critical regions Producer-consumer Monitors Single data Multiple data

Single instruction

SISD SIMD  Concurrency defects   Deadlocks Data Races  Distributed Memory    Message passing Functional/logic languages Work stealing

Multiple instruction

MISD MIMD  Tools to detect concurrency defects Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Survey Data

  Surveys on effort and preferences were collected with each lab and homework assignments Students consistently reported difficulties with shared memory systems   In homeworks 2 (shared memory) and 3 (message passing), students were asked to write pseudocode for the bounded-buffer and dining philosopher problems discussed in class. In a survey conducted after homework 3, only 1 student indicated that message-passing is more difficult, and 10 indicated that shared memory is more difficult In lab 2 (shared memory) and lab 3 (message passing) students were asked to design a book inventory system. In the post-lab survey, 8 of 11 students who responded indicated that shared memory is more difficult, 1 indicated that message passing is more difficult, and 2 students found the assignments equally difficult.

Survey Data

34 

Midterm exam on comprehending concurrency

 11 of the 15 students who responded indicated that questions in the shared memory section were harder to answer than those in the message passing section.  10 of the 15 chose the message passing section as final graded part. Of the 5 students who chose the shared memory section, 4 took the shared memory portion in the 2 nd session.

 Of these 15 students, 13 chose correctly, in that they selected the section in which they actually scored higher. The 2 students who chose incorrectly chose the shared memory section but actually scored slightly higher on the message passing section.

Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Conclusions

    This class is challenging, especially to undergraduate students who have limited knowledge of concurrency and are inexperienced in programming.  Some students report time pressure on completing homework and lab projects. From the feedback of students who withdrew from the course, 2 of 3 expressed unmanageable course workload as their major reason for dropping The pseudocode system is useful for students to comprehend and reason about concurrent systems, but it requires further refinements on wording and validation A standard glossary of well-defined terminology is essential.

Shared memory is harder for students to understand, design, write pseudocode for, and reason about.

Thanks!

Q U E S T I O N S ?

Monitor Pattern

37 Data Object Class Function lock while condition is false wait execution unlock end function end class Active Object Class Run function invoking data object class’s functions end run function end class Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

38

Monitor Pattern

Bounded Buffer Buffer.java

class Buffer { List buf; int capacity, size; Buffer(int capacity) { this.capacity = capacity; buf = new ArrayList(); size = 0; } void synchronized produce(T item) { while (size >= capacity) wait(); buf.add(item); size++; } T synchronized consume() { while (size <= 0) wait(); size--; return buf.remove(0); } } Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

39

Monitor Pattern

Bounded Buffer Producer.java

Consumer.java

class Producer { Buffer buffer; Producer(Buffer buffer) { this.buffer = buffer; } } public void run() { buffer.produce((T)10); } class Consumer { Buffer buffer; Consumer(Buffer buffer) { this.buffer = buffer; } } public void run() { T item = buffer.consume(); } Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Data object class Receive message while condition is false delay processing processing End receive message End class

React Pattern

40 Active object class Run function send messages End run function End class Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

41

React Pattern

Bounded Buffer Buffer class class Buf[T](capacity:Int) extends Actor { var buf:List[T] = List() def prod(m:T) { } if (buf.size >= capacity) { self ! produce(m) } else { buf = buf.:+(m) } def act() { loop { react { case produce(m:String, => prod(m) } } } } case consume(consumer:Actor) => cons(consumer) def cons(consumer:Actor) { if (buf.isEmpty) { self ! consume(consumer) } else { val m = buf.head

buf = buf.tail

consumer ! cargo(m) } } Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

42

React Pattern

Bounded Buffer Producer class Consumer class class Producer[T](buffer:Actor) extends Actor { def prod() { } buffer ! produce((T)10) } def act() { prod() } class Consumer[T](buffer:Actor) extends Actor { def cons() { buffer ! consume(self); } } def act() { cons() loop { react { case cargo(m:T) => m } } } Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

Data object class Function If condition is false return false Else processing return true End if End function End class

Generator Pattern

43 Active object class Run function while invoking data object class’s function returns false yield yield End run function End class Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

44

Generator Pattern

Bounded Buffer Buffer class class buf: def __init__(self, capacity): self.capacity = capacity self.items = [] def produce(self, item): if len(self.items) >= capacity: return false self.items.append(item) return true def consume(self): if len(self.items) <= 0: return false return self.items[0] Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia

45

Generator Pattern

Bounded Buffer Producer generator Consumer generator def producer(buf): while True: while not buf.produce(10): yield yield def consumer(buf): while True: while not buf.consume(): yield yield Doctoral Prospectus by Zhen Li, Computer Science Department, University of Georgia