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TropMed Central
Antwerp
ITM Research Output
Accessible To All?
Kris Didden, Library ITM,
June 10th 2009
Outline
 Introduction
 Background
 Serials crisis
© Consequences of copyright transfer by author
Open Access as a solution?
 TropMed Central Antwerp (TMCA) + Harvesters
Live demonstration
 Request from the library
 Impact of TMCA: usage statistics and citation advantage
 Selected list of links and literature
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
Introduction
 WHAT?
 Repository = digital archive
 Similar to ITG Staff Publications database, but full text is free of
copyright restrictions
 International network of repositories (universities, research institutes…)
 WHY?
 Collect, preserve and disseminate research output
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Improve the visibility of the Institute’s scholarly publications
Centralize its contents and metadata
Self-archive the research output and provide open access to it
Preserve digital grey literature
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
 Background – SERIALS CRISIS
 Authors’ criteria for publishing research results
 Peer review: quality assurance
 Publish in and cite from journals with high Impact Factor
(SCI)
 Market evolution
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Monopoly of commercial publishers
Increase in volume and number of titles of scientific literature
Specialization: new journals
High quality journals in demand
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
 Background – SERIALS CRISIS
 Top journals should be included in library collections
Remark 1: median journal price change (2000-2006)*
Blackwell
140
Cambidge UP
120
Elsevier
Lippincott
100
Nature
Nature excl.
60
Oxford Journals
%
80
Sage
40
Springer
Taylor & Francis
20
Uni Chicago
0
Wiley
Biomedical Titles
*
Social Science Titles
Inflation rate EU
Sources: Trends in Scholarly Journal Prices 2000-2006, LISU; Statbel
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
 Background – SERIALS CRISIS
 Remark 2
 Average annual journal price changes (2000-06) – print subscriptions
 Commercial publishers (median journal prices) :
 U.S. society-published journals (nonprofit):
 Average annual inflation rate (Belgium) for the same period:
10%
7.1%
2.1%
 Different average % change per type of access
 E.g. U.S. society-published journals (2005-06)
 Print only (avg. for 140 journals)
 Print & online combined (avg. for 110 journals):
6.9%
16.2%
 Different tax rates for print and online subscription (Belgium)
 Print subscriptions:
 Online subscriptions:
*
6%
21%
Source: 19th Annual Pricing Study of Society Journal Prices, The Newsletter for Journal Publishers, Allen Press (2007)
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
 Background – SERIALS CRISIS
 OKAY, BUT:
1.Increase of journal subscription prices
2.Library budgets have not kept the same pace over the years,
while more and more face budget cuts anno 2009
 Access to scientific literature at stake?
 Hard nuts to crack: no new titles? No online
subscriptions? Cut back subscriptions in exchange for
new ones?
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
© Background – COPYRIGHT TRANSFER
 Transfer of exploitation rights for electronic publishing
 Right to publish
 Right to make reproductions
 Right to distribute
 Exceptions: research, education
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
© Background – COPYRIGHT TRANSFER
 Consequences for authors (individual)

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
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
Dissemination
Education
Research use
Personal use
Future reuse
Preservation
Protection of copyright
E-mail to colleagues?
E-learning environment
Private copy?
Single or continuous access?
Deposit in a repository?
Plagiarism?
 Consequences for libraries (institutional)



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Dissemination
Access guaranteed?
Reproduction
Long-term preservation?
Internal, external (e.g. Docdel)?
What after end of subscription?
Photocopying/scanning?
Self-archiving?
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
Background – OPEN ACCESS AS A SOLUTION?
 Open Access
 “free availability on the public internet, permitting any users to
read, download, copy, distribute, print, search, or link to the full
texts of these articles”
 “give authors control over the integrity of their work and the right
to be properly acknowledged and cited”
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
Background – OPEN ACCESS AS A SOLUTION?

Open Access Initiative

Declarations/statements of principles for institutions, governments
and authors:
Budapest (2001) Open Access to peer-reviewed research literature
Bethesda (2003) Open Access publishing
Berlin (2003)

Open Access to Knowledge in the Sciences and Humanities
Basic idea: no copyright or financial barriers
“research, funded by public means, is a public good and the
results should therefore be freely accessible to the public”

Endorsed by c. 500 universities, research institutions,
government councils, funding agencies, NGO’s, libraries
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
Background – OPEN ACCESS AS A SOLUTION?
1. Publish in Open Access Journals – Gold Road

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Peer-reviewed
© remains with the author
Restrictions depend on the author’s / publisher’s preferences
 Creative Commons licences
 ‘Libre’ vs. ‘Gratis’
 ‘Pure’ Gold vs. hybrid vs. delayed open access
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
Background – OPEN ACCESS AS A SOLUTION?
1. Publish in Open Access Journals – Gold Road
Peer-reviewed articles deposited in TMCA (2000-May 2009)
(Source: DOAJ)
 191 articles published in OAJ (av. 10%, 2008: 21,4%)
 114 articles published in JIF-OAJ (av. 6%, 2008: 12%)
 13% of all journals in which ITM authors have published is an OAJ
 136 ITM authors have published in an OAJ
 26% of them have published 33-100% of their articles in an OAJ
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
Background – OPEN ACCESS AS A SOLUTION?
2. Self-archive Articles - Green Road
1. Publish article in traditional (‘toll-access’) journal
2. Archive the author version in a subject or institutional
repository in compliance with publisher’s archiving policy
 >90% of journals accept some form of self-archiving
RoMEO COLOR
GREEN
can archive pre-print and post-print
BLUE
can archive post-print (ie final draft post-refereeing)
YELLOW
WHITE
ARCHIVING POLICY
can archive pre-print (ie pre-refereeing)
archiving not formally supported
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
Background – OPEN ACCESS AS A SOLUTION?
2. Self-archive Articles - Green Road
Articles in TMCA (2000-May 2009) - Publishers’ archiving policies
AP UNKNOWN
17%
OPEN ACCESS
10%
WHITE
5%
GREEN
36%
YELLOW
27%
BLUE
5%
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
Background – OPEN ACCESS AS A SOLUTION?
2. Self-archive Articles - Green Road
 Repositories
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Open source software (DSpace, Eprints, Fedora, Open
Repository)
“Digital libraries” but with full text linked
Include research output (peer-reviewed articles, other
document types), theses, learning objects…
Subject-based, institutional (private organizations, academic,
research institutes), OA Journals…
 Global: >1400
 Belgium: 25
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
Background – OPEN ACCESS AS A SOLUTION?
2. Self-archive Articles - Green Road
 Repositories: can quality be guaranteed?
 Funding agencies (NIH, Wellcome Trust, FWO,…)
 Peer-review is mandatory
 Self-archiving only after publication in journal
 “Success of repositories will lead to journals’ demise”
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp - Presentation
 Software: DSpace
 Open-source software: database/metadata, archival storage (35
forms of content (text, image, video…)), web user interface,
search/browse, OAI metadata providing service, handle server
 Contents of TropMed Central Antwerp
 ITM research output (articles, letters, editorials, issues, books,
chapters, dissertations, documents, guidelines) & ITGPress
publications
 2000-present: 2424 items
 Regularly updated by the library
 Metadata + full text
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp - Presentation
 Structure
 Repository
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp - Presentation
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp - Presentation
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp - Presentation
 Collections: document types (2000- May 2009)
COLLECTION
DOCUMENT TYPE
#
ARTICLES
ARTICLE
BOOKS AND CHAPTERS
BOOK
41
CHAPTER
358
ISSUE
10
GUIDELINES
35
CD-ROM
5
DISSERTATION
64
DOCUMENT
51
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
1856
TropMed Central Antwerp - Presentation
 ITEM RECORD
1. Permanent and unique link to the record
http://hdl.handle.net/10390/2243
http://hdl.handle.net/
10390
2243
system that redirects handle to original
URL of the digital object
unique handle number of TMCA
unique number of record
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp - Presentation
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp - Presentation
 ITEM RECORD
2. Bibliographic description
 Dublin Core Metadata Schema
 Author, title, journal name, publisher, subject, type of
publication, abstract etc.
 Extra metadata (mostly links) added whenever available:
Pubmed ID, DOI, URL
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp - Presentation
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp - Presentation
 ITEM RECORD
3. Statistics: number of item views
 From December 2008 onwards
 On monthly basis
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp - Presentation
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp - Presentation
 ITEM RECORD
4. Link to full text (‘bitstream’)
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Link/filename: Publisher PDF or Author version (PDF)
Size: KB, MB
Format: 35 formats (text, application, image, video, audio)
Statistics on number of times downloaded
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp - Presentation
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp - Demonstration
http://dspace.itg.be
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp – Full text
 Full text coverage – complete collection
120%
100%
96%
%
80%
60%
40%
29%
20%
15%
0%
ARTICLES
BOOKS & CHAPTERS
ITGPRESS
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp – Full text
 Distribution of full text per ITM department
90,0
80,0
77,8
ARTICLES %
BOOKS & CHAPTERS %
70,0
67,9
60,0
50,0
47,8
40,0
34,6
32,5
31,4
30,0
20,0
18,7
18,6
14,3
10,0
5,6
3,9
0
0,0
ANIMAL HEALTH
CLINICAL SCIENCES
MICROBIOLOGY
PARASITOLOGY
PUBLIC HEALTH
INTERDEPARTMENTAL
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp – Full text
 Ultimate goal: 100% full text coverage
BUT:
 Practical problems: size, document type (cd-rom, book)
 Publishers’ archiving policies (AP)
 Books & chapters: mostly non-existent (exc. ITM…)
 Articles
 “Green”, “yellow”, “blue” publishers
 “White” publishers, AP unknown: self-archiving not allowed
 Depositing publisher PDF accepted by some publishers
(Some impose embargo: 6-24 months)
 June 1st 2009
Total collection
Articles (total article collection):
Articles (that may be archived):
28.5% full text
29% full text
40% full text
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp – Full text
 Full text coverage of articles in TMCA (as of June 1st 2009)
322; 17%
6; 0%
536; 29%
44; 2%
Full text
AP know n: request
94; 5%
NOT - "w hite"
NOT - "not available"
NOT - AP unknow n
NOT - URL only
848; 47%
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp – Request
REQUEST
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp – Request
1. Search your personal archive for every digital
article, chapter or other publication
2000-2008
Author version (PDF or Word)
NOT Publisher PDF
2009-…
Author version AND Publisher PDF
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp – Request
2. Send the articles to [email protected]
3. Library will check, filter and add the documents to
the metadata in TMCA and ITG Staff Publications
database
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp – Request
Why contribute to TropMed Central Antwerp?
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Copyright / archiving
 Better control over your own publications
‘Moral obligation’ towards ‘funders of research’ (institution and the
public)
No extra work! (OK, hardly…)
Promotion
 Researcher = author and reader
 Improved visibility of research output
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp – Harvesting
Interoperability of database leads to improved visibility and
accessibility
 Internet search engines: Google, Live, MSN, AOL, Yahoo
 Scientific search engines: ‘harvesters’
HARVESTERS
CREATED BY
CONTRIBUTORS
# DOCS
European
Commission
>200 European
repositories
≈ 1 mio docs
EC + Gent Uni
9 Belgian
repositories
>30,000 docs
Michigan Uni
>1,120 repositories,
OA publishers etc.
≈ 22 mio docs
Bielefeld Uni
Library
>1,240 repositories,
OA publishers etc.
≈ 20 mio docs
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp - Demonstration
DRIVER (EU)
http://www.driver-repository.eu
DRIVER (BE)
http://www.driver-repository.be
OAISTER
http://www.oaister.org
BASE
http://www.base-search.net
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp – Usage Statistics
 Impact of the repository
 Usage statistics
 Citation advantage?
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp – Usage Statistics
 Number of visits (Dec 27th 2007 - May 31st 2009)
 Jan 1st – May 31st 2009: 17.9 visits / day
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp – Usage Statistics
 Pageviews & downloads per month (Jan 1 – May 31 2009)
30000
25000
20000
# pageview s
15000
# dow nloads
10000
5000
0
January
February
March
April
May
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp – Usage Statistics
 Visitors: Dec. 27th 2007 – May 31st 2009
 42% of all visits were made by returning visitors (i.e. who have
consulted TMCA before)
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp – Usage Statistics
 Visitors: Dec. 27th 2007 – May 31st 2009
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp – Citation advantage?
 Citation advantage?
 Indications that improved visibility, i.e. higher hit counts (HTML)
and more downloads (PDF), leads to higher citations
 Believers vs. non-believers
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp
THANK YOU FOR YOUR ATTENTION!
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp – Selected information
General


Suber, P 2007, Open Access Overview: Focusing on open access to peer-reviewed research articles and their preprints
[Internet]. Richmond: Earlham College; c2004-2006 [last update 2007]. Available from:
http://www.earlham.edu/~peters/fos/overview.htm
Chan, L., Swan, A. Open Access Scholarly Information Sourcebook: practical steps for implementing Open Access [Internet].
[S.l.] [last update 11 April 2009]. Available from: http://www.openoasis.org
Bibliographies
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
Bailey Jr., C. W. Open Access Bibliography: liberating scholarly literature with e-prints and Open Access Journals [Internet].
[S.l.]; 2008. Available from: http://www.digital-scholarship.com/oab/oab.htm.
Open Citation Project. The effect of open access and downloads ('hits') on citation impact: a bibliography of studies.
Southampton; University of Southampton; Available from: http://opcit.eprints.org/oacitation-biblio.html.
Implications and opportunities for researchers


Swan, A. 2006, The culture of Open Access: researchers’ views and responses. In: Open Access: Key Strategic, Technical
and Economic Aspects, Chandos. Available from: http://eprints.ecs.soton.ac.uk/12428/.
Kuchma, I. 2009, Open Access for researchers: enlarged audience and citation impact, tenure and promotion. Advanced and
enhanced metrics. The evidences that Open Access leads to advancement of science and research. [presentation].
Available from: http://www.eifl.net/cps/sections/services/eifl-oa/training/2009-pretoria/open-access-for
Open Access declarations
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
Budapest Open Access Initiative
http://www.soros.org/openaccess/index.shtml
Bethesda Statement on Open Access Publishing
http://www.earlham.edu/~peters/fos/bethesda.htm
Berlin Declaration on Open access to Knowledge in the Sciences and Humanities:
http://oa.mpg.de/openaccess-berlin/berlindeclaration.html
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009
TropMed Central Antwerp – Selected websites
Repositories active in the same field as or working with ITM
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Pubmed Central
http://www.pubmedcentral.nih.gov/
Scielo
http://www.scielo.org/
MSF Field Research
http://fieldresearch.msf.org/msf/
Search4 dev – Digital documents by Dutch development organizations:
http://www.search4dev.nl/
WHO SEAR Institutional Repository
http://repository.searo.who.int/
DSpace@ICDDR,B
http://dspace.icddrb.org/dspace/
Institutional Archive of Ghent University
https://archive.ugent.be
Lirias
https://lirias.kuleuven.be/
Harvesters
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Driver EU
DRIVER BE
OAISTER
BASE
www.driver-repository.eu/
www.driver-repository.be/default.aspx
www.oaister.org
www.base-search.net/
TropMed Central Antwerp: ITM Research Output Accessible to All?
ITM Seminar June 10th 2009