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Reporting Industry
Certifications and Career &
Professional Academies
Tara Goodman
Tara McLarnon
Division of Career and Adult Education
Purposes for Reporting Industry Certifications

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CAPE Act
Florida Education Finance Program (FEFP)
School Grades – Accelerated Coursework
Carl D. Perkins Career and Technical
Education Act
◦ Technical Skill Attainment Requirements
2
2012 Legislative Changes
HB7059
 Strategic Plan- changed from a five year to
three year plan
 Career-themed course
◦ Each district shall offer at least two CTCs
◦ Industry certifications earned in a CTC may
qualify for the additional FEFP funding
◦ A registration window for CTCs will open in the
fall after academy registration

Performance criteria- amended the
requirements for an academy or CTC that
fall below a 50% passage rate
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2012 Legislative Changes
HB7059
 SBE required to adopt a list of middle
school science, technology, engineering
and mathematics (STEM) certifications
 Districts will receive FEFP funding for
students earning middle school STEM
certifications upon promotion to high
school
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2011 Legislative Changes- Weights

Require SBE to adopt weights for each industry
certification
◦ Three weights: 0.1, 0.2, or 0.3
◦ Criteria must be based 50 percent on rigor and 50
percent on employment value
◦ Rigor = number of instructional hours, plus work
experience hours, with bonus for certifications with a
statewide articulation agreement
◦ Employment Value = average annual openings, growth rate,
and entry wage for the primary occupation linked to the
certification
◦ Calculation will be specified in the SBE rule for the
industry certification process
◦ Weights only apply to Industry Certification Funding List
certifications.
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2011 Legislative Changes- Middle Schools

Middle schools (s. 1003.4935, F.S.)
◦ Creation of middle school career and
professional academies
◦ Inclusion of industry certifications earned in
middle school in the school grades calculation
beginning with school grades for 2012-13.
◦ Inclusion of industry certifications earned in
middle school in the FEFP calculation when the
student graduates
◦ Required components differ from high school
career and professional academies
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Key Florida Statutes for Career and
Professional Academies
 s. 1003.492, F.S. –
Industry Certified
Career Education Programs
◦ Authority for the State Board of Education
Rule (Rule 6A-6.0573, F.A.C.)
◦ Requires the Department to collect
student achievement and performance data
in industry-certified career education
programs
 Annual report required by December 31
 2010-11 Report:
http://www.fldoe.org/workforce/pdf/capepr1011.pdf
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Key Florida Statutes for Career and
Professional Academies
 s. 1003.493, F.S. –
Career and
Professional Academies
◦ A "career and professional academy" is a
research-based program that integrates a
rigorous academic curriculum with an
industry-specific curriculum aligned
directly to priority workforce needs
established by the regional workforce
board.
◦ 7 required elements in the law that define
a career and professional academy and
career-themed course.
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Key Florida Statutes for Career and
Professional Academies
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s. 1011.62(1)(o) – Calculation of additional full-time
equivalence membership based on certification of
successful completion of a career-themed course or
industry-certified career and professional academy
pursuant to s. 1003.492
◦ Student eligibility for additional FTE is based on the following:
 Enrollment in a registered career and professional academy or a
career-themed course
 Completion of a certification on the approved list
 Receipt of standard high school diploma, or promotion to ninth
grade for student earning a STEM Middle School Certification
◦ Students earning certification through dual enrollment are not
eligible for the additional FTE calculation.
◦ Each certification will be weighted 0.1, 0.2, or 0.3. Middle School
STEM certifications will be weighted 0.1
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State Board Rule - 6A-6.0573
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Will be revised in Fall 2012 to conform with new
statutory requirements
Includes the formula for the calculation of weights
for each industry certification
Will include a middle school STEM list of eligible
certifications
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“The Lists”
 Comprehensive
Industry
Certification List
 Industry Certification Funding List
 Middle School STEM
 Perkins IV Technical Skill Attainment
Inventory (Secondary Programs)
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Comprehensive Industry Certification List
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Department of Economic Opportunity(DEO) creates
and maintains comprehensive list of highest and best
industry-recognized certifications.
Must be approved by Workforce Florida, Inc.
Includes certifications that may not be earned by
students at the secondary level, although the student
may take introductory coursework leading to the
certification
Additional industry certifications may be recommended
to the Department of Economic Opportunity or
Workforce Florida, Inc. by regional workforce boards
and career and professional academies.
Serves as the basis for the annual “Industry Certification
Funding List”
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Timeline for Comprehensive Industry
Certification List
Time Frame
Activity for 2013-14 Comprehensive List
August 2012 –
September 2012
WFI opens a submission window of requests to the 201314 comprehensive List
October –
November 2012
WFI,AWI and DOE staff conduct research on
submissions received by WFI
December 2012 –
January 2013
WFI, AWI, and DOE finalize their recommendations to
the State Workforce Board
February 2013
The State Workforce Board adopts the 2013-14
Comprehensive Industry Certification List
March 1, 2013
WFI posts the final 2013-14 Comprehensive Industry
Certification List
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Industry Certification Funding List
Created by the Division of Career and Adult
Education
 Approved by the State Board of Education each
year
 For inclusion:

◦ The certification shall be on the “Comprehensive Industry
Certification List.”
◦ The certification shall be achievable by secondary students.
◦ The certification shall require a minimum of 150 hours of
instruction.
◦ The certification shall have been offered for at least one year in a
school district. (This requirement may be waived by the
Commissioner of Education.)
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Timeline for Industry Certification Funding
List
Time Frame
Activity for 2012-13 Funding List
March 1, 2012
WFI posts the final 2012-13 Comprehensive Industry
Certification List
March 5, 2012
DOE distributes a preliminary 2012-13 Industry
Certification Funding List
March 5, 2012 to
April 1, 2012
DOE has an open submission window during which
districts may submit requests for additions to the funding
list.
April 1 to May 15,
2012
DOE staff review the requests to confirm that all of the
required criteria are met.
Summer/Fall 2012
State Board of Education adopts the 2012-13 Industry
Certification Funding List
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Middle School STEM List
Created by the Division of Career and
Adult Education in collaboration with
Department of Economic Opportunity
and Workforce Florida, Inc.
 Approved by the State Board of
Education each year

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Timeline for Middle School STEM
List
Time Frame
Activity for 2012-13 Middle School STEM List List
Summer 2012
DOE staff work with DEO and Workforce Florida to
develop criteria for inclusion on the list
Summer 2012
DOE distributes a preliminary 2012-13 Middle School
STEM List
Fall 2012
DOE has an open submission window during which
districts may submit requests for additions to the Middle
School STEM list.
Fall 2012
DOE staff review the requests to confirm that all of the
required criteria are met.
Fall 2012
State Board of Education adopts the 2012-13 Middle
School STEM List
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Registered Academies
Districts are required to annually register the
career and professional academies that meet the
requirements of s. 1003.493, F.S.
 Registration window is between July 15 and
September 15 for High School academies and
September 16 to October 15 for Middle School
academies.
 Superintendents certify that each registered
academy meets all of the requirements in statute.
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Registered Academies
• Registration process creates a 3-digit identifier
for the academy
– This identifier is used to identify students enrolled
in the academy and reported in Surveys 2, 3, and 5
• Academies must be re-registered each year.
• Eligibility for funding is limited to academies
registered with the DOE under s.
1011.62(1)(o), F.S.
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Career Themed Course
HB 7059 amended 1003.493 to include careerthemed courses
 Career-themed course (CTC) is a course, or a
course in a series of courses, that leads to an
industry certification identified in the Industry
Certification Funding List. CTC’s have industryspecific curriculum aligned directly to priority
workforce needs established by regional
workforce boards or DEO.
 Districts shall offer at least two CTC’s.
 CTC’s must meet the same criteria as a CAPE
academy.
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Career Themed Course Registration
Districts are required to annually register
career-themed courses that meet the
requirements of s. 1003.493, F.S.
 Registration window will be in the fall
through a separate process than CAPE
academy registration
 Superintendents certify that each CTC
meets all of the requirements in statute.
 Career-themed courses may be any course
in the course code directory.
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Eligibility for add-on FTE under S.
1011.62(1)(o)
 Student must have:
◦ Been enrolled in a registered CAPE
academy or Career-Themed Course and
earned a certification on the Funding
List.
◦ Graduated with a standard diploma*.
* Students who earn a middle school STEM certification will be
eligible for the add-on FTE upon the promotion to ninth grade.
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Performance Criteria
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The performance criteria was changed in
2012 legislation (HB7059)
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If the passage rate on an industry certification
examination that is associated with the career and
professional academy or a career-themed course falls
below 50 percent, the 3-year strategic plan must be
amended to include specific strategies to improve the
passage rate of the academy or career-themed
course.
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Data Reporting Cycle 2011-12
Survey
Survey 2, October
2011
Report students enrolled in career and professional
academies
Career and Professional Academy Identifier
Survey 3, February
2012
Report students enrolled in career and professional
academies
Career and Professional Academy Identifier
Survey 5, August
2012 to February
2013*
Report students enrolled in career and professional
academies (Two formats: Federal/State Indicator & CTE
Student Course)
Career and Professional Academy Identifier
Report industry certifications earned and attempted
Industry Certification Identifier
Industry Certification Outcome
Middle School
Academies begin
reporting
* Typically the CAPE report and the calculation of school grades is based
on data reported on Survey 5 as of October 2012 .
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Issue 1: Reporting Students Enrolled in
Career and Professional Academies (Surveys
2, 3, and 5)

Data on students in a registered career and
professional academy is reported on the
Federal/State Indicator Status format for
Surveys 2, 3, and 5 and CTE Course Schedule
Format for Survey 5 for students attempting an
industry certification, using the Career and
Professional Academy Identifier element.
◦ However, the primary source for enrollment data is
the Federal State Indicator Status format.
◦ For industry certifications, districts will have until the
final close date for Survey 5 to update these records.
For example, in the 2010-11 reporting cycle, Survey 5
was closed on February 29, 2012. The survey period
dates are approved and published by the Department
on an annual basis.
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Issue 2: Reporting Academy Students
Attempting to Earn Industry Certifications
(Survey 5)
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Data on industry certifications is reported
on the Career and Technical Education
(CTE) Student Course Schedule format,
Survey 5
Districts must report on all industry
certifications taken, including those which a
student did not successfully complete.
Elements that must be reported:
◦ Career and Professional Academy Identifier
◦ Industry Certification Identifier
◦ Industry Certification Outcome
The academy identifier is only reported if
the students attempted an industry
certification.
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Issue 2: Reporting Academy Students
Attempting to Earn Industry Certifications
(Survey 5)
Up to two certifications can be reported
linked to a single course.
 For dually enrolled students, certification can
be reported by linking to a postsecondary
course number.
 Career and Professional Academy Identifier
must be reported on the CTE Student
Course Format for students earning industry
certifications in an academy
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Issue 3: Reporting Students Attempting to
Earn Industry Certifications in CareerThemed Courses (Survey 5)
Districts will provide a list of career-themed
courses (CTC) to the Department on an annual
basis.
 Any course for secondary students can be a
CTC (even if it is not a career education
course).
 If a student attempts an industry certification in
a course designated by a district as meeting the
statutory requirements for a career-themed
course, then the identifier and outcome should
be reported on the CTE Students Course
Schedule format, Survey 5.
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Issue 3: Reporting Students Attempting to
Earn Industry Certifications in CareerThemed Courses (Survey 5)
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If the CTC in which the certification was
earned is not part of a career education
program, then:
◦ Certifications should be reported using all zeros
for the Program Code field.
◦ No matching CTE Teacher Course record
required.
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Issue 4: Reporting certifications for students
who are not participating in career
education or CAPE (not in an academy or
career-themed course, and not in a career
education course)
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The secondary course number should be reported
for these students
These certifications should be reported using all
zeros for the Program Code field
No matching CTE Teacher Course record is
required
These certifications will not be included in the
funding calculation in 1011.62(1)(o), F.S., but may
count for school grades
◦ All certifications reported may count for the high school
grades calculation.
◦ See technical assistance on the school grades calculation
here: http://schoolgrades.fldoe.org/
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Issue 5: Reporting industry certifications
during the year in which the student took
the coursework
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In most cases, the industry certification must
be reported in the year in which the student
took the coursework that lead to the
industry certification.
For calculation of funding under s.
1011.62(1)(o), the Department will check all
standard diploma graduates against a multiyear file of students earning industry
certifications while in an academy.
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Issue 6: Prior year reporting in limited
circumstances
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Districts may report certifications earned during
the prior reporting year, in cases where the
certification could not have been earned by the end
of the update period.
◦ Example: Student had to be 18 to earn the
certification and the18th birthday fell after the
standard update period.
◦ This method cannot be used to correct data
reporting errors.
District may report prior year by using the
following elements:
◦ School Year – Record Submission element equals
current reporting year.
◦ School Year – Course Taken element equals the
prior year.
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Other Reporting Issues
Certifications should be reported in the year that they
were earned.
 Students should not be reported with the same industry
certification identifier more than once in the survey. The
outcome reported should be the final outcome for the
reporting year.
 For a student earning an industry certification in a prior
year (value of “P” on industry certification outcome), the
student may not be reported with that same industry
certification identifier in a subsequent reporting year.

◦ For example, ADOBE012 - This certification often has software
updates and new version of the software and subsequent exams are
released. If a student earned the ADOBE012 certification in 201112, the student may not be reported as attempting or earning that
industry certification in any following year.
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Other Reporting Issues

For certifications or assessments with work
experience requirements, an industry certification
identifier may be reported as an attempt when all
exams have been taken and any requirements
other than work experience are satisfied (i.e.,
report valid identifier on Industry Certification
Identifier element and outcome of "F" on the
Industry Certification Outcome element).
◦ Students may not be reported with an “F” for two
consecutive years if the only certification requirement
outstanding is the work experience.
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Data Reports Available to Districts
F71102 - Provides a list of students who
were included in the calculation for the
industry certification add-on FTE (s.
1011.62(1)(o), F.S.
 This report is run for the 3rd and 4th FEFP
calculation
 Your district MIS staff have the capability
to access this report.
 http://www.fldoe.org/workforce/pdf/Indus
tryCertificationFEFP-3rdCalc.pdf

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Data Reports Available to Districts
Report No
Content
F71015
Career and Professional Academies Enrollment
F71016
Industry Certification by Academy, Grade, and School
F71017
Industry Certification Eligible for CAPE
F71018
Career and Professional Academy Membership
F71081
Career and Professional Academy Enrollment by Grade
F71082
Industry Certification by Academy and Grade
F71166
Perkins Eligible Industry Certification (includes non-CAPE
exams)
F71171
CAPE Industry Certification by School and Grade
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Screen Shots
37
Screen Shots
38
Data Validation

The Division of Career and Adult
Education sends academy enrollment and
industry certifications reports to districts
at the end of each Survey period to
ensure that program staff are aware of
the information that has been reported
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Web Resources

DOE Website – CAPE Act
http://www.fldoe.org/workforce/fcpea/default.asp
◦
Industry Certification Funding Lists and Career and Professional
Academy registration site are available here.

Workforce Florida, Inc- Comprehensive Industry
Certification List
http://www.workforceflorida.com/PrioritiesInitiatives/Educat
ionalInitiatives/cape.php
Comprehensive Industry Certification List is available here.

Carl D. Perkins Technical Skill Attainment Inventories
http://www.fldoe.org/workforce/perkins/perkins_resources.as
p
◦
See Header for Secondary and Postsecondary Technical Skill
Attainment Inventory
◦
This information is also posted in Appendix Z
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Web Resources

Technical Assistance Paper: Florida Career and
Professional Education Act
http://www.fldoe.org/workforce/pdf/CAPE-ActTechAssist.pdf

Statewide Memorandum on Industry Certification Data
Reporting (2011-12 memo)
http://www.fldoe.org/workforce/pdf/IndustryCertificationD
ataReporting.pdf
http://www.fldoe.org/workforce/pdf/IndustryCertificationD
ataReporting-Attachment.pdf

6A-6.0573, F.A.C.-- Industry Certification Process
https://www.flrules.org/gateway/readFile.asp?sid=0&tid=74
90357&type=1&file=6A-6.0573.doc

Industry Certification Descriptions
https://app1.fldoe.org/WEIndCert/Default.aspx
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Key Contacts
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Tara Goodman, Division of Career and Adult Education

Email: [email protected]

Phone: 850-245-9001
Tara McLarnon, Division of Career and Adult Education

Email: [email protected]

Phone: 850-245-9005
Sarah Underwood

Email: [email protected]

Phone: 850-245-9078
Ed Croft

Email: [email protected]

Phone: 850-245-0429
42