Division I Initial Eligibility
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Transcript Division I Initial Eligibility
Division I Initial Eligibility
STEPHANIE CASTERA
JULIETTE KENNY
ACADEMIC AND MEMBERSHIP AFFAIRS
NCAA
What’s the plan of attack?
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• Session outcomes.
• New initial-eligibility legislation.
• Initial-eligibility waiver process.
• Initial-eligibility waiver directive.
• Case studies.
• PSA review process.
• Best practices.
• Resources.
Session Outcomes
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Leave with a better understanding of the initial-
eligibility process;
Recognize potential hurdles to initial-eligibility
certification; and
Learn about various initial-eligibility resources.
Let’s get started.
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NEW INITIAL-ELIGIBILITY
LEGISLATION
New Initial-Eligibility Legislation
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Adopted by the NCAA Division I Board of Directors
in October 2011.
Effective August 2016.
One-year delay from the original effective date
established in October 2011.
Establishes two separate standards.
Athletically related financial aid and practice; AND
Competition.
New Initial-Eligibility Legislation
Competition
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To compete during the first year of collegiate
enrollment PSAs must…
Obtain corresponding core-course GPA and test score on
new sliding scale.
New scale requires a core-course GPA approximately .500
GPA units higher than current scale.
Example: 2.500 core-course GPA requires 1000 SAT.
Obtain a minimum core-course GPA of 2.300 in the 16
core courses currently required.
Meet core-course progression requirements.
New Initial-Eligibility Legislation
Core-Course Progression Requirements
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Successfully complete 10 core courses prior to their
seventh semester (or equivalent) of high school.
Seven of the 10 core courses must be completed in
English, math and natural/physical science.
Ten core courses (and corresponding grades) must be
used to calculate the core-course GPA.
Are there any exceptions?
New Initial-Eligibility Legislation
Athletics Aid & Practice
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To receive athletics aid and practice PSAs must…
Meet the current qualifier standard for competition.
Successfully complete nine-semester hours or eightquarter hours during each academic term in order to
practice for the remainder of the academic year.
PSAs who meet the above will be considered
“academic redshirts.”
New Initial-Eligibility Legislation
Coming Soon!
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Educational outreach initiatives.
Changes to pertinent areas of current legislation
regarding nonqualifiers, etc.
Further clarification.
Impact on education-impacting disability population.
Impact on international-student population.
Were there any other legislative
developments in 2011-12?
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RECENT PROPOSALS &
INTERPRETATIONS
Proposals & Interpretations
NCAA Proposal No. 2011-67
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International equivalent of advanced
placement (AP) exam.
Effective August 1, 2012.
If an international PSA completes a “similar
proficiency exam,” the NCAA Eligibility Center will…
Determine if the exam is advanced or higher level.
Certify the PSA based on the number of AP hours
accepted by the certifying institution.
Proposals & Interpretations
Proposal No. I-2011-3
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Invalidation of academic credentials.
Effective immediately – incorporation.
If academic credentials are invalidated after initial-
eligibility certification, the institution must…
Declare the involved SA immediately ineligible
Report a violation (provision of aid, practice, etc.).
Pursue student-athlete reinstatement .
Proposals & Interpretations
Official Interpretation: August 18, 2011
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No time limitation for high school graduation.
The academic and membership affairs (AMA) staff
confirmed there is no time limitation for high school
graduation.
Proposals & Interpretations
Official Interpretation: July 7, 2011
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Criteria for determining seasons of
competition.
AMA staff determined that a PSA may advance his or her
graduation date by one year if the PSA…
Is from a country with multiple tiers of secondary
education;
Successfully completed the initial tier of secondary
education in his or her home country within the timeframe
prescribed for completion; and
Subsequently graduates from a secondary school in another
country, including the U.S.
Questions? We’re Here for you.
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AMA STAFF
Waivers
PSA Review
NCAA ELIGIBILITY CENTER
International Certification
Domestic Certification and Core-Course Review
Amateurism
Let’s switch gears.
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INITIAL-ELIGIBILITY
WAIVER PROCESS
Initial-Eligibility Waiver Process
Overview
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Provides SAs relief from the legislated initial-
eligibility standards in cases where such relief is
warranted.
Places emphasis on an SA’s likelihood of academic
success during the initial year of enrollment.
Considers the mitigating circumstances that may
have resulted in an SA’s failure to satisfy minimum
initial-eligibility requirements.
Initial-Eligibility Waiver Process
Required Documentation
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Completed waiver application via AMA Online.
All ACT/SAT scores.
Letters or statements from the institution and SA.
Evidence of the SA’s academic record.
Evidence of the mitigating circumstances.
SA’s final certification report.
Copies of all high school (or equivalent) transcripts.
Academic support plan (if applicable).
I need some direction.
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INITIAL-ELIGIBILITY
WAIVER DIRECTIVE
Initial-Eligibility
Waiver Directive
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Approved by the NCAA Division I Academic Cabinet
in February 2012.
Takes into account a data-based analysis of SA’s
likelihood of academic success during his or her
initial year of enrollment.
Research-based academic formula that considers SA’s
core-course GPA, core-course units and standardized
test score.
Initial-Eligibility Waiver Directive
Academic Criteria Considered
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All ACT/SAT exams.
Performance in college courses completed prior to
initial full-time enrollment.
Performance on institutional placement exams.
SA’s collegiate course schedule.
History and timing of completed core courses.
For international SAs from exam-based countries,
year-to-year performance as indicated on official
transcripts.
Initial-Eligibility Waiver Directive
Academic Criteria NOT Considered
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Coursework that does not satisfy the legislated
definition of a core course.
Coursework that was invalidated through the PSA
review process.
College-level coursework completed as a full-time
college student.
Initial-Eligibility Waiver Directive
Academic Support Plans
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Required in all cases for which the core-course GPA
is below 2.300.
Must demonstrate how the SA’s individual efforts,
course-schedule planning and use of academic
resources will position the SA to succeed
academically during his or her first year.
Must be signed by the SA and an institutional
representative with academic oversight for the SA.
Initial-Eligibility Waiver Directive
Mitigating Circumstances
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Institutional misadvisement/lack of advisement.
High school misadvisement/lack of advisement.
Personal hardship.
Nonrecruited status.
Lost academic opportunity.
SA repeating year of high school.
International test score time limitation issue.
International academic curriculum/track issue.
Split-file situation.
Coursework completed prior to grade nine.
Initial-Eligibility Waiver Directive
Common Staff Decisions
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Approvals.
Conditional approvals.
Partial approvals for athletics aid and practice.
Partial approvals for athletics aid only.
Denials.
Give me an example. Please.
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INITIAL-ELIGIBILITY WAIVER
CASE STUDIES
Initial-Eligibility Waiver
Case Study No. 1
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PSA Benjamin.
On-time graduate from Arizona.
3.769 core-course GPA.
105 ACT.
15 core-course units.
Deficient one unit in English.
Nonrecruited.
Institution’s assertions.
Nonrecruited.
Academic record suggests likelihood of academic
success.
Case Study No. 1 (cont.)
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What conclusions might staff draw from the PSA’s
overall academic record?
What nonacademic factors are favorable in the PSA’s
case?
Based on the information provided, what might be
an appropriate outcome?
Initial-Eligibility Waiver
Case Study No 2
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PSA Maria.
On-time graduate from Georgia.
2.633 core-course GPA.
980 SAT.
15 core-course units.
Deficient one core-course unit in math.
Recruited in September 2011.
Institution’s assertions.
High school changed course title from Algebra I to
Integrated Algebra I but failed to update its list of
NCAA-approved core courses.
Institution believed Integrated Algebra I could be used.
Case Study No. 2 (cont.)
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How might staff analyze this waiver?
Can we say with a degree of certainty that, but for the
mitigating circumstances, the SA clearly would have
satisfied initial-eligibility requirements?
Based on the information provided, what might be
an appropriate outcome?
Initial-Eligibility Waiver
Case Study No. 3
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PSA James.
On-time graduate from Virginia.
2.912 core-course GPA.
1100 SAT.
14.5 core-course units.
Deficient one and one-half core-course units in
additional academic courses.
Recruited in May 2012.
Institution’s assertion.
Late recruitment/no opportunity to advise.
Case Study No. 3 (cont.)
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What conclusions might staff draw from the PSA’s
overall academic record?
Can we say with a degree of certainty that, but for the
mitigating circumstances, the SA clearly would have
satisfied initial-eligibility requirements?
Based on the information provided, what might be
an appropriate outcome?
Initial-Eligibility Waiver
Case Study No. 4
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PSA Lucas is an on-time graduate from France.
Lucas’ academic record.
1.890 core-course GPA.
920 SAT .
French Baccalaureate (category one document).
Deficient 0.110 on the sliding scale.
Institution’s reasons for deficiency.
French exam is weighted.
PSA judged on one exam.
PSA was not aware of initial-eligibility requirements when he
took the exam.
Case Study No. 4 (cont.)
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How might the staff analyze this waiver?
What conclusions might staff draw from the PSA’s
overall academic record?
Is there any mitigation for the deficiency?
Based on the information provided, what might be
an appropriate outcome?
Initial-Eligibility Waiver
Case Study No. 5
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PSA Noah is an on-time graduate from New Hampshire.
Noah’s academic record.
2.200 core-course GPA.
72 ACT.
13 core-course units.
Deficient .175 on the sliding scale.
Deficient one-half core-course unit in English and one and onehalf core-course units in math.
Institution’s reasons for deficiency.
Misadvisement.
PSA was advised to complete two core-course units via an online
credit-recovery program.
Credit-recovery courses were invalidated through the PSA review
process.
Case Study No. 5 (cont.)
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How might the staff analyze this waiver?
Will “misadvisement” be viewed favorably by the
staff given the circumstances?
Based on the information provided, what might be
an appropriate outcome?
Let’s rewind.
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PSA REVIEW PROCESS
PSA Review
Overview
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Purpose is to determine the validity of a PSA’s
academic credentials.
PSA review triggers encompass the entire academic
record.
PSA Review
Common Triggers
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More than one nontraditional course taken post-
sixth semester.
Course completed in a narrow timeframe.
GPA increase of .500 or greater post-sixth semester.
Concurrent enrollment in sequential courses.
PSA Review
Common Triggers (cont.)
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Disproportionate amount of credits earned post-
sixth semester.
Core course taken via credit-recovery program.
Attended two or more high schools in senior year.
Multiple high school attendance overall.
Test score abnormality.
PSA Review
Guiding Principles
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Course must include instruction by the course
instructor.
Must be qualified to teach in the subject area.
Must be qualified to teach at appropriate course level.
Must be considered an instructor by the school.
Physical presence vs. access.
Course must be completed in its entirety.
If the course is not completed in its entirety, the grade
must reflect incomplete portions of the course.
PSA Review
Guiding Principles (cont.)
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Course must be completed within appropriate
timeframe.
Demonstration of “mastery” is not sufficient.
Timeframe triggers:
15
days for one-half unit.
30 days for one-full credit.
Completion of the course must be supported by
examples of completed assessments/assignments.
Must be presented for each course under review.
PSA Review
Guiding Principles (cont.)
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Instructor must attest to the student interactions.
Strong evidence = instructor’s log.
Course must be completed in accordance with school
policy (e.g., sequential courses should be completed
in order).
It’s that time of year again.
Yes, already.
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INITIAL-ELIGIBILITY
BEST PRACTICES
Initial-Eligibility
Best Practices
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Encourage early registration with the NCAA
Eligibility Center.
Emphasize the importance of meeting initial-
eligibility standards during unofficial and official
visits.
Conduct preliminary evaluations of academic records.
Remind high schools to update their list of NCAA-
approved core courses.
Advise PSAs to retain coursework completed for
nontraditional courses.
Initial-Eligibility
Best Practices (cont.)
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Identify potential red flags.
Nontraditional or vocational coursework.
Significant increase in grade-point average post-sixth.
Delayed or early graduation.
Duplicative or repeated coursework.
Reclassification.
Multiple high school attendance.
I need help.
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INITIAL-ELIGIBILITY RESOURCES
Initial-Eligibility
Resources
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NCAA Guide for the College-Bound Student-Athlete
NCAA Eligibility Center Brochure
NCAA Eligibility Center Quick Reference Sheet
NCAA Guide to International Academic Standards
for Athletics Eligibility
AMA Online Waiver Application Instructions
Initial-Eligibility Waiver Directive
AMA and NCAA Eligibility Center Staff
I have a question.
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WE HAVE SOME ANSWERS
Thank You!
THE END