Statistical Process Control

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Transcript Statistical Process Control

Chapter 3 Statistical Process Control

1

Lecture Outline

• Basics of Statistical Process Control • Control Charts • Control Charts for Attributes • Control Charts for Variables • Control Chart Patterns • SPC with Excel and OM Tools • Process Capability Copyright 2011 John Wiley & Sons, Inc.

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Statistical Process Control (SPC)

• Statistical Process Control • monitoring production process to detect and prevent poor quality • Sample • subset of items produced to use for inspection • Control Charts • process is within statistical control limits

UCL LCL

Copyright 2011 John Wiley & Sons, Inc.

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Process Variability

• Random • inherent in a process • depends on equipment and machinery, engineering, operator, and system of measurement • natural occurrences • Non-Random • special causes • identifiable and correctable • include equipment out of adjustment, defective materials, changes in parts or materials, broken machinery or equipment, operator fatigue or poor work methods, or errors due to lack of training Copyright 2011 John Wiley & Sons, Inc.

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SPC in Quality Management

• SPC uses • Is the process in control?

• Identify problems in order to make improvements • Contribute to the TQM goal of continuous improvement Copyright 2011 John Wiley & Sons, Inc.

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Quality Measures: Attributes and Variables

• Attribute • A characteristic which is evaluated with a discrete response • good/bad; yes/no; correct/incorrect • Variable measure • A characteristic that is continuous and can be measured • Weight, length, voltage, volume Copyright 2011 John Wiley & Sons, Inc.

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SPC Applied to Services

• Nature of defects is different in services • Service defect is a failure to meet customer requirements • Monitor time and customer satisfaction Copyright 2011 John Wiley & Sons, Inc.

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SPC Applied to Services

• Hospitals • timeliness & quickness of care, staff responses to requests, accuracy of lab tests, cleanliness, courtesy, accuracy of paperwork, speed of admittance & checkouts • Grocery stores • waiting time to check out, frequency of out-of-stock items, quality of food items, cleanliness, customer complaints, checkout register errors • Airlines • flight delays, lost luggage & luggage handling, waiting time at ticket counters & check-in, agent & flight attendant courtesy, accurate flight information, cabin cleanliness & maintenance Copyright 2011 John Wiley & Sons, Inc.

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SPC Applied to Services

• Fast-food restaurants • waiting time for service, customer complaints, cleanliness, food quality, order accuracy, employee courtesy • Catalogue-order companies • order accuracy, operator knowledge & courtesy, packaging, delivery time, phone order waiting time • Insurance companies • billing accuracy, timeliness of claims processing, agent availability & response time Copyright 2011 John Wiley & Sons, Inc.

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Where to Use Control Charts

• Process • Has a tendency to go out of control • Is particularly harmful and costly if it goes out of control • Examples • At beginning of process because of waste to begin production process with bad supplies • Before a costly or irreversible point, after which product is difficult to rework or correct • Before and after assembly or painting operations that might cover defects • Before the outgoing final product or service is delivered Copyright 2011 John Wiley & Sons, Inc.

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Control Charts

• A graph that monitors process quality • Control limits • upper and lower bands of a control chart • Attributes chart • p-chart • c-chart • Variables chart • mean (x bar – chart) • range (R-chart) Copyright 2011 John Wiley & Sons, Inc.

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Process Control Chart

Out of control Upper control limit Process average Lower control limit 1 2 3 4 5 6 Sample number 7 8 9 10 Copyright 2011 John Wiley & Sons, Inc.

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Normal Distribution

• Probabilities for Z= 2.00 and Z = 3.00

-3  -2  -1  95% 99.74%  =0 1  2  3  Copyright 2011 John Wiley & Sons, Inc.

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A Process Is in Control If …

1.

2.

3.

4.

… no sample points outside limits … most points near process average … about equal number of points above and below centerline … points appear randomly distributed Copyright 2011 John Wiley & Sons, Inc.

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Control Charts for Attributes

• p-chart • uses portion defective in a sample • c-chart • uses number of defects (non-conformities) in a sample Copyright 2011 John Wiley & Sons, Inc.

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p-Chart

UCL =

p

LCL =

p

+

z

p

-

z

p z p

p

= number of standard deviations from process average = sample proportion defective; estimates process mean = standard deviation of sample proportion 

p = p

(1 -

p

)

n

Copyright 2011 John Wiley & Sons, Inc.

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Construction of p-Chart

SAMPLE # 1 2 3 : : 20 NUMBER OF DEFECTIVES 6 0 4 : : 18 200 PROPORTION DEFECTIVE .06

.00

.04

: : .18

20 samples of 100 pairs of jeans Copyright 2011 John Wiley & Sons, Inc.

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Construction of p-Chart

p = total defectives total sample observations = 200 / 20(100) = 0.10

UCL =

p

+

z p

(1 -

n p

) = 0.10 + 3 0.10(1 - 0.10) 100 UCL = 0.190

LCL =

p

-

z p

(1 -

p

) = 0.10 - 3

n

0.10(1 - 0.10) 100 LCL = 0.010

Copyright 2011 John Wiley & Sons, Inc.

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0.20

0.18

Construction of p-Chart

UCL = 0.190

0.16

0.14

0.12

0.10

p

= 0.10

0.08

0.06

0.04

0.02

LCL = 0.010

2 Copyright 2011 John Wiley & Sons, Inc.

4 6 8 10 12 Sample number 14 16 18 20 3-19

p-Chart in Excel

Click on “Insert” then “Charts” to construct control chart I4 + 3*SQRT(I4*(1-I4)/100) I4 - 3*SQRT(I4*(1-I4)/100) Column values copied from I5 and I6 Copyright 2011 John Wiley & Sons, Inc.

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c-Chart

UCL =

c

LCL =

c

+

z

c z

c

c

=

c

where

c

= number of defects per sample Copyright 2011 John Wiley & Sons, Inc.

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c-Chart

Number of defects in 15 sample rooms SAMPLE NUMBER OF DEFECTS 1 12 2 8 3 16

: : : :

15 15 190

c

190 = = 12.67

15 UCL =

c

+

z

c

= 12.67 + 3 12.67

= 23.35

LCL = c - z  c = 12.67 - 3 12.67

= 1.99

Copyright 2011 John Wiley & Sons, Inc.

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c-Chart

9 6 3 24 21 18 15 12

c

UCL = 23.35

= 12.67

LCL = 1.99

2 4 6 8 10 Sample number 12 14 16 Copyright 2011 John Wiley & Sons, Inc.

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Control Charts for Variables

Range chart ( R-Chart )

 Plot sample range (variability) 

Mean chart ( x -Chart )

 Plot sample averages Copyright 2011 John Wiley & Sons, Inc.

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x-bar Chart:

Known

UCL = x + z LCL = x - z   -

x x

Where = X = x 1 + x 2 + ... + x k k   x = process standard deviation = standard deviation of sample means = k = number of samples (subgroups)  / n = sample size (number of observations) n Copyright 2011 John Wiley & Sons, Inc.

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x-bar Chart Example:

Known

Observations(Slip-Ring Diameter, cm) n Sample k 1 2 3 4 5 x

We know σ = .08

Copyright 2011 John Wiley & Sons, Inc.

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x-bar Chart Example:

Known

= 5.09

 -

x

= X = 10 = 5.01

= 4.93

x

Copyright 2011 John Wiley & Sons, Inc.

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x-bar Chart Example:

Unknown

_ UCL = x + A 2 R _ LCL = x - A 2 R where = x = average of the sample means _ R = average range value Copyright 2011 John Wiley & Sons, Inc.

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Control Chart Factors

Sample Size n 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Copyright 2011 John Wiley & Sons, Inc.

Factor for X-chart A2 1.880

1.023

0.729

0.577

0.483

0.419

0.373

0.337

0.308

0.285

0.266

0.249

0.235

0.223

0.212

0.203

0.194

0.187

0.180

0.173

0.167

0.162

0.157

0.153

Factors for R-chart D3 0.000

0.000

0.000

0.000

0.000

0.076

0.136

0.184

0.223

0.256

0.283

0.307

0.328

0.347

0.363

0.378

0.391

0.404

0.415

0.425

0.435

0.443

0.452

0.459

D4 3.267

2.575

2.282

2.114

2.004

1.924

1.864

1.816

1.777

1.744

1.717

1.693

1.672

1.653

1.637

1.622

1.609

1.596

1.585

1.575

1.565

1.557

1.548

1.541

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x-bar Chart Example:

Unknown

SAMPLE

k

1 2 3 4 5 6 7 8 9 10 OBSERVATIONS (SLIP- RING DIAMETER, CM)

1 2 3 4 5 x R

5.02

5.01

4.99

5.03

4.95

4.97

5.05

5.09

5.14

5.01

5.01

5.03

5.00

4.91

4.92

5.06

5.01

5.10

5.10

4.98

4.94

5.07

4.93

5.01

5.03

5.06

5.10

5.00

4.99

5.08

4.99

4.95

4.92

4.98

5.05

4.96

4.96

4.99

5.08

5.07

4.96

4.96

4.99

4.89

5.01

5.03

4.99

5.08

5.09

4.99

4.98

5.00

4.97

4.96

4.99

5.01

5.02

5.05

5.08

5.03

0.08

0.12

0.08

0.14

0.13

0.10

0.14

0.11

0.15

0.10

Totals 50.09

1.15

Copyright 2011 John Wiley & Sons, Inc.

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x-bar Chart Example:

Unknown

_ R = k = 10 = 0.115

___

k x

10 _ = UCL = x + A 2 R = 5.01 + (0.58)(0.115) = 5.08

_ = LCL = x - A 2 R = 5.01 - (0.58)(0.115) = 4.94

Copyright 2011 John Wiley & Sons, Inc.

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x- bar Chart Example

5.10 – 5.08 – 5.06 – 5.04 – 5.02 – 5.00 – 4.98 – 4.96 – 4.94 – 4.92 – UCL = 5.08

= 5.01

LCL = 4.94

| 1 | 2 | 3 | | | 4 5 6 Sample number | 7 | 8 | 9 | 10 Copyright 2011 John Wiley & Sons, Inc.

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R- Chart

UCL = D 4 R LCL = D 3 R R =  R k Where R = range of each sample k = number of samples (sub groups) Copyright 2011 John Wiley & Sons, Inc.

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SAMPLE

k

1 2 3 4 5 6 7 8 9 10

R-Chart Example

OBSERVATIONS (SLIP- RING DIAMETER, CM)

1 2 3 4 5 x R

5.02

5.01

4.99

5.03

4.95

4.97

5.05

5.09

5.14

5.01

5.01

5.03

5.00

4.91

4.92

5.06

5.01

5.10

5.10

4.98

4.94

5.07

4.93

5.01

5.03

5.06

5.10

5.00

4.99

5.08

4.99

4.95

4.92

4.98

5.05

4.96

4.96

4.99

5.08

5.07

4.96

4.96

4.99

4.89

5.01

5.03

4.99

5.08

5.09

4.99

4.98

5.00

4.97

4.96

4.99

5.01

5.02

5.05

5.08

5.03

0.08

0.12

0.08

0.14

0.13

0.10

0.14

0.11

0.15

0.10

Totals 50.09

1.15

Copyright 2011 John Wiley & Sons, Inc.

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R-Chart Example

_ UCL = D 4 R = 2.11(0.115) = 0.243

_ LCL = D 3 R = 0(0.115) = 0

Retrieve chart factors D 3 and D 4

Copyright 2011 John Wiley & Sons, Inc.

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R-Chart Example

0.28 – 0.24 – 0.20 – 0.16 – 0.12 – 0.08 – 0.04 – 0 – UCL = 0.243

R

= 0.115

| LCL = 0 | 1 2 | 3 | 4 | 5 | 6 Sample number | 7 | 8 | 9 | 10 Copyright 2011 John Wiley & Sons, Inc.

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X-bar and R charts – Excel & OM Tools

Copyright 2011 John Wiley & Sons, Inc.

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Using x- bar and R-Charts Together

• Process average and process variability must be in control • Samples can have very narrow ranges, but sample averages might be beyond control limits • Or, sample averages may be in control, but ranges might be out of control • An R-chart might show a distinct downward trend, suggesting some nonrandom cause is reducing variation Copyright 2011 John Wiley & Sons, Inc.

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Control Chart Patterns

• Run • sequence of sample values that display same characteristic • Pattern test • determines if observations within limits of a control chart display a nonrandom pattern Copyright 2011 John Wiley & Sons, Inc.

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Control Chart Patterns

• To identify a pattern look for: • 8 consecutive points on one side of the center line • 8 consecutive points up or down • 14 points alternating up or down • 2 out of 3 consecutive points in zone A (on one side of center line) • 4 out of 5 consecutive points in zone A or B (on one side of center line) Copyright 2011 John Wiley & Sons, Inc.

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UCL

Control Chart Patterns

UCL LCL Sample observations consistently below the center line LCL Sample observations consistently above the center line Copyright 2011 John Wiley & Sons, Inc.

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UCL

Control Chart Patterns

UCL LCL Sample observations consistently increasing LCL Sample observations consistently decreasing Copyright 2011 John Wiley & Sons, Inc.

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Zones for Pattern Tests

UCL Zone A Zone B = 3 sigma =

x

+

A

2

R

= 2 sigma =

x

+

2 3

(

A

2

R

) = 1 sigma =

x

1

+ (

A

2

R

) Process average Zone C Zone C Zone B Zone A LCL | 1 | 2 | 3 | 4 Copyright 2011 John Wiley & Sons, Inc.

| 5 | 6 | 7 | 8 Sample number | 9 | 10 | 11 | 12 | 13 =

x

= 1 sigma =

x

-

1 3

(

A

2

R

) 2 sigma = =

x

-

2 3

(

A

2

R

) = 3 sigma =

x

-

A

2

R

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Performing a Pattern Test

SAMPLE 8 9 10 1 2 3 4 5 6 7

x

4.98

5.00

4.95

4.96

4.99

5.01

5.02

5.05

5.08

5.03

ABOVE/BELOW B B B B B — A A A A UP/DOWN — U D D U U U U U D ZONE B A B B C A A C C C Copyright 2011 John Wiley & Sons, Inc.

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Sample Size Determination

• Attribute charts require larger sample sizes • 50 to 100 parts in a sample • Variable charts require smaller samples • 2 to 10 parts in a sample Copyright 2011 John Wiley & Sons, Inc.

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Process Capability

• Compare natural variability to design variability • Natural variability • What we measure with control charts • Process mean = 8.80 oz, Std dev. = 0.12 oz • Tolerances • Design specifications reflecting product requirements • Net weight = 9.0 oz  • Tolerances are  0.5 oz 0.5 oz Copyright 2011 John Wiley & Sons, Inc.

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Process Capability

Design Specifications (a) Natural variation exceeds design specifications; process is not capable of meeting specifications all the time.

Process Design Specifications (b) Design specifications and natural variation the same; process is capable of meeting specifications most of the time.

Process Copyright 2011 John Wiley & Sons, Inc.

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(c) Design specifications greater than natural variation; process is capable of always conforming to specifications.

Process Capability

Design Specifications Process Design Specifications (d) Specifications greater than natural variation, but process off center; capable but some output will not meet upper specification.

Process Copyright 2011 John Wiley & Sons, Inc.

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Process Capability Ratio

C p = tolerance range process range = upper spec limit - lower spec limit 6  Copyright 2011 John Wiley & Sons, Inc.

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Computing C

p Net weight specification = 9.0 oz  Process mean = 8.80 oz 0.5 oz Process standard deviation = 0.12 oz C p = upper specification limit lower specification limit 6  9.5 - 8.5

= = 1.39

6(0.12) Copyright 2011 John Wiley & Sons, Inc.

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Process Capability Index

C pk = minimum 3  3  , Copyright 2011 John Wiley & Sons, Inc.

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Computing C

pk Net weight specification = 9.0 oz  Process mean = 8.80 oz 0.5 oz Process standard deviation = 0.12 oz C pk = minimum = x - lower specification limit 3  , = upper specification limit - x 3  8.80 - 8.50

9.50 - 8.80

= minimum , = 0.83

3(0.12) 3(0.12) Copyright 2011 John Wiley & Sons, Inc.

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Process Capability With Excel

=(D6-D7)/(6*D8) See formula bar Copyright 2011 John Wiley & Sons, Inc.

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Process Capability With OM Tools

Copyright 2011 John Wiley & Sons, Inc.

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Copyright 2011 John Wiley & Sons, Inc.

All rights reserved. Reproduction or translation of this work beyond that permitted in section 117 of the 1976 United States Copyright Act without express permission of the copyright owner is unlawful. Request for further information should be addressed to the Permission Department, John Wiley & Sons, Inc. The purchaser may make back-up copies for his/her own use only and not for distribution or resale. The Publisher assumes no responsibility for errors, omissions, or damages caused by the use of these programs or from the use of the information herein. Copyright 2011 John Wiley & Sons, Inc.

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