SBAS and GBAS Integrity for Non-Aviation Users: Moving Away from

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Transcript SBAS and GBAS Integrity for Non-Aviation Users: Moving Away from

SBAS and GBAS Integrity for Non Aviation Users: Moving Away from "Specific Risk"

Sam Pullen, Todd Walter, and Per Enge

Stanford University

[email protected]

ION ITM 2011 San Diego, CA.

25 January 2011

Motivation (1): SBAS and GBAS for Non-

Aviation Users

Where augmentation signals can be received, SBAS and GBAS benefits are available to all users.

However, integrity algorithms in airborne MOPS are designed to support specific aviation applications.

Resulting integrity protection levels are not well suited for other classes of users

Correcting this would increase the attractiveness of SBAS and GBAS to non-aviation transport users (auto, rail, marine) and others.

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Motivation (2): Accuracy and Integrity

HPL (non aviation application) 95% HPE

Illustrative example – not to scale or direction

HPL (per MOPS)

Accuracy bounds (e.g., 95% vertical position error, or VPE) can be measured and modeled with high precision

Integrity bounds (e.g., 10 -7 vertical protection level, or VPL) cannot be

– – – –

Lack of sufficient measurements Flaws in Gaussian extrapolations to low probabilities Dependence on details of failure models and assumptions

Too little is known; too much is uncertain…

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WAAS VPE vs. VPL from FAA PAN Data

(3 rd Qtr 2010: July – Sept.) Source: WAAS PAN Report #34, Oct. 2010.

http://www.nstb.tc.faa.gov/ DisplayArchive.htm

Max. VPE

7 m (at Barrow, AK)

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95% VPE

1.2 m 99% VPE

VPE (m)

4

WAAS Reference Station Classifications

(for this study only)

Figure source: FAA GNSS Press Kit http://preview.tinyurl.com/4ofdzz4

18 Remote Stations 13 Outer Stations 7 Inner Stations

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Max. VPE and VPL from FAA PAN Data

(1 Jan. 2004 – 30 Sept. 2010) Worst Case Between “Inner” and “Outer” WAAS Stations

->

“InOut” Set

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Max. VPL Max. VPE 95% VPE

10 15 20 25 30

Quarterly PAN Report Number (8 – 34)

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Max. HPE and HPL from FAA PAN Data

(1 Jan. 2004 – 30 Sept. 2010) Worst Case Between “Inner” and “Outer” WAAS Stations

->

“InOut” Set

45 40 35

As expected, both HPE and HPL are significantly lower than VPE and VPL.

30 25

Max. HPL

20 15

One unusual

result: 12 m error at Cleveland in Spring 2005 (correct number?)

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Max. HPE 95% HPE

10 15 20 25

Quarterly PAN Report Number (8 – 34)

30 35 7

Ratio of Max. VPL and Max. VPE from FAA PAN Data (“InOut” Station Set)

9

Less error reduction after PAN #20 (March 2007).

8 2 1 4 3 7 6

Mean Ratio

=

5.38

5

Noticeable improving trend

likely due to error reduction at individual WAAS reference stations.

0 10 15 20 25

Quarterly PAN Report Number (8 – 34)

30

Integrity for Non-Aviation Users: Moving Away from "Specific Risk"

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Ratio of Max. HPL and Max. HPE from FAA PAN Data (“InOut” Station Set)

10 9 2

Unusual error at Cleveland (if correct) just barely exceeded by HPL.

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Mean Ratio

=

5.21

10

Weaker but visible improving trend – more variability.

15 20 25

Quarterly PAN Report Number (8 – 34)

30

Integrity for Non-Aviation Users: Moving Away from "Specific Risk"

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How Many Samples Were Collected?

All validated PAN data from 1 Jan. 2004 to 30 Sept. 2010 Assume data correlated over 600 sec (10 min) Assume data correlated over 150 sec (~ one CAT I approach) Assume data correlated over 30 sec

7.1

10 -6 independent samples

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2.8

10 -7 independent samples 1.4

10 -8 independent samples

Integrity for Non-Aviation Users: Moving Away from "Specific Risk"

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10 -9 sec (49,324.6 days) (105.04 years)

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Average vs. Specific Risk Assessment

Average Risk (my definition): the probability of unsafe conditions based upon the convolved (“averaged”) estimated probabilities of all unknown events.

Probabilistic Risk Analysis (PRA) is based on this procedure

Risk aversion and value of information (VOI) are applied to the outputs of PRA

integrity risk requirements, alert limits

Specific Risk (my definition): the probability of unsafe conditions subject to the assumption that all (negative

but credible) unknown events that could be known

occur with a probability of one.

– –

Evolved from pre-existing FAA and ICAO safety standards Risk aversion and VOI and buried inside specific risk analysis

Results (risk and protection levels) are inconsistent with PRA

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Simplified Example: Ionospheric Spatial Decorrelation (1)

Severe Ionospheric Storm Observed over CONUS on 20 November 2003

20:15 UT 21:00 UT

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Simplified Example: Ionospheric Spatial Decorrelation (2)

Using PRA, estimated “prior” probabilities of severe decorrelation are combined with the likelihood of SBAS or GBAS mitigation to derive resulting user risk.

– –

Prior probabilities need not be known precisely Benefits of improved mitigation (“better information”) appear naturally as lower integrity risk.

Under FAA interpretation of Specific Risk, worst-case iono. delay gradient is “credible” and thus is assigned a probability of one.

Worst-case for GBAS (CAT I): an extremely large gradient that escapes detection by “matching speed” with ground station

»

This differs in real time for each site and GNSS geometry

Worst-case for SBAS (LPV): a very large gradient that is just small enough to avoid detection by master station

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Simplified Example: Ionospheric Spatial Decorrelation (3)

Simulated results for Memphis GBAS impacted by severe ionospheric gradient (RTCA 24-SV GPS, 6-km, User-to-ground separation, 1 and 2-SV impacts)

0.14

0.12

Most errors are exactly zero due to ground detection and exclusion, but all zero errors have been removed from the histogram.

0.1

0.08

Most plotted (non-zero) errors are below 10 m even under severe conditions.

0.06

0.04

Worst-case error, or “MIEV”, is

41 m

0.02

0 0 5 10 15 20 25 30 35

User Vertical Position Error (meters)

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Benefits of an “Average Risk” Approach

(Potential SBAS PL Reduction)

40 35

95% VPL

30 25

95% HPL Max. 95% PLs among stations in CONUS (“InOut” set)

20 15 10

Adjusted VPL

Conservative reduction factors from PAN data: VPL / 4.0

5

Adjusted HPL

HPL / 2.5

From reports since Jan. 2008

• 0 24 25 26 27 28 29 30

PAN Report Number

31 32 33 34

“Average risk” approach supports large reductions in HPL and VPL implied by WAAS PAN data, pending more complete database analysis.

Use “full-scale” PRA to re-assess “rare-normal” and faulted errors.

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A Combined “Average/Specific” Risk Approach

Depending on user and decision maker risk aversion, separate “average risk” and “specific risk” integrity requirements could be issued.

Both apply at all times

one or the other will tend to dominate for a particular application.

For example: 10 -7 integrity risk per operation (“ average ”) plus requirement that a worst-case undetected condition cannot increase the total vehicle loss risk by more than a factor of 10 .

For aircraft case, factor of 10 increase in total risk equates to specific risk requirement of 10 -5 (more strictly, 9

10 -6 ) per operation for nav. system

– –

Specific factors for each vehicle and application would vary.

There is no “correct” degree of risk aversion.

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Summary

Existing integrity assurance procedures for SBAS and GBAS are unique to aviation and its history and may not be suitable for other users.

SBAS (and GBAS) data analysis suggests that 10 -7 HPL and VPL can be greatly reduced if “average risk” approach is taken.

Examination of past data is useful, but more thorough PRA analysis should be conducted.

If worst-case elements of risk assessment are still desired, an average/specific risk mixture can be used.

This flexible “mixture” capability should satisfy almost any level of user and decision maker risk aversion.

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Backup Slides follow…

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25 January 2011

WAAS VPE from FAA PAN Data

(3 rd Qtr 2010: July – Sept.) Source: WAAS PAN Report #34, Oct. 2010.

http://www.nstb.tc.faa.gov/ DisplayArchive.htm

Max. VPE

7 m at Barrow, AK Meas. from 37 WAAS stations

19

(from PAN #34)

Example Error Table from PAN #34

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Max. VPE and VPL from WAAS PAN Data

(1 Jan. 2004 – 30 Sept. 2010) PAN Report Inner WRS Inner VPE_95% Inner VPE_Max

8 9 10 11 12 13 14 15 16 17 18 19 29 30 31 32 33 34 20 21 22 23 24 25 26 27 28

Ave

Chicago Dallas Dallas Dallas Dallas Dallas Dallas Dallas Albuquerque Dallas Dallas Dallas Dallas Dallas Denver Kansas City Memphis Denver Denver Denver Chicago Cleveland Dallas Denver Cleveland Denver Memphis 1.086

1.442

1.388

1.371

1.298

1.504

1.141

1.469

0.934

1.202

1.210

1.281

1.184

1.028

1.281

0.945

0.889

0.800

1.100

1.022

0.852

1.041

1.001

1.108

1.001

0.938

1.048

1.132

7.541

8.191

8.722

8.280

9.301

9.457

6.426

6.719

8.195

7.893

6.888

6.879

6.040

5.064

3.975

5.016

4.800

3.401

5.025

4.571

4.046

4.664

4.459

5.045

4.143

4.754

4.070

6.058

Inner VPL

(all numbers are in meters)

Outer WRS Outer VPE_95% Outer VPE_Max

49.612

39.956

43.829

31.969

33.699

28.399

26.887

24.612

24.246

34.771

37.435

35.097

30.050

26.238

34.868

24.232

24.742

27.877

28.390

25.254

21.989

24.292

50.101

25.872

28.377

36.569

13.567

Minneapolis Minneapolis Minneapolis Minneapolis Salt Lake City Minneapolis Oakland Minneapolis Minneapolis Oakland Oakland Miami Seattle Miami Oakland Minneapolis Seattle Seattle Oakland Seattle Miami Miami Wash DC Miami Miami Miami Seattle

30.849

1.710

1.695

1.790

1.501

1.155

1.765

1.706

1.956

1.157

1.273

1.228

1.657

0.886

1.231

1.043

1.067

0.801

0.766

1.061

0.915

2.041

1.537

1.124

1.612

2.005

1.298

0.849

1.364

9.133

7.794

7.376

8.034

8.581

12.756

7.931

7.439

8.002

6.385

7.296

6.913

5.858

5.160

4.119

5.029

4.273

4.553

4.808

4.972

4.462

4.384

4.589

4.240

4.738

4.516

4.920

6.232

Outer VPL Remote WRS Remote VPE_95% Remote VPE_Max Remote VPL

37.430

40.806

32.210

37.367

47.939

44.758

37.235

28.722

31.380

47.296

46.769

46.396

22.705

37.664

30.970

32.445

20.643

23.230

23.802

20.294

28.787

29.033

33.014

24.229

26.618

30.514

37.557

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A Fairbanks Fairbanks Kotzebue Fairbanks Puerto Vallarta Tapachula San Juan S.J. Del Cabo Iqaluit Fairbanks Barrow Iqaluit Iqaluit Iqaluit Barrow Barrow

33.326

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 1.080

1.062

1.183

1.118

1.466

1.917

1.300

1.138

2.087

0.997

1.128

1.731

1.766

1.869

1.245

1.165

1.391

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 7.395

22.492

37.308

9.255

5.854

7.347

5.859

5.566

6.977

8.018

6.733

9.768

7.556

8.106

7.700

6.975

10.182

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 40.632

33.620

39.902

34.793

40.937

44.259

31.842

31.806

28.362

35.478

26.198

42.103

27.882

45.033

38.500

44.427

36.611

Max

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1.504

9.457

50.101

2.041

12.756

47.939

Integrity for Non-Aviation Users: Moving Away from "Specific Risk"

2.087

37.308

45.033

21

95% and Max. VPE from FAA PAN Data

(1 Jan. 2004 – 30 Sept. 2010)

50 45 40 35

Severe iono. scintillation in Alaska in March and May 2007 (user receiver should prevent) VAL for LPV Note: VPL always bounds VPE.

30 25

Remote Stations

20 15

Outer Stations Max. VPE 95 % VPE

10 5 0

Inner Stations

10 15 20 25

Quarterly PAN Report Number (8 – 34)

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WAAS VPE vs. VPL in CONUS (2003 – 2006) ( from Wanner, et al, 2006)

Ratios

: VPL 99.99

%

VPE

6.9

6.4

6.8

6.5

6.0

6.8

6.8

99.99% VPE 99.9% VPE 99% VPE 95% VPE Mean VPE 1

s

VPE

Integrity for Non-Aviation Users: Moving Away from "Specific Risk"

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WAAS Max. VPE in CONUS (2003 – 2006)

(from Wanner, et al, 2008)

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An “Average Risk” Approach to SBAS (and GBAS) – word version

Data imply an “average risk” equivalent VPL for WAAS ~ 4 – 5 times lower than current value.

Re assess “rare-normal” and faulted error models and data to build a “certifiable” safety case.

Multiple rare normal (“fault-free”) models built from existing data to incorporate remaining uncertainty

– –

Faults whose impact is driven by worst-case scenarios (ionosphere, signal deformation) will become less important .

All fault-mode analyses follow the same approach:

• •

Estimate prior fault probabilities and probability uncertainties.

Simulate all significant variations of each fault type rather than “worst case” focus

convolve with prior dist. to estimate risk.

Multiple-fault scenarios neglected as too improbable may become more important , as probabilistic weighting of risk may show that fault-combination cases are non-negligible.

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A Combined “Average/Specific” Risk Approach (1)

Derived from FAA “Hazard Risk Model” (1) and Simplified Aircraft Accident Risk Breakdown (2)

Major

(Slight risk of aircraft loss/pilot challenged) 10 -5

10 -6 Hazardous

(Risk of a/c loss; Severe loss of safety margin) 10 -7

10 -7

~ 1%

Catastrophic

(Likely a/c hull loss) 10 -9

10 -9

Overall a/c loss prob.

~ 10%

Loss prob. due to equipment failure

~ 1% (~ 100 systems)

Loss prob. due to GNSS nav. failure (1) (2) FAA System Safety Handbook, 2008. http://www.faa.gov/library/manuals/aviation/risk_management/ss_handbook/ R. Kelly and J. Davis, “Required Navigation Performance (RNP),” Navigation, Spring 1994.

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